Stock Transactions — PUMA BIOTECHNOLOGY INC

Total Bought
2,286,337
61 transactions
Total Sold
5,406,161
33 transactions
Net
-3,119,824
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
KENNEDY CAPITAL MANAGEMENT LLC593,046809,375+216,3290.030.05+0.02buy
DIMENSIONAL FUND ADVISORS LP692,792863,760+170,9680.000.00+0.00buy
D. E. Shaw & Co., Inc.57,388222,608+165,2200.000.00+0.00buy
CITADEL ADVISORS LLC0159,425+159,4250.000.00+0.00buy
UBS Group AG0155,571+155,5710.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP49,555181,471+131,9160.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.368,455487,368+118,9130.000.01+0.00buy
JPMORGAN CHASE & CO48,493136,897+88,4040.000.00+0.00buy
MARSHALL WACE, LLP085,580+85,5800.000.00+0.00buy
ROYAL BANK OF CANADA082,882+82,8820.000.00+0.00buy
MACKENZIE FINANCIAL CORP078,653+78,6530.000.00+0.00buy
MACKENZIE FINANCIAL CORP078,653+78,6530.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC874,543948,376+73,8330.000.00+0.00buy
GSA CAPITAL PARTNERS LLP49,494108,523+59,0290.010.02+0.02buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC56,369112,571+56,2020.000.00+0.00buy
Bank of New York Mellon Corp277,703331,853+54,1500.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC245,695285,679+39,9840.000.00+0.00buy
Walleye Capital LLC038,845+38,8450.000.00+0.00buy
TWO SIGMA ADVISERS, LP161,000196,900+35,9000.000.00+0.00buy
XTX Topco Ltd26,38459,674+33,2900.000.02+0.01buy
Cubist Systematic Strategies, LLC032,615+32,6150.000.00+0.00buy
PRELUDE CAPITAL MANAGEMENT, LLC024,800+24,8000.000.01+0.01buy
OXFORD ASSET MANAGEMENT LLP023,484+23,4840.000.03+0.03buy
SEI INVESTMENTS CO288,482311,661+23,1790.000.00+0.00buy
LSV ASSET MANAGEMENT30,40053,400+23,0000.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC020,030+20,0300.000.00+0.00buy
Bayesian Capital Management, LP017,700+17,7000.000.01+0.01buy
FMR LLC118,265131,850+13,5850.000.00+0.00buy
C2C Wealth Management, LLC012,000+12,0000.000.03+0.03buy
ProShare Advisors LLC011,853+11,8530.000.00+0.00buy
SG Americas Securities, LLC13,41624,668+11,2520.000.00+0.00buy
Verition Fund Management LLC010,955+10,9550.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC010,817+10,8170.000.00+0.00buy
Graham Capital Management, L.P.010,732+10,7320.000.00+0.00buy
BARCLAYS PLC78,02188,407+10,3860.000.00+0.00buy
Gateway Wealth Partners, LLC010,200+10,2000.000.01+0.01buy
Prospera Financial Services Inc168,885177,895+9,0100.010.01+0.00buy
STATE STREET CORP601,542609,942+8,4000.000.00+0.00buy
GOLDMAN SACHS GROUP INC305,718314,097+8,3790.000.00+0.00buy
NORTHERN TRUST CORP317,739325,417+7,6780.000.00+0.00buy
VANGUARD GROUP INC3,636,1913,643,422+7,2310.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS67,70274,301+6,5990.000.00+0.00buy
Tower Research Capital LLC (TRC)3,78610,137+6,3510.000.00+0.00buy
WELLS FARGO & COMPANY/MN16,80322,929+6,1260.000.00+0.00buy
PRUDENTIAL FINANCIAL INC100,485106,285+5,8000.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/13,35719,083+5,7260.000.00+0.00buy
LPL Financial LLC21,48726,567+5,0800.000.00+0.00buy
FEDERATED HERMES, INC.160,178163,641+3,4630.000.00+0.00buy
