| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 0 | 750,000 | +750,000 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 918,312 | 1,289,141 | +370,829 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 71,955 | +71,955 | 0.00 | 0.01 | +0.01 | buy |
| GROUP ONE TRADING LLC | 0 | 52,637 | +52,637 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 34,054 | +34,054 | 0.00 | 0.01 | +0.01 | buy |
| Cubist Systematic Strategies, LLC | 0 | 30,938 | +30,938 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 27,336 | 58,108 | +30,772 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 7,100 | 18,700 | +11,600 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 1,000 | 11,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 214 | 4,642 | +4,428 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 54,245 | 56,751 | +2,506 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 10,500 | 13,000 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 17,576 | 19,872 | +2,296 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 29,209 | 31,133 | +1,924 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 13,080 | 14,180 | +1,100 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 329 | +329 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 24,671 | 24,731 | +60 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 30,779 | 30,790 | +11 | 0.00 | 0.00 | +0.00 | buy |
| Ikarian Capital, LLC | 466,019 | 466,030 | +11 | 0.22 | 0.31 | +0.09 | buy |
| ORBIMED ADVISORS LLC | 2,000,000 | 2,000,000 | 0 | 0.06 | 0.10 | +0.04 | hold |
| Beta Wealth Group, Inc. | 14,127 | 14,127 | 0 | 0.01 | 0.01 | +0.01 | hold |
| BML Capital Management, LLC | 1,136,091 | 1,136,091 | 0 | 1.02 | 1.67 | +0.65 | hold |
| Alta Fundamental Advisers LLC | 2,658,589 | 2,658,589 | 0 | 1.67 | 2.32 | +0.65 | hold |
| Valeo Financial Advisors, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bleichroeder LP | 1,326,085 | 1,326,085 | 0 | 0.54 | 0.79 | +0.24 | hold |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BARCLAYS PLC | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DIMENSIONAL FUND ADVISORS LP | 39,450 | 39,450 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE STREET CORP | 19,311 | 19,117 | -194 | 0.00 | 0.00 | +0.00 | sell |
| Atria Investments, Inc | 40,421 | 38,666 | -1,755 | 0.00 | 0.00 | +0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 23,133 | 16,957 | -6,176 | 0.00 | 0.01 | +0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 70,590 | 63,742 | -6,848 | 0.00 | 0.00 | +0.00 | sell |
| Clear Creek Financial Management, LLC | 19,500 | 10,500 | -9,000 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 11,074 | 0 | -11,074 | 0.00 | 0.00 | -0.00 | sell |
| ADAR1 Capital Management, LLC | 27,931 | 0 | -27,931 | 0.01 | 0.00 | -0.01 | sell |
| PVG ASSET MANAGEMENT CORP | 30,345 | 0 | -30,345 | 0.19 | 0.00 | -0.19 | sell |
| Ancora Advisors LLC | 60,000 | 10,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 2,778,525 | 2,703,259 | -75,266 | 0.00 | 0.01 | +0.00 | sell |
| Nantahala Capital Management, LLC | 1,750,000 | 1,445,264 | -304,736 | 0.22 | 0.24 | +0.01 | sell |
| GOLDMAN SACHS GROUP INC | 1,353,067 | 942,407 | -410,660 | 0.00 | 0.00 | +0.00 | sell |
| Altium Capital Management LLC | 440,000 | 0 | -440,000 | 0.20 | 0.00 | -0.20 | sell |
| