| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rareview Capital LLC | 430,195 | 623,126 | +192,931 | 1.88 | 2.35 | +0.47 | buy |
| Bramshill Investments, LLC | 31,526 | 146,519 | +114,993 | 0.02 | 0.08 | +0.07 | buy |
| Shaker Financial Services, LLC | 145,672 | 231,346 | +85,674 | 0.28 | 0.45 | +0.17 | buy |
| Moors & Cabot, Inc. | 85,359 | 85,524 | +165 | 0.02 | 0.02 | +0.00 | buy |
| Capital Investment Advisors, LLC | 21,870 | 21,120 | -750 | 0.00 | 0.00 | -0.00 | sell |
| Ignite Planners, LLC | 17,277 | 15,288 | -1,989 | 0.02 | 0.02 | -0.00 | sell |
| Formidable Asset Management, LLC | 32,819 | 29,931 | -2,888 | 0.02 | 0.02 | -0.00 | sell |
| Alexander Randolph Advisory, Inc. | 1,504,540 | 1,498,265 | -6,275 | 6.43 | 6.68 | +0.26 | sell |
| Pekin Hardy Strauss, Inc. | 124,000 | 112,949 | -11,051 | 0.08 | 0.07 | -0.01 | sell |
| Fiera Capital Corp | 424,090 | 410,948 | -13,142 | 0.01 | 0.01 | +0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 87,000 | 73,600 | -13,400 | 0.03 | 0.03 | -0.01 | sell |
| Tortoise Investment Management, LLC | 58,076 | 26,300 | -31,776 | 0.03 | 0.01 | -0.02 | sell |
| Almitas Capital LLC | 138,991 | 36,094 | -102,897 | 0.26 | 0.06 | -0.20 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 156,005 | 33,717 | -122,288 | 0.06 | 0.02 | -0.04 | sell |
| Bulldog Investors, LLP | 162,390 | 12,594 | -149,796 | 0.28 | 0.02 | -0.26 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 372,947 | 98,077 | -274,870 | 0.08 | 0.02 | -0.06 | sell |
| PenderFund Capital Management Ltd. | 516,690 | 14,146 | -502,544 | 0.89 | 0.02 | -0.86 | sell |