| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Siren, L.L.C. | 690,170 | 2,072,767 | +1,382,597 | 0.10 | 0.21 | +0.11 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 1,283,939 | +1,283,939 | 0.00 | 0.00 | +0.00 | buy |
| Catalio Capital Management, LP | 0 | 1,061,132 | +1,061,132 | 0.00 | 0.51 | +0.51 | buy |
| Zimmer Partners, LP | 980,682 | 1,825,000 | +844,318 | 0.06 | 0.12 | +0.05 | buy |
| Kovitz Investment Group Partners, LLC | 0 | 732,975 | +732,975 | 0.00 | 0.01 | +0.01 | buy |
| CM Management, LLC | 375,000 | 600,000 | +225,000 | 0.93 | 1.30 | +0.37 | buy |
| BlackRock, Inc. | 3,254,152 | 3,465,082 | +210,930 | 0.00 | 0.00 | -0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 195,201 | +195,201 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 190,673 | 349,200 | +158,527 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 0 | 64,110 | +64,110 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 0 | 59,574 | +59,574 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 605,340 | 655,476 | +50,136 | 0.00 | 0.00 | -0.00 | buy |
| BRIGHTON JONES LLC | 0 | 39,355 | +39,355 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 36,666 | +36,666 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 26,871 | 61,006 | +34,135 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 16,744 | 36,297 | +19,553 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0 | 19,072 | +19,072 | 0.00 | 0.00 | +0.00 | buy |
| PANAGORA ASSET MANAGEMENT INC | 0 | 18,628 | +18,628 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 15,377 | +15,377 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 12,848 | +12,848 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 134,322 | 145,872 | +11,550 | 0.00 | 0.00 | -0.00 | buy |
| Summit Financial, LLC | 0 | 11,500 | +11,500 | 0.00 | 0.00 | +0.00 | buy |
| Catalyst Funds Management Pty Ltd | 0 | 11,400 | +11,400 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 37,156 | 48,552 | +11,396 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 10,669 | +10,669 | 0.00 | 0.00 | +0.00 | buy |
| Velan Capital Investment Management LP | 338,973 | 346,973 | +8,000 | 0.92 | 0.84 | -0.08 | buy |
| Police & Firemen's Retirement System of New Jersey | 13,496 | 21,293 | +7,797 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 8,273 | 15,997 | +7,724 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 4,988 | 12,154 | +7,166 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 4,854 | +4,854 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 20 | 4,217 | +4,197 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 1,493 | 3,644 | +2,151 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 29,740 | 31,891 | +2,151 | 0.00 | 0.00 | -0.00 | buy |
| Redwood Park Advisors LLC | 0 | 700 | +700 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 152 | +152 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 16,726 | 16,803 | +77 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,657 | 3,660 | +3 | 0.00 | 0.00 | -0.00 | buy |
| INGALLS & SNYDER LLC | 51,849 | 51,849 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 5,984 | 5,984 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BVF INC/IL | 6,293,282 | 6,293,282 | 0 | 0.61 | 0.66 | +0.05 | hold |
| MARCO INVESTMENT MANAGEMENT LLC | 30,344 | 30,344 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 33,400 | 33,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sanofi | 814,980 | 814,980 | 0 | 1.26 | 0.81 | -0.45 | hold |
| RA CAPITAL MANAGEMENT, L.P. | 3,566,338 | 3,566,338 | 0 | 0.16 | 0.11 | -0.05 | hold |
| Ensign Peak Advisors, Inc | 1,264,919 | 1,264,919 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Nantahala Capital Management, LLC | 1,141,237 | 1,141,237 | 0 | 0.22 | 0.18 | -0.04 | hold |
| 22NW, LP | 636,364 | 636,364 | 0 | 1.09 | 0.78 | -0.31 | hold |
