Stock Transactions — MAIN STREET CAPITAL CORP

Total Bought
1,425,448
210 transactions
Total Sold
1,300,562
94 transactions
Net
+124,886
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Invesco Ltd.24,398139,166+114,7680.000.00+0.00buy
FIRST TRUST ADVISORS LP0103,427+103,4270.000.01+0.01buy
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC0102,025+102,0250.002.42+2.42buy
VAN ECK ASSOCIATES CORP1,195,4761,288,309+92,8330.080.10+0.02buy
BlackRock, Inc.371,379459,231+87,8520.000.00+0.00buy
Jefferies Financial Group Inc.068,160+68,1600.000.04+0.04buy
Rockefeller Capital Management L.P.053,578+53,5780.000.01+0.01buy
CITADEL ADVISORS LLC042,160+42,1600.000.00+0.00buy
Advisors Asset Management, Inc.60,548102,705+42,1570.060.11+0.06buy
JPMORGAN CHASE & CO101,549139,189+37,6400.000.00+0.00buy
UBS Group AG60,92293,975+33,0530.000.00+0.00buy
Kestra Advisory Services, LLC28,02158,588+30,5670.010.02+0.01buy
BNP PARIBAS FINANCIAL MARKETS27,72757,773+30,0460.000.00+0.00buy
DnB Asset Management AS124,924149,638+24,7140.030.04+0.01buy
Wealthstar Advisors, LLC022,644+22,6440.000.58+0.58buy
TECTONIC ADVISORS LLC167,065185,666+18,6010.550.71+0.16buy
Burgundy Asset Management Ltd.1,136,4041,153,600+17,1960.560.68+0.12buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors016,333+16,3330.000.14+0.14buy
AlphaQuest LLC11,34026,853+15,5130.050.21+0.16buy
XTX Topco Ltd014,779+14,7790.000.07+0.07buy
GOLDMAN SACHS GROUP INC17,24830,388+13,1400.000.00+0.00buy
Atria Investments, Inc012,874+12,8740.000.01+0.01buy
Private Advisor Group, LLC134,225146,954+12,7290.040.05+0.01buy
ENVESTNET ASSET MANAGEMENT INC107,485120,211+12,7260.000.00+0.00buy
Bank of New York Mellon Corp18,69129,316+10,6250.000.00+0.00buy
Sumitomo Mitsui Trust Group, Inc.209,924220,517+10,5930.010.01+0.00buy
Muzinich & Co., Inc.212,384222,977+10,5938.409.22+0.82buy
Empowered Funds, LLC09,683+9,6830.000.01+0.01buy
Brevan Howard Capital Management LP09,621+9,6210.000.01+0.01buy
Savvy Advisors, Inc.09,607+9,6070.000.07+0.07buy
HighTower Advisors, LLC95,884104,716+8,8320.010.01+0.00buy
Innova Wealth Partners08,485+8,4850.000.31+0.31buy
AXA S.A.08,317+8,3170.000.00+0.00buy
Larson Financial Group LLC44,96853,237+8,2690.130.16+0.03buy
HRT FINANCIAL LP111,803119,864+8,0610.030.04+0.01buy
FOUNDATIONS INVESTMENT ADVISORS, LLC15,17823,239+8,0610.020.03+0.01buy
Golden State Equity Partners07,988+7,9880.000.09+0.09buy
TrueMark Investments, LLC07,617+7,6170.000.14+0.14buy
Squarepoint Ops LLC17,27724,875+7,5980.000.00+0.00buy
Strategic Financial Concepts, LLC07,170+7,1700.000.08+0.08buy
Segment Wealth Management, LLC43,51250,368+6,8560.150.20+0.05buy
NOMURA ASSET MANAGEMENT CO LTD2,5089,301+6,7930.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/3,412,5533,419,244+6,6910.020.02+0.00buy
ADELL HARRIMAN & CARPENTER INC419,255425,552+6,2971.531.73+0.21buy
Creative Planning73,17678,971+5,7950.000.00+0.00buy
Blue Trust, Inc.5,47911,270+5,7910.000.01+0.00buy
Kingsview Wealth Management, LLC7,03512,686+5,6510.010.01+0.01buy
Delta Investment Management, LLC20,71726,280+5,5630.210.30+0.09buy
