Stock Transactions — SELLAS LIFE SCIENCES GROUP I

Total Bought
8,941,606
43 transactions
Total Sold
3,027,977
24 transactions
Net
+5,913,629
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Anson Funds Management LP275,0006,032,938+5,757,9380.111.07+0.96buy
BlackRock, Inc.4,590,2735,686,886+1,096,6130.000.00-0.00buy
Everhart Financial Group, Inc.0331,150+331,1500.000.05+0.05buy
RENAISSANCE TECHNOLOGIES LLC0291,822+291,8220.000.00+0.00buy
STATE STREET CORP1,112,7051,360,914+248,2090.000.00-0.00buy
CITADEL ADVISORS LLC0194,357+194,3570.000.00+0.00buy
VANGUARD GROUP INC6,654,7996,839,905+185,1060.000.00-0.00buy
DEUTSCHE BANK AG\2,335121,025+118,6900.000.00+0.00buy
GSA CAPITAL PARTNERS LLP426,584518,995+92,4110.070.07+0.00buy
GEODE CAPITAL MANAGEMENT, LLC2,200,4282,264,384+63,9560.000.00-0.00buy
Mariner, LLC51,109108,806+57,6970.000.00+0.00buy
STONERIDGE INVESTMENT PARTNERS LLC053,709+53,7090.000.06+0.06buy
INSTRUMENTAL WEALTH, LLC044,914+44,9140.000.06+0.06buy
Tyche Wealth Partners LLC037,500+37,5000.000.01+0.01buy
TRUSTMARK BANK TRUST DEPARTMENT036,511+36,5110.000.00+0.00buy
NORTHERN TRUST CORP698,493731,175+32,6820.000.00-0.00buy
Squarepoint Ops LLC16,12246,180+30,0580.000.00+0.00buy
Genesee Capital Advisors, LLC030,000+30,0000.000.02+0.02buy
Scissortail Wealth Management, LLC027,322+27,3220.000.01+0.01buy
Nuveen, LLC971,329997,910+26,5810.000.00-0.00buy
SEI INVESTMENTS CO026,581+26,5810.000.00+0.00buy
Kestra Advisory Services, LLC026,400+26,4000.000.00+0.00buy
WELLS FARGO & COMPANY/MN53,81575,867+22,0520.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.020,000+20,0000.000.00+0.00buy
AXXCESS WEALTH MANAGEMENT, LLC016,000+16,0000.000.00+0.00buy
Opus Capital Group, LLC240,000250,000+10,0000.060.05-0.02buy
Equitable Holdings, Inc.17,06027,060+10,0000.000.00+0.00buy
BARCLAYS PLC172,803182,680+9,8770.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS10,42519,724+9,2990.000.00+0.00buy
Russell Investments Group, Ltd.09,189+9,1890.000.00+0.00buy
Caitong International Asset Management Co., Ltd5,12410,833+5,7090.010.01+0.00buy
CWM, LLC05,244+5,2440.000.00+0.00buy
Rockefeller Capital Management L.P.05,000+5,0000.000.00+0.00buy
Bank of New York Mellon Corp201,460205,682+4,2220.000.00-0.00buy
Prosperity Financial Group, Inc.16,50018,500+2,0000.020.01-0.00buy
FMR LLC01,028+1,0280.000.00+0.00buy
RHUMBLINE ADVISERS135,789136,639+8500.000.00-0.00buy
Arax Advisory Partners0540+5400.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC11,64711,870+2230.000.00-0.00buy
INTECH INVESTMENT MANAGEMENT LLC46,21746,353+1360.000.00-0.00buy
Sterling Capital Management LLC231244+130.000.00-0.00buy
Invesco Ltd.50,16650,179+130.000.00-0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM5,9555,959+40.000.00-0.00buy
Ameritas Investment Partners, Inc.9,7449,74400.000.00-0.00hold
ALLIANCEBERNSTEIN L.P.49,96049,96000.000.00-0.00hold
Parkside Financial Bank & Trust2200.000.00-0.00hold
SIMON QUICK ADVISORS, LLC20,00020,00000.000.00-0.00hold
Global Retirement Partners, LLC1,0001,00000.000.00-0.00hold
Avion Wealth57357300.000.00-0.00hold
Marshall Financial Group, LLC10,30910,30900.000.00-0.00hold
SBI Securities Co., Ltd.5,7265,72600.000.00-0.00hold
Brooklyn FI, LLC10,24010,24000.010.00-0.00hold
Nemes Rush Group LLC10,00010,00000.000.00-0.00hold
Private Wealth Management Group, LLC10,00010,00000.010.00-0.00hold
Police & Firemen's Retirement System of New Jersey23,35123,35100.000.00-0.00hold
Grange Capital, LLC13,50113,50100.030.02-0.01hold
CALDWELL SUTTER CAPITAL, INC.10010000.000.00-0.00hold
Legal & General Group Plc10,62610,62600.000.00-0.00hold
PRICE T ROWE ASSOCIATES INC /MD/47,95947,95900.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND49,30049,30000.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP37437400.000.00-0.00hold
CALTON & ASSOCIATES, INC.11,00011,00000.000.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC294,106294,10600.000.00-0.00hold
BLAIR WILLIAM & CO/IL16,00216,00200.000.00-0.00hold
AMALGAMATED BANK3,2593,25900.000.00-0.00hold
Quantbot Technologies LP3890-3890.000.00-0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE34,55133,454-1,0970.000.00-0.00sell
SG Americas Securities, LLC20,91019,366-1,5440.000.00-0.00sell
ProShare Advisors LLC19,57117,221-2,3500.000.00-0.00sell
Tower Research Capital LLC (TRC)15,46512,789-2,6760.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC19,24815,854-3,3940.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.52,21044,647-7,5630.000.00-0.00sell
Quadrature Capital Ltd24,28416,579-7,7050.000.00-0.00sell
GREAT VALLEY ADVISOR GROUP, INC.20,00010,000-10,0000.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC27,50317,444-10,0590.000.00-0.00sell
MetLife Investment Management, LLC58,84439,973-18,8710.000.00-0.00sell
MORGAN STANLEY1,084,4781,054,791-29,6870.000.00-0.00sell
Cubist Systematic Strategies, LLC31,3140-31,3140.000.00-0.00sell
CITIGROUP INC42,4154,274-38,1410.000.00-0.00sell
JANE STREET GROUP, LLC46,6820-46,6820.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP197,642145,856-51,7860.000.00-0.00sell
Atom Investors LP54,6240-54,6240.010.00-0.01sell
JPMORGAN CHASE & CO61,8920-61,8920.000.00-0.00sell
XTX Topco Ltd76,9000-76,9000.010.00-0.01sell
UBS Group AG309,6870-309,6870.000.00-0.00sell
MARSHALL WACE, LLP2,715,4892,357,999-357,4900.010.00-0.00sell
GOLDMAN SACHS GROUP INC465,5060-465,5060.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP1,489,672863,575-626,0970.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC1,127,225314,702-812,5230.000.00-0.00sell
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