Stock Transactions — KKR Series D Conv 6.25

Total Bought
46,396,713
741 transactions
Total Sold
50,051,180
533 transactions
Net
-3,654,467
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
FMR LLC16,410,77320,839,156+4,428,3830.120.14+0.02buy
BlackRock, Inc.04,139,573+4,139,5730.000.00+0.00buy
Strive Asset Management, LLC04,123,951+4,123,9510.000.01+0.01buy
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main1,381,3425,242,519+3,861,1770.190.61+0.42buy
VIKING GLOBAL INVESTORS LP02,709,024+2,709,0240.000.91+0.91buy
Invesco Ltd.10,784,27812,542,249+1,757,9710.240.26+0.01buy
Close Asset Management Ltd35,6111,515,299+1,479,6880.144.38+4.24buy
MORGAN STANLEY6,785,8927,790,654+1,004,7620.060.06+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.225,2841,190,477+965,1930.020.10+0.08buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC3,826,8994,736,482+909,5830.090.10+0.01buy
Point72 Asset Management, L.P.214,711899,937+685,2260.070.25+0.19buy
DEUTSCHE BANK AG\1,355,6122,033,107+677,4950.070.09+0.02buy
WESTFIELD CAPITAL MANAGEMENT CO LP0672,895+672,8950.000.37+0.37buy
Ensign Peak Advisors, Inc1,462,8482,058,773+595,9250.330.44+0.11buy
JANE STREET GROUP, LLC140,363730,937+590,5740.030.11+0.08buy
VANGUARD GROUP INC58,656,95559,242,848+585,8930.130.12-0.01buy
Jefferies Financial Group Inc.38,886616,472+577,5860.090.73+0.65buy
AQR Arbitrage LLC0500,000+500,0000.000.67+0.67buy
WESTWOOD HOLDINGS GROUP INC0459,422+459,4220.000.43+0.43buy
Prana Capital Management, LP149,436584,911+435,4750.722.54+1.82buy
STATE STREET CORP27,673,89728,106,309+432,4120.140.13-0.01buy
BANK OF AMERICA CORP /DE/10,186,89910,618,907+432,0080.110.10-0.01buy
OFI INVEST ASSET MANAGEMENT0429,819+429,8190.001.00+1.00buy
AMERIPRISE FINANCIAL INC1,471,9381,874,360+402,4220.050.06+0.01buy
Munro Partners0363,250+363,2500.001.29+1.29buy
Calamos Advisors LLC1,797,1472,127,240+330,0930.410.45+0.04buy
WELLINGTON MANAGEMENT GROUP LLP23,745,65024,064,520+318,8700.570.55-0.03buy
GEODE CAPITAL MANAGEMENT, LLC14,535,45914,849,457+313,9980.130.12-0.01buy
ROYAL BANK OF CANADA1,828,5382,128,604+300,0660.050.05+0.00buy
FRANKLIN RESOURCES INC1,038,0051,336,478+298,4730.040.04+0.01buy
CITADEL ADVISORS LLC580,062875,315+295,2530.070.09+0.02buy
Alyeska Investment Group, L.P.484,263758,751+274,4880.230.30+0.07buy
CANADA LIFE ASSURANCE Co970,6511,238,537+267,8860.200.24+0.03buy
CREDIT INDUSTRIEL ET COMMERCIAL230,000480,000+250,0001.974.05+2.08buy
CITIGROUP INC700,270943,839+243,5690.060.08+0.02buy
TUDOR INVESTMENT CORP ET AL12,361249,699+237,3380.010.21+0.20buy
Walleye Trading LLC0237,088+237,0880.000.49+0.49buy
SCOPIA CAPITAL MANAGEMENT LP0234,339+234,3390.004.27+4.27buy
Hudson Way Capital Management LLC1,176,1681,402,895+226,72714.1415.46+1.32buy
River Road Asset Management, LLC261,781466,701+204,9200.490.68+0.19buy
Employees Retirement System of Texas348,700540,300+191,6000.380.56+0.18buy
Unisphere Establishment1,156,4001,346,900+190,5001.241.37+0.13buy
WORLDQUANT MILLENNIUM ADVISORS LLC21,333206,952+185,6190.010.12+0.10buy
VICTORY CAPITAL MANAGEMENT INC1,202,2491,384,320+182,0710.040.04+0.00buy
Global Frontier Investments LLC91,000271,000+180,0002.896.78+3.90buy
CI INVESTMENTS INC.1,565,5521,745,345+179,7930.780.82+0.04buy
INFRASTRUCTURE CAPITAL ADVISORS, LLC637,555815,887+178,3324.124.95+0.83buy
Freestone Grove Partners LP0168,887+168,8870.000.16+0.16buy
