Stock Transactions — MAIN STREET CAPITAL CORP

Total Bought
2,191,013
196 transactions
Total Sold
1,314,223
142 transactions
Net
+876,790
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
PRICE T ROWE ASSOCIATES INC /MD/3,188,6863,500,667+311,9810.020.02+0.00buy
BlackRock, Inc.455,505585,673+130,1680.000.00+0.00buy
HRT FINANCIAL LP86,161213,431+127,2700.030.06+0.02buy
UBS Group AG243,917332,510+88,5930.000.00+0.00buy
Quantbot Technologies LP10,39480,296+69,9020.020.12+0.10buy
Muzinich & Co., Inc.247,107316,808+69,7018.558.55+0.01buy
JPMORGAN CHASE & CO134,738200,717+65,9790.000.00+0.00buy
D. E. Shaw & Co., Inc.8,31473,957+65,6430.000.00+0.00buy
CoreCap Advisors, LLC1,66261,064+59,4020.000.15+0.14buy
Cubist Systematic Strategies, LLC051,599+51,5990.000.03+0.03buy
Qube Research & Technologies Ltd114,089163,988+49,8990.010.01+0.00buy
AMERIPRISE FINANCIAL INC77,438125,694+48,2560.000.00+0.00buy
FRANKLIN RESOURCES INC259,645306,645+47,0000.000.00+0.00buy
VAN ECK ASSOCIATES CORP1,171,4481,218,338+46,8900.090.08-0.00buy
Sumitomo Mitsui Trust Group, Inc.242,857287,252+44,3950.010.01+0.00buy
MORGAN STANLEY968,4861,012,080+43,5940.000.00-0.00buy
Verition Fund Management LLC038,086+38,0860.000.01+0.01buy
Geneos Wealth Management Inc.1,57136,810+35,2390.000.05+0.05buy
LPL Financial LLC307,368341,799+34,4310.010.01-0.00buy
BANK OF AMERICA CORP /DE/55,93689,179+33,2430.000.00+0.00buy
CWM, LLC85032,579+31,7290.000.01+0.01buy
NORTHERN TRUST CORP3,62634,934+31,3080.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS78,362108,100+29,7380.000.00+0.00buy
Midwest Professional Planners, LTD.26,09654,772+28,6760.460.85+0.39buy
Advisors Asset Management, Inc.109,897136,953+27,0560.120.14+0.03buy
Trexquant Investment LP025,532+25,5320.000.02+0.02buy
Legal & General Group Plc651,247675,495+24,2480.010.01-0.00buy
Generali Investments CEE, investicni spolecnost, a.s.022,910+22,9100.000.11+0.11buy
TECTONIC ADVISORS LLC193,731215,481+21,7500.690.74+0.06buy
McElhenny Sheffield Capital Management, LLC020,000+20,0000.000.00+0.00buy
JANE STREET GROUP, LLC019,831+19,8310.000.00+0.00buy
Universal- Beteiligungs- und Servicegesellschaft mbH9,58428,481+18,8970.000.00+0.00buy
Kestra Advisory Services, LLC47,55462,508+14,9540.010.02+0.01buy
J.W. COLE ADVISORS, INC.84,92599,808+14,8830.150.13-0.02buy
BALYASNY ASSET MANAGEMENT L.P.013,340+13,3400.000.00+0.00buy
Private Advisor Group, LLC157,672170,921+13,2490.050.05+0.00buy
Brevan Howard Capital Management LP012,580+12,5800.000.01+0.01buy
Westbourne Investment Advisors, Inc.012,500+12,5000.000.22+0.22buy
U.S. Capital Wealth Advisors, LLC128,599139,452+10,8530.220.24+0.02buy
Sound Income Strategies, LLC335,008345,827+10,8191.121.17+0.05buy
SG Americas Securities, LLC010,806+10,8060.000.00+0.00buy
Susquehanna Portfolio Strategies, LLC010,127+10,1270.000.01+0.01buy
GOLDMAN SACHS GROUP INC10,46120,248+9,7870.000.00+0.00buy
MACKENZIE FINANCIAL CORP10,21419,303+9,0890.000.00+0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC28,65737,183+8,5260.030.03+0.00buy
GROUP ONE TRADING LLC08,362+8,3620.000.02+0.02buy
Blue Trust, Inc.8,73316,959+8,2260.010.01+0.01buy
