Stock Transactions — SELLAS LIFE SCIENCES GROUP I

Total Bought
10,743,927
73 transactions
Total Sold
8,625,361
24 transactions
Net
+2,118,566
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
BlackRock, Inc.5,686,8867,541,054+1,854,1680.000.00+0.00buy
VANGUARD GROUP INC6,839,9058,467,400+1,627,4950.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC314,7021,387,849+1,073,1470.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP145,8561,082,207+936,3510.000.01+0.01buy
STATE STREET CORP1,360,9142,188,171+827,2570.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC2,264,3843,077,337+812,9530.000.00+0.00buy
DAGCO, INC.0577,540+577,5400.000.50+0.50buy
JONES FINANCIAL COMPANIES LLLP374429,243+428,8690.000.00+0.00buy
GOLDMAN SACHS GROUP INC0411,654+411,6540.000.00+0.00buy
BARCLAYS PLC182,680511,034+328,3540.000.00+0.00buy
WELLS FARGO & COMPANY/MN75,867299,305+223,4380.000.00+0.00buy
NORTHERN TRUST CORP731,175930,750+199,5750.000.00+0.00buy
Everhart Financial Group, Inc.331,150466,216+135,0660.050.16+0.11buy
XTX Topco Ltd0118,440+118,4400.000.01+0.01buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC294,106408,401+114,2950.000.00+0.00buy
LPL Financial LLC096,305+96,3050.000.00+0.00buy
TWO SIGMA ADVISERS, LP076,554+76,5540.000.00+0.00buy
Opus Capital Group, LLC250,000317,100+67,1000.050.13+0.08buy
TWO SIGMA SECURITIES, LLC057,105+57,1050.000.03+0.03buy
CITIGROUP INC4,27455,475+51,2010.000.00+0.00buy
Bank of New York Mellon Corp205,682256,409+50,7270.000.00+0.00buy
Mariner, LLC108,806159,150+50,3440.000.00+0.00buy
JPMORGAN CHASE & CO049,479+49,4790.000.00+0.00buy
Caitong International Asset Management Co., Ltd10,83355,129+44,2960.010.05+0.04buy
World Investment Advisors044,123+44,1230.000.00+0.00buy
Scientech Research LLC038,743+38,7430.000.09+0.09buy
VISIONARY HORIZONS, LLC036,000+36,0000.000.07+0.07buy
Regal Investment Advisors LLC035,900+35,9000.000.01+0.01buy
Nuveen, LLC997,9101,023,961+26,0510.000.00+0.00buy
Millington Financial Advisors, LLC025,000+25,0000.000.04+0.04buy
Jaffetilchin Investment Partners, LLC024,338+24,3380.000.01+0.01buy
OSAIC HOLDINGS, INC.023,689+23,6890.000.00+0.00buy
AXXCESS WEALTH MANAGEMENT, LLC16,00035,370+19,3700.000.00+0.00buy
Private Advisor Group, LLC018,205+18,2050.000.00+0.00buy
SG Americas Securities, LLC19,36636,450+17,0840.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/47,95963,026+15,0670.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC013,800+13,8000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC15,85429,244+13,3900.000.00+0.00buy
STIFEL FINANCIAL CORP013,036+13,0360.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.44,64757,547+12,9000.000.00+0.00buy
EWA, LLC012,796+12,7960.000.01+0.01buy
Police & Firemen's Retirement System of New Jersey23,35134,743+11,3920.000.00+0.00buy
MONEY CONCEPTS CAPITAL CORP010,600+10,6000.000.00+0.00buy
Jefferies Financial Group Inc.010,100+10,1000.000.00+0.00buy
Concurrent Investment Advisors, LLC010,085+10,0850.000.00+0.00buy
Beacon Pointe Advisors, LLC010,000+10,0000.000.00+0.00buy
BLAIR WILLIAM & CO/IL16,00226,002+10,0000.000.00+0.00buy