| HOWARD FINANCIAL SERVICES, LTD. | 30,000 | 30,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Addison Advisors LLC | 1,300 | 1,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nuveen, LLC | 76,292 | 76,292 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kera Capital Partners, Inc. | 25,770 | 25,770 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Legal & General Group Plc | 5,333 | 5,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 29,499 | 29,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 2,002 | 2,002 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 144 | 111 | -33 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Advisory Services, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 136,456 | 134,761 | -1,695 | 0.00 | 0.00 | -0.00 | sell |
| Quadrature Capital Ltd | 29,058 | 27,100 | -1,958 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 56,050 | 53,564 | -2,486 | 0.00 | 0.00 | -0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 29,176 | 25,900 | -3,276 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 32,052 | 27,583 | -4,469 | 0.00 | 0.00 | -0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 18,113 | 11,420 | -6,693 | 0.00 | 0.00 | -0.00 | sell |
| Ground Swell Capital, LLC | 11,597 | 0 | -11,597 | 0.05 | 0.00 | -0.05 | sell |
| ProShare Advisors LLC | 12,019 | 0 | -12,019 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 35,592 | 21,572 | -14,020 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 177,249 | 162,842 | -14,407 | 0.00 | 0.00 | -0.00 | sell |
| Persistent Asset Partners Ltd | 14,855 | 0 | -14,855 | 0.04 | 0.00 | -0.04 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 1,383,940 | 1,368,940 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| ADAR1 Capital Management, LLC | 16,900 | 0 | -16,900 | 0.01 | 0.00 | -0.01 | sell |
| CITIGROUP INC | 19,738 | 810 | -18,928 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 101,878 | 79,753 | -22,125 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 454,077 | 428,562 | -25,515 | 0.00 | 0.00 | -0.00 | sell |
| Freestone Capital Holdings, LLC | 27,366 | 0 | -27,366 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 27,698 | 0 | -27,698 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 29,464 | 0 | -29,464 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 36,400 | 4,200 | -32,200 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 36,141 | 0 | -36,141 | 0.01 | 0.00 | -0.01 | sell |
| MetLife Investment Management, LLC | 36,264 | 0 | -36,264 | 0.00 | 0.00 | -0.00 | sell |
| VANGUARD GROUP INC | 3,318,383 | 3,267,783 | -50,600 | 0.00 | 0.00 | -0.00 | sell |
| DIADEMA PARTNERS LP | 64,613 | 0 | -64,613 | 0.11 | 0.00 | -0.11 | sell |
| MARSHALL WACE, LLP | 94,772 | 0 | -94,772 | 0.00 | 0.00 | -0.00 | sell |
| Exome Asset Management LLC | 114,145 | 0 | -114,145 | 0.26 | 0.00 | -0.26 | sell |
| CITADEL ADVISORS LLC | 152,460 | 0 | -152,460 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 171,669 | 0 | -171,669 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 293,565 | 0 | -293,565 | 0.02 | 0.00 | -0.02 | sell |
| Blue Owl Capital Holdings LP | 1,329,912 | 979,912 | -350,000 | 1.16 | 0.79 | -0.38 | sell |
| SPHERA FUNDS MANAGEMENT LTD. | 1,959,610 | 1,280,233 | -679,377 | 1.39 | 0.79 | -0.60 | sell |
| Woodline Partners LP | 1,671,822 | 800,822 | -871,000 | 0.02 | 0.01 | -0.01 | sell |
| Alyeska Investment Group, L.P. | 933,475 | 0 | -933,475 | 0.01 | 0.00 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 998,454 | 0 | -998,454 | 0.02 | 0.00 | -0.02 | sell |
| Ikarian Capital, LLC | 1,000,221 | 0 | -1,000,221 | 0.90 | 0.00 | -0.90 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,018,919 | 0 | -1,018,919 | 0.00 | 0.00 | -0.00 | sell |
| AWM Investment Company, Inc. | 1,100,473 | 0 | -1,100,473 | 0.33 | 0.00 | -0.33 | sell |
| First Light Asset Management, LLC | 2,600,498 | 0 | -2,600,498 | 0.91 | 0.00 | -0.91 | sell |