Stock Transactions — PUMA BIOTECHNOLOGY INC

Total Bought
3,721,153
51 transactions
Total Sold
4,596,168
46 transactions
Net
-875,015
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GEODE CAPITAL MANAGEMENT, LLC452,971950,146+497,1750.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC372,249738,902+366,6530.000.00+0.00buy
STATE STREET CORP172,482514,038+341,5560.000.00+0.00buy
Schonfeld Strategic Advisors LLC46,604334,107+287,5030.000.01+0.01buy
Affinity Asset Advisors, LLC0250,000+250,0000.000.13+0.13buy
Frazier Life Sciences Management, L.P.2,816,2943,062,558+246,2640.630.47-0.16buy
TANG CAPITAL MANAGEMENT LLC0200,000+200,0000.000.07+0.07buy
STRS OHIO0159,300+159,3000.000.00+0.00buy
GREAT POINT PARTNERS LLC1,343,6281,486,544+142,9161.110.93-0.18buy
Bank of New York Mellon Corp188,893308,997+120,1040.000.00-0.00buy
Invesco Ltd.0118,832+118,8320.000.00+0.00buy
WINTON GROUP Ltd188,283300,599+112,3160.070.07-0.00buy
VANGUARD GROUP INC3,491,2493,598,973+107,7240.000.00-0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC19,453126,240+106,7870.000.00+0.00buy
PANAGORA ASSET MANAGEMENT INC0102,820+102,8200.000.00+0.00buy
Assenagon Asset Management S.A.70,145140,205+70,0600.000.00+0.00buy
LAZARD ASSET MANAGEMENT LLC49,466107,903+58,4370.000.00+0.00buy
RHUMBLINE ADVISERS2,08650,270+48,1840.000.00+0.00buy
Alpine Global Management, LLC040,116+40,1160.000.02+0.02buy
DIMENSIONAL FUND ADVISORS LP568,293605,977+37,6840.000.00-0.00buy
Brandywine Global Investment Management, LLC032,210+32,2100.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND031,000+31,0000.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC1,729,4131,753,013+23,6000.010.01-0.00buy
NORTHERN TRUST CORP83,537105,058+21,5210.000.00-0.00buy
OXFORD ASSET MANAGEMENT LLP021,007+21,0070.000.07+0.07buy
State of Wyoming6,65026,963+20,3130.010.01+0.01buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE017,765+17,7650.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC016,565+16,5650.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC015,603+15,6030.000.00+0.00buy
BARCLAYS PLC17,32431,651+14,3270.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/013,357+13,3570.000.000.00buy
PDT Partners, LLC011,131+11,1310.000.00+0.00buy
MetLife Investment Management, LLC010,973+10,9730.000.00+0.00buy
Squarepoint Ops LLC60,63471,391+10,7570.000.00-0.00buy
WELLS FARGO & COMPANY/MN8,31616,450+8,1340.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC77,08184,211+7,1300.000.00-0.00buy
RICE HALL JAMES & ASSOCIATES, LLC140,106144,792+4,6860.040.03-0.01buy
Ameritas Investment Partners, Inc.04,055+4,0550.000.00+0.00buy
Legal & General Group Plc03,912+3,9120.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM02,999+2,9990.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS2423,220+2,9780.000.00+0.00buy
SIMPLEX TRADING, LLC9473,498+2,5510.000.00+0.00buy
PRUDENTIAL FINANCIAL INC15,20017,585+2,3850.000.00-0.00buy
GSA CAPITAL PARTNERS LLP187,585189,751+2,1660.080.04-0.04buy
Prospera Financial Services Inc147,792149,570+1,7780.020.01-0.01buy
AMALGAMATED BANK01,432+1,4320.000.00+0.00buy
FMR LLC91,69093,082+1,3920.000.00-0.00buy