STONERIDGE INVESTMENT PARTNERS LLC53,70961,327+7,6180.060.16+0.10buy
BNP PARIBAS FINANCIAL MARKETS19,72426,838+7,1140.000.00+0.00buy
Larson Financial Group LLC06,993+6,9930.000.00+0.00buy
CWM, LLC5,24411,782+6,5380.000.00+0.00buy
FMR LLC1,0287,495+6,4670.000.00+0.00buy
ProShare Advisors LLC17,22122,638+5,4170.000.00+0.00buy
Equitable Holdings, Inc.27,06032,060+5,0000.000.00+0.00buy
SageView Advisory Group, LLC05,000+5,0000.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE33,45438,018+4,5640.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC11,87016,351+4,4810.000.00+0.00buy
Global Retirement Partners, LLC1,0005,000+4,0000.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC17,44421,034+3,5900.000.00+0.00buy
Invesco Ltd.50,17953,293+3,1140.000.00+0.00buy
Grange Capital, LLC13,50116,001+2,5000.020.06+0.04buy
Legal & General Group Plc10,62613,032+2,4060.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM5,9597,628+1,6690.000.00+0.00buy
Kestra Advisory Services, LLC26,40027,400+1,0000.000.00+0.00buy
AMALGAMATED BANK3,2593,892+6330.000.00+0.00buy
Sterling Capital Management LLC244790+5460.000.00+0.00buy
Strengthening Families & Communities, LLC0500+5000.000.00+0.00buy
GAMMA Investing LLC0372+3720.000.00+0.00buy
Russell Investments Group, Ltd.9,1899,560+3710.000.00+0.00buy
Farther Finance Advisors, LLC0350+3500.000.00+0.00buy
NVWM, LLC0201+2010.000.00+0.00buy
Motiv8 Investments LLC080+800.000.000.00buy
ROTHSCHILD INVESTMENT LLC021+210.000.00+0.00buy
Ameritas Investment Partners, Inc.9,7449,74400.000.00+0.00hold
ALLIANCEBERNSTEIN L.P.49,96049,96000.000.00+0.00hold
Parkside Financial Bank & Trust2200.000.00+0.00hold
Genesee Capital Advisors, LLC30,00030,00000.020.05+0.02hold
SIMON QUICK ADVISORS, LLC20,00020,00000.000.00+0.00hold
Rockefeller Capital Management L.P.5,0005,00000.000.00+0.00hold
Avion Wealth57357300.000.00+0.00hold
Scissortail Wealth Management, LLC27,32227,32200.010.02+0.01hold
INSTRUMENTAL WEALTH, LLC44,91444,91400.060.13+0.07hold
Nemes Rush Group LLC10,00010,00000.000.00+0.00hold
Tyche Wealth Partners LLC37,50037,50000.010.02+0.01hold
Private Wealth Management Group, LLC10,00010,00000.000.01+0.01hold
SEI INVESTMENTS CO26,58126,58100.000.00+0.00hold
CALDWELL SUTTER CAPITAL, INC.10010000.000.00+0.00hold
CALTON & ASSOCIATES, INC.11,00011,00000.000.01+0.00hold
Arax Advisory Partners5400-5400.000.00-0.00sell
SBI Securities Co., Ltd.5,7263,591-2,1350.000.00+0.00sell
INTECH INVESTMENT MANAGEMENT LLC46,35340,272-6,0810.000.00+0.00sell
Tower Research Capital LLC (TRC)12,7896,474-6,3150.000.00+0.00sell
RHUMBLINE ADVISERS136,639129,309-7,3300.000.00+0.00sell
Cambridge Investment Research Advisors, Inc.20,00012,435-7,5650.000.00+0.00sell
GREAT VALLEY ADVISOR GROUP, INC.10,0000-10,0000.000.00-0.00sell
Brooklyn FI, LLC10,2400-10,2400.000.00-0.00sell
Marshall Financial Group, LLC10,3090-10,3090.000.00-0.00sell
CIBC WORLD MARKETS CORP11,7590-11,7590.000.00-0.00sell
TRUSTMARK BANK TRUST DEPARTMENT36,51124,000-12,5110.000.01+0.00sell
MetLife Investment Management, LLC39,97327,181-12,7920.000.00+0.00sell
Page 1 of 2