Stock Transactions — PUMA BIOTECHNOLOGY INC

Total Bought
6,721,874
54 transactions
Total Sold
3,129,775
31 transactions
Net
+3,592,099
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Frazier Life Sciences Management, L.P.02,816,294+2,816,2940.000.63+0.63buy
GOLDMAN SACHS GROUP INC115,955450,580+334,6250.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC61,052372,249+311,1970.000.00+0.00buy
JANE STREET GROUP, LLC137,603429,251+291,6480.000.00+0.00buy
Qube Research & Technologies Ltd123,160387,178+264,0180.000.00+0.00buy
GREAT POINT PARTNERS LLC1,093,2731,343,628+250,3550.811.11+0.30buy
MORGAN STANLEY376,290617,602+241,3120.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP147,558382,679+235,1210.000.00+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP0230,425+230,4250.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.196,659385,863+189,2040.000.01+0.00buy
WINTON GROUP Ltd0188,283+188,2830.000.07+0.07buy
WELLINGTON MANAGEMENT GROUP LLP0170,765+170,7650.000.00+0.00buy
Bank of New York Mellon Corp46,433188,893+142,4600.000.00+0.00buy
HRT FINANCIAL LP0127,231+127,2310.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP497,722568,293+70,5710.000.00+0.00buy
Marathon Trading Investment Management LLC070,300+70,3000.000.15+0.15buy
EntryPoint Capital, LLC061,991+61,9910.000.29+0.29buy
RENAISSANCE TECHNOLOGIES LLC1,673,2131,729,413+56,2000.010.01+0.00buy
Cubist Systematic Strategies, LLC35,38888,029+52,6410.000.01+0.00buy
Brevan Howard Capital Management LP049,875+49,8750.000.02+0.02buy
LAZARD ASSET MANAGEMENT LLC94649,466+48,5200.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC33,85277,081+43,2290.000.00+0.00buy
Man Group plc168,710211,682+42,9720.000.00+0.00buy
Metis Global Partners, LLC039,527+39,5270.000.01+0.01buy
ACADIAN ASSET MANAGEMENT LLC1,917,2741,956,513+39,2390.030.04+0.00buy
Point72 Asia (Singapore) Pte. Ltd.89638,346+37,4500.000.05+0.05buy
FMR LLC56,07491,690+35,6160.000.00+0.00buy
Squarepoint Ops LLC28,39860,634+32,2360.000.00+0.00buy
Trexquant Investment LP032,199+32,1990.000.00+0.00buy
Schonfeld Strategic Advisors LLC20,05946,604+26,5450.000.00+0.00buy
BANK OF MONTREAL /CAN/81,400107,900+26,5000.000.00+0.00buy
RITHOLTZ WEALTH MANAGEMENT15,17837,324+22,1460.000.01+0.00buy
OMERS ADMINISTRATION Corp016,800+16,8000.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC124,400139,400+15,0000.010.02+0.00buy
CTC Alternative Strategies, Ltd.012,100+12,1000.000.04+0.04buy
ROYCE & ASSOCIATES LP011,738+11,7380.000.00+0.00buy
LMR Partners LLP011,006+11,0060.000.00+0.00buy
SG Americas Securities, LLC010,740+10,7400.000.00+0.00buy
STATE STREET CORP162,482172,482+10,0000.000.00+0.00buy
LPL Financial LLC10,92320,677+9,7540.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC444,046452,971+8,9250.000.00+0.00buy
WELLS FARGO & COMPANY/MN08,316+8,3160.000.00+0.00buy
State of Wyoming06,650+6,6500.000.01+0.01buy
Prospera Financial Services Inc143,217147,792+4,5750.020.02+0.00buy
MILLENNIUM MANAGEMENT LLC3,164,2493,167,463+3,2140.010.01+0.00buy
JPMORGAN CHASE & CO27,19430,202+3,0080.000.00+0.00buy