Disciplined Investors, L.L.C.08,150+8,1500.000.38+0.38buy
Allworth Financial LP10,05418,138+8,0840.000.01+0.00buy
NATIXIS29,01536,516+7,5010.010.01+0.00buy
GWN SECURITIES INC.07,178+7,1780.000.08+0.08buy
ADELL HARRIMAN & CARPENTER INC447,642454,495+6,8531.911.78-0.13buy
Squarepoint Ops LLC19,24626,074+6,8280.000.00+0.00buy
Naviter Wealth, LLC69,95876,678+6,7200.480.56+0.08buy
DRW Securities, LLC06,364+6,3640.000.03+0.03buy
United Capital Management of KS, Inc.06,122+6,1220.000.06+0.06buy
Glenview Trust Co06,100+6,1000.000.01+0.01buy
SANDERS MORRIS HARRIS LLC207,274213,340+6,0661.813.01+1.20buy
AMERICAN NATIONAL BANK & TRUST06,000+6,0000.000.04+0.04buy
Taylor Frigon Capital Management LLC45,18850,960+5,7721.521.60+0.08buy
PineBridge Investments, L.P.05,665+5,6650.000.00+0.00buy
MILESTONE ASSET MANAGEMENT, LLC11,58616,867+5,2810.140.21+0.07buy
BENJAMIN EDWARDS INC149,394154,392+4,9980.120.12-0.00buy
Verity Asset Management, Inc.4,9509,918+4,9680.110.28+0.17buy
Cetera Investment Advisers47,55452,075+4,5210.010.01-0.00buy
TRUST CO OF VERMONT04,462+4,4620.000.01+0.01buy
FIRST TRUST ADVISORS LP183,979188,296+4,3170.010.01-0.00buy
Focus Financial Network, Inc.29,68933,849+4,1600.070.08+0.01buy
VPR Management LLC04,039+4,0390.000.11+0.11buy
Arete Wealth Advisors, LLC16,33020,367+4,0370.070.09+0.01buy
Nabity-Jensen Investment Management Inc04,011+4,0110.000.17+0.17buy
Turtle Creek Wealth Advisors, LLC04,000+4,0000.000.03+0.03buy
Ausdal Financial Partners, Inc.03,960+3,9600.000.02+0.02buy
Fisher Asset Management, LLC03,947+3,9470.000.00+0.00buy
Accurate Wealth Management, LLC03,882+3,8820.000.04+0.04buy
Jump Financial, LLC03,851+3,8510.000.00+0.00buy
Global Assets Advisory, LLC03,792+3,7920.000.09+0.09buy
NewEdge Advisors, LLC1,6555,401+3,7460.000.00+0.00buy
Kaizen Financial Strategies03,517+3,5170.000.11+0.11buy
IEQ CAPITAL, LLC03,516+3,5160.000.00+0.00buy
BIP Wealth, LLC03,500+3,5000.000.01+0.01buy
EVERGREEN CAPITAL MANAGEMENT LLC03,453+3,4530.000.01+0.01buy
MKT Advisors LLC03,427+3,4270.000.08+0.08buy
Delta Investment Management, LLC37,42540,729+3,3040.430.46+0.04buy
Larson Financial Group LLC55,74058,991+3,2510.150.14-0.01buy
HOURGLASS CAPITAL, LLC120,596123,646+3,0501.781.81+0.02buy
NOMURA ASSET MANAGEMENT CO LTD10,23013,165+2,9350.000.00+0.00buy
Capital World Investors210,341213,235+2,8940.000.00-0.00buy
Ameritas Advisory Services, LLC02,821+2,8210.000.01+0.01buy
CANADA LIFE ASSURANCE Co84,70887,419+2,7110.010.01-0.00buy
TCTC Holdings, LLC119,791122,391+2,6000.240.23-0.01buy
Trinity Legacy Partners, LLC186,142188,723+2,5812.542.95+0.41buy
RAYMOND JAMES FINANCIAL INC167,913170,483+2,5700.000.00-0.00buy
Savvy Advisors, Inc.12,09014,555+2,4650.070.06-0.01buy
Compass Financial Services Inc02,210+2,2100.000.06+0.06buy
SHARPEPOINT LLC26,23328,341+2,1081.251.72+0.48buy
ENVESTNET ASSET MANAGEMENT INC117,996120,003+2,0070.000.00-0.00buy
AVANTAX ADVISORY SERVICES, INC.15,55117,421+1,8700.010.01+0.00buy
Concurrent Investment Advisors, LLC14,92016,776+1,8560.020.02-0.00buy
TWO SIGMA ADVISERS, LP80,54582,354+1,8090.010.01-0.00buy
Page 1 of 5