Allen Investment Management, LLC93,366247,375+154,0090.140.36+0.22buy
Tredje AP-fonden323,756475,918+152,1620.340.50+0.15buy
Temasek Holdings (Private) Ltd151,123299,844+148,7210.080.14+0.06buy
TWINBEECH CAPITAL LP0143,764+143,7640.000.74+0.74buy
Banco Santander, S.A.2,633144,970+142,3370.000.17+0.16buy
Point72 Hong Kong Ltd0139,774+139,7740.000.84+0.84buy
REGIONS FINANCIAL CORP22,528160,506+137,9780.020.14+0.12buy
Corient Private Wealth LLC154,235290,900+136,6650.030.06+0.03buy
Y-Intercept (Hong Kong) Ltd0133,954+133,9540.000.42+0.42buy
FRANKLIN RESOURCES INC1,295,1811,425,622+130,4410.020.02+0.00buy
ANGELO GORDON & CO., L.P.410,000540,000+130,0002.933.45+0.52buy
PRICE T ROWE ASSOCIATES INC /MD/2,998,5213,106,852+108,3310.050.04-0.00buy
Squarepoint Ops LLC292,569399,800+107,2310.090.11+0.02buy
Sone Capital Management, LLC17,365121,428+104,0630.211.32+1.11buy
Erste Asset Management GmbH18,069116,484+98,4150.020.15+0.13buy
Schonfeld Strategic Advisors LLC72,002168,629+96,6270.070.15+0.08buy
ATALANTA SOSNOFF CAPITAL, LLC094,771+94,7710.000.24+0.24buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.092,694+92,6940.000.02+0.02buy
SG Americas Securities, LLC16,372102,732+86,3600.010.05+0.04buy
STIFEL FINANCIAL CORP286,418371,753+85,3350.040.04+0.01buy
Neuberger Berman Group LLC849,415934,112+84,6970.090.09+0.00buy
Aquatic Capital Management LLC8,09091,728+83,6380.020.22+0.20buy
D. E. Shaw & Co., Inc.26,089106,860+80,7710.000.01+0.01buy
SCHRODER INVESTMENT MANAGEMENT GROUP154,656235,295+80,6390.020.02+0.01buy
MARSICO CAPITAL MANAGEMENT LLC6,39486,975+80,5810.020.29+0.27buy
Rathbones Group PLC735,396814,372+78,9760.420.43+0.01buy
AMJ Financial Wealth Management076,420+76,4200.002.41+2.41buy
SSI INVESTMENT MANAGEMENT LLC273,135343,115+69,9801.031.22+0.19buy
Quantbot Technologies LP069,099+69,0990.000.24+0.24buy
Engineers Gate Manager LP067,471+67,4710.000.10+0.10buy
Legal & General Group Plc4,576,3104,642,005+65,6950.150.14-0.02buy
Mitsubishi UFJ Asset Management Co., Ltd.1,248,6791,313,857+65,1780.130.12-0.01buy
Cubist Systematic Strategies, LLC065,150+65,1500.000.12+0.12buy
1832 Asset Management L.P.144,740209,585+64,8450.030.05+0.01buy
NATIXIS ADVISORS, LLC712,664777,150+64,4860.150.15-0.00buy
BI Asset Management Fondsmaeglerselskab A/S207,905271,344+63,4390.270.32+0.05buy
Morningstar Investment Management LLC062,267+62,2670.000.30+0.30buy
Point72 (DIFC) Ltd92,119153,437+61,3180.981.39+0.41buy
NOMURA HOLDINGS INC10,85071,958+61,1080.010.04+0.03buy
PineBridge Investments, L.P.57,491117,116+59,6250.060.11+0.05buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM1,145,3911,204,842+59,4510.100.09-0.00buy
Mediolanum International Funds Ltd105,662164,583+58,9210.170.23+0.06buy
Quantinno Capital Management LP127,726185,646+57,9200.070.07-0.01buy
Capital International Investors11,086,70011,144,300+57,6000.100.09-0.01buy
VAN ECK ASSOCIATES CORP42,26699,416+57,1500.010.01+0.01buy
Lighthouse Investment Partners, LLC38,41794,661+56,2440.220.44+0.22buy
MOORE CAPITAL MANAGEMENT, LP279,200335,040+55,8400.740.87+0.12buy
BAMCO INC /NY/162,596218,260+55,6640.060.08+0.02buy
LPL Financial LLC713,842766,268+52,4260.030.03-0.00buy
Verition Fund Management LLC7,41359,564+52,1510.010.04+0.04buy
DIMENSIONAL FUND ADVISORS LP1,594,2701,645,509+51,2390.050.05-0.00buy
Bridgewater Associates, LP3,62454,773+51,1490.000.03+0.03buy
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