Headlands Technologies LLC02,301+2,3010.000.00+0.00buy
MACQUARIE GROUP LTD61,25562,784+1,5290.000.00+0.00buy
GROUP ONE TRADING LLC01,495+1,4950.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd17,94619,383+1,4370.010.01+0.00buy
Crestline Management, LP34,77435,832+1,0580.010.02+0.00buy
CIBC Private Wealth Group LLC0775+7750.000.00+0.00buy
NewEdge Advisors, LLC0717+7170.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC10,74910,790+410.000.00+0.00buy
RHUMBLINE ADVISERS2,0862,08600.000.00+0.00hold
BNP PARIBAS FINANCIAL MARKETS24224200.000.00-0.00hold
Laurion Capital Management LP131,175131,17500.020.02-0.00hold
GHP Investment Advisors, Inc.1,1701,17000.000.00+0.00hold
GPS Wealth Strategies Group, LLC1,0001,00000.000.00+0.00hold
Aspire Private Capital, LLC70070000.000.00+0.00hold
Focus Partners Advisor Solutions, LLC19,22019,22000.000.00-0.00hold
ELEVATION WEALTH PARTNERS, LLC3300.000.00+0.00hold
BARCLAYS PLC17,32417,32400.000.00+0.00hold
US BANCORP \DE\20020000.000.00+0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC19,45319,45300.000.00+0.00hold
JNBA Financial Advisors40-40.000.00-0.00sell
NORTHERN TRUST CORP83,76383,537-2260.000.00+0.00sell
FEDERATED HERMES, INC.161,540160,924-6160.000.00+0.00sell
XTX Topco Ltd54,89254,153-7390.050.04-0.01sell
Tower Research Capital LLC (TRC)2,8021,692-1,1100.000.00+0.00sell
PRUDENTIAL FINANCIAL INC16,40015,200-1,2000.000.00+0.00sell
SEI INVESTMENTS CO291,868289,677-2,1910.000.00+0.00sell
SIMPLEX TRADING, LLC5,805947-4,8580.000.00-0.00sell
Assenagon Asset Management S.A.85,03970,145-14,8940.000.00-0.00sell
Jump Financial, LLC57,20041,658-15,5420.010.01-0.00sell
BOOTHBAY FUND MANAGEMENT, LLC17,8950-17,8950.000.00-0.00sell
Engineers Gate Manager LP19,0770-19,0770.000.00-0.00sell
FRANKLIN RESOURCES INC19,1620-19,1620.000.00-0.00sell
Patriot Financial Group Insurance Agency, LLC34,50011,500-23,0000.030.01-0.02sell
TWO SIGMA ADVISERS, LP284,800255,300-29,5000.000.00+0.00sell
ExodusPoint Capital Management, LP53,24015,627-37,6130.000.00-0.00sell
CITIGROUP INC171,053130,473-40,5800.000.00-0.00sell
GLOBEFLEX CAPITAL L P538,559491,751-46,8080.240.25+0.02sell
BALYASNY ASSET MANAGEMENT L.P.81,65232,709-48,9430.000.00-0.00sell
683 Capital Management, LLC55,0050-55,0050.020.00-0.02sell
LSV ASSET MANAGEMENT86,65130,400-56,2510.000.00-0.00sell
GSA CAPITAL PARTNERS LLP262,337187,585-74,7520.100.08-0.02sell
MARSHALL WACE, LLP348,622238,491-110,1310.000.00-0.00sell
CITADEL ADVISORS LLC121,7960-121,7960.000.00-0.00sell
BANK OF AMERICA CORP /DE/127,9350-127,9350.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP215,17281,694-133,4780.000.00-0.00sell
RICE HALL JAMES & ASSOCIATES, LLC329,870140,106-189,7640.080.04-0.04sell
Affinity Asset Advisors, LLC202,3490-202,3490.170.00-0.17sell
Eversept Partners, LP1,695,0211,426,497-268,5240.720.57-0.15sell
VANGUARD GROUP INC3,802,0813,491,249-310,8320.000.00+0.00sell
Camber Capital Management LP2,805,0001,650,000-1,155,0000.420.31-0.12sell
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