| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| EVERGREEN CAPITAL MANAGEMENT LLC | 616,129 | 1,915,494 | +1,299,365 | 0.12 | 0.37 | +0.25 | buy |
| Elequin Capital, LP | 2,413 | 69,572 | +67,159 | 0.00 | 0.10 | +0.10 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 19,333 | 52,256 | +32,923 | 0.01 | 0.02 | +0.01 | buy |
| PenderFund Capital Management Ltd. | 967,918 | 987,746 | +19,828 | 1.68 | 1.99 | +0.31 | buy |
| Pekin Hardy Strauss, Inc. | 69,440 | 84,800 | +15,360 | 0.05 | 0.06 | +0.01 | buy |
| Bulldog Investors, LLP | 153,010 | 162,390 | +9,380 | 0.23 | 0.25 | +0.02 | buy |
| Ironsides Asset Advisors, LLC | 32,965 | 33,704 | +739 | 0.06 | 0.07 | +0.00 | buy |
| Moors & Cabot, Inc. | 76,520 | 76,634 | +114 | 0.02 | 0.02 | +0.00 | buy |
| Capital Investment Advisors, LLC | 23,103 | 23,126 | +23 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 100,720 | 100,410 | -310 | 0.17 | 0.17 | +0.01 | sell |
| Vanguard Capital Wealth Advisors | 11,592 | 10,248 | -1,344 | 0.05 | 0.04 | -0.01 | sell |
| E&G Advisors, LP | 45,000 | 43,400 | -1,600 | 0.07 | 0.07 | +0.00 | sell |
| Almitas Capital LLC | 548,796 | 538,182 | -10,614 | 1.12 | 0.86 | -0.26 | sell |
| Ignite Planners, LLC | 38,477 | 27,627 | -10,850 | 0.05 | 0.04 | -0.01 | sell |
| Matisse Capital | 254,202 | 140,875 | -113,327 | 0.76 | 0.35 | -0.41 | sell |
| Tortoise Investment Management, LLC | 517,381 | 138,119 | -379,262 | 0.33 | 0.09 | -0.24 | sell |