CITIGROUP INC30,04833,261+3,2130.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC1,968,9991,972,128+3,1290.020.02+0.00buy
GEODE CAPITAL MANAGEMENT, LLC917,367919,435+2,0680.000.00+0.00buy
LAZARD ASSET MANAGEMENT LLC4902,495+2,0050.000.00+0.00buy
Invesco Ltd.18,74219,924+1,1820.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.22,71023,765+1,0550.000.00+0.00buy
CWM, LLC2461,099+8530.000.00+0.00buy
Sterling Capital Management LLC100926+8260.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC104,400105,200+8000.010.01+0.00buy
FRANKLIN RESOURCES INC15,96716,587+6200.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC126496+3700.000.00+0.00buy
True Wealth Design, LLC024+240.000.00+0.00buy
IFP Advisors, Inc014+140.000.00+0.00buy
Ameritas Investment Partners, Inc.4,0554,05500.000.00+0.00hold
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,9992,99900.000.00+0.00hold
TANG CAPITAL MANAGEMENT LLC200,000200,00000.040.04+0.00hold
CIBC Private Wealth Group LLC77577500.000.00+0.00hold
GHP Investment Advisors, Inc.1,1701,17000.000.00+0.00hold
MACQUARIE GROUP LTD61,25561,25500.000.00+0.00hold
PDT Partners, LLC11,13111,13100.000.00+0.00hold
Metis Global Partners, LLC39,52739,52700.000.00+0.00hold
Russell Investments Group, Ltd.202000.000.00+0.00hold
GPS Wealth Strategies Group, LLC1,0001,00000.000.00+0.00hold
ELEVATION WEALTH PARTNERS, LLC3300.000.00+0.00hold
US BANCORP \DE\20020000.000.00+0.00hold
Legal & General Group Plc3,9123,91200.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND3,6003,60000.000.00+0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC117,666117,66600.000.00+0.00hold
AMALGAMATED BANK1,4321,43200.000.00-0.00hold
GLOBEFLEX CAPITAL L P452,606452,60600.110.12+0.01hold
EARNED WEALTH ADVISORS, LLC150-150.000.00-0.00sell
Jaffetilchin Investment Partners, LLC4000-4000.000.00-0.00sell
Allspring Global Investments Holdings, LLC6670-6670.000.00-0.00sell
Aspire Private Capital, LLC7000-7000.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC15,60314,778-8250.000.00+0.00sell
Corebridge Financial, Inc.22,13320,924-1,2090.000.00+0.00sell
ROYCE & ASSOCIATES LP20,16518,725-1,4400.000.00+0.00sell
RITHOLTZ WEALTH MANAGEMENT21,60020,128-1,4720.000.00+0.00sell
BlackRock, Inc.3,827,2233,823,805-3,4180.000.00+0.00sell
NewEdge Advisors, LLC4,6110-4,6110.000.00-0.00sell
GROUP ONE TRADING LLC4,6950-4,6950.000.00-0.00sell
Patriot Financial Group Insurance Agency, LLC19,00012,000-7,0000.010.00-0.00sell
RHUMBLINE ADVISERS46,62838,291-8,3370.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC10,7900-10,7900.000.00-0.00sell
TWO SIGMA SECURITIES, LLC12,1730-12,1730.000.00-0.00sell
STRS OHIO201,400185,400-16,0000.000.00+0.00sell
Qube Research & Technologies Ltd204,222188,124-16,0980.000.00-0.00sell
RENAISSANCE TECHNOLOGIES LLC1,772,4131,755,513-16,9000.010.01+0.00sell
Dynamic Technology Lab Private Ltd17,3660-17,3660.000.00-0.00sell
Focus Partners Advisor Solutions, LLC19,2350-19,2350.000.00-0.00sell
Squarepoint Ops LLC99,24775,929-23,3180.000.00-0.00sell
Virtu Financial LLC26,5090-26,5090.000.00-0.00sell
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