Mirae Asset Global Investments Co., Ltd.05,505+5,5050.000.00+0.00buy
Thrive Wealth Management, LLC05,347+5,3470.000.06+0.06buy
BRIGHTON JONES LLC05,185+5,1850.000.01+0.01buy
Apexium Financial, LP05,150+5,1500.000.02+0.02buy
INTREPID CAPITAL MANAGEMENT INC05,000+5,0000.000.15+0.15buy
GSA CAPITAL PARTNERS LLP04,983+4,9830.000.02+0.02buy
Naviter Wealth, LLC61,40366,168+4,7650.430.47+0.04buy
LPL Financial LLC294,425299,165+4,7400.010.01+0.00buy
Entropy Technologies, LP04,689+4,6890.000.03+0.03buy
Secure Asset Management, LLC04,503+4,5030.000.04+0.04buy
MGB Wealth Management, LLC42,85947,359+4,5000.780.86+0.08buy
BANK OF MONTREAL /CAN/04,401+4,4010.000.00+0.00buy
Sigma Planning Corp40,36444,706+4,3420.060.08+0.02buy
MGO ONE SEVEN LLC04,289+4,2890.000.01+0.01buy
Goodman Financial Corp04,209+4,2090.000.05+0.05buy
BENJAMIN EDWARDS INC141,165145,312+4,1470.100.12+0.02buy
Faithward Advisors, LLC04,128+4,1280.000.04+0.04buy
Waterloo Capital, L.P.04,079+4,0790.000.03+0.03buy
Ellis Investment Partners, LLC03,977+3,9770.000.05+0.05buy
Brookstone Capital Management03,866+3,8660.000.00+0.00buy
MILESTONE ASSET MANAGEMENT, LLC6,54910,392+3,8430.070.13+0.06buy
HUB Investment Partners, LLC12,96916,796+3,8270.030.04+0.01buy
Advisors Capital Management, LLC131,275135,074+3,7990.110.12+0.02buy
PARK AVENUE SECURITIES LLC03,790+3,7900.000.00+0.00buy
WESBANCO BANK INC03,760+3,7600.000.01+0.01buy
OLD NATIONAL BANCORP /IN/03,689+3,6890.000.01+0.01buy
Kaizen Financial Strategies03,632+3,6320.000.12+0.12buy
IFG Advisory, LLC03,623+3,6230.000.01+0.01buy
Texas Yale Capital Corp.77,10680,696+3,5900.170.19+0.02buy
Cornerstone Wealth Management, LLC03,563+3,5630.000.01+0.01buy
CreativeOne Wealth, LLC03,554+3,5540.000.01+0.01buy
GROUP ONE TRADING LLC03,551+3,5510.000.01+0.01buy
MKT Advisors LLC03,525+3,5250.000.09+0.09buy
BIP Wealth, LLC03,500+3,5000.000.01+0.01buy
Vertex Planning Partners, LLC5,2008,583+3,3830.060.11+0.05buy
Steward Partners Investment Advisory, LLC23,80627,088+3,2820.010.01+0.00buy
Vise Technologies, Inc.5,2918,495+3,2040.030.04+0.01buy
Focus Financial Network, Inc.24,26227,131+2,8690.050.06+0.01buy
Aquatic Capital Management LLC13,70016,526+2,8260.020.03+0.01buy
EAGLE GLOBAL ADVISORS LLC11,05013,470+2,4200.030.03+0.00buy
AMERIPRISE FINANCIAL INC116,799119,193+2,3940.000.00+0.00buy
ProShare Advisors LLC13,11215,434+2,3220.000.00+0.00buy
Arete Wealth Advisors, LLC14,09316,410+2,3170.060.07+0.01buy
PNC FINANCIAL SERVICES GROUP, INC.9,71011,974+2,2640.000.00+0.00buy
Hamilton Point Investment Advisors, LLC115,354117,591+2,2371.041.24+0.20buy
COLDSTREAM CAPITAL MANAGEMENT INC41,38843,475+2,0870.040.05+0.01buy
Baird Financial Group, Inc.25,75827,681+1,9230.000.00+0.00buy
AE Wealth Management LLC4,0965,918+1,8220.000.00+0.00buy
TCTC Holdings, LLC116,191117,991+1,8000.200.25+0.05buy
Cambridge Investment Research Advisors, Inc.137,347139,042+1,6950.020.03+0.00buy
Prospera Financial Services Inc46,87348,319+1,4460.060.07+0.01buy
J.W. COLE ADVISORS, INC.21,37322,783+1,4100.040.05+0.01buy
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