CWM, LLC0500+5000.000.00+0.00buy
Trexquant Investment LP32,19932,668+4690.000.00-0.00buy
Russell Investments Group, Ltd.020+200.000.00+0.00buy
Concord Wealth Partners06+60.000.00+0.00buy
LSV ASSET MANAGEMENT30,40030,40000.000.00-0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC139,400139,40000.020.01-0.00hold
CIBC Private Wealth Group LLC77577500.000.00-0.00hold
GHP Investment Advisors, Inc.1,1701,17000.000.00-0.00hold
LPL Financial LLC20,67720,67700.000.00-0.00hold
Metis Global Partners, LLC39,52739,52700.010.00-0.00hold
GPS Wealth Strategies Group, LLC1,0001,00000.000.00-0.00hold
Aspire Private Capital, LLC70070000.000.00-0.00hold
Focus Partners Advisor Solutions, LLC19,22019,22000.000.00-0.00hold
ELEVATION WEALTH PARTNERS, LLC3300.000.00-0.00hold
COMMONWEALTH EQUITY SERVICES, LLC10,79010,79000.000.00-0.00hold
US BANCORP \DE\20020000.000.00-0.00hold
ROYCE & ASSOCIATES LP11,73811,73800.000.00-0.00hold
SEI INVESTMENTS CO289,677289,537-1400.000.00-0.00sell
Patriot Financial Group Insurance Agency, LLC11,50011,000-5000.010.01-0.00sell
FEDERATED HERMES, INC.160,924160,233-6910.000.00-0.00sell
NewEdge Advisors, LLC7170-7170.000.00-0.00sell
GROUP ONE TRADING LLC1,4950-1,4950.000.00-0.00sell
MACQUARIE GROUP LTD62,78461,255-1,5290.000.00-0.00sell
Tower Research Capital LLC (TRC)1,6920-1,6920.000.00-0.00sell
Headlands Technologies LLC2,3010-2,3010.000.00-0.00sell
RITHOLTZ WEALTH MANAGEMENT37,32433,759-3,5650.010.00-0.00sell
MILLENNIUM MANAGEMENT LLC3,167,4633,162,533-4,9300.010.01-0.01sell
ACADIAN ASSET MANAGEMENT LLC1,956,5131,951,208-5,3050.040.02-0.02sell
XTX Topco Ltd54,15348,611-5,5420.040.01-0.03sell
SG Americas Securities, LLC10,7400-10,7400.000.00-0.00sell
LMR Partners LLP11,0060-11,0060.000.00-0.00sell
CTC Alternative Strategies, Ltd.12,1000-12,1000.040.00-0.04sell
ExodusPoint Capital Management, LP15,6270-15,6270.000.00-0.00sell
OMERS ADMINISTRATION Corp16,8000-16,8000.000.00-0.00sell
Y-Intercept (Hong Kong) Ltd19,3830-19,3830.010.00-0.01sell
JPMORGAN CHASE & CO30,2020-30,2020.000.00-0.00sell
Connor, Clark & Lunn Investment Management Ltd.385,863354,514-31,3490.010.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.32,7090-32,7090.000.00-0.00sell
Crestline Management, LP35,8320-35,8320.020.00-0.02sell
BANK OF MONTREAL /CAN/107,90070,352-37,5480.000.00-0.00sell
Point72 Asia (Singapore) Pte. Ltd.38,3460-38,3460.050.00-0.05sell
MARSHALL WACE, LLP238,491200,085-38,4060.000.00-0.00sell
GLOBEFLEX CAPITAL L P491,751452,606-39,1450.250.15-0.10sell
Jump Financial, LLC41,6580-41,6580.010.00-0.01sell
TWO SIGMA INVESTMENTS, LP81,69434,298-47,3960.000.00-0.00sell
Brevan Howard Capital Management LP49,8750-49,8750.020.00-0.02sell
Marathon Trading Investment Management LLC70,30014,236-56,0640.150.01-0.14sell
EntryPoint Capital, LLC61,9910-61,9910.290.00-0.29sell
Cubist Systematic Strategies, LLC88,0290-88,0290.010.00-0.01sell
Man Group plc211,682117,665-94,0170.000.00-0.00sell
Eversept Partners, LP1,426,4971,328,454-98,0430.570.33-0.23sell
CITIGROUP INC130,47319,860-110,6130.000.00-0.00sell
Qube Research & Technologies Ltd387,178273,158-114,0200.000.00-0.00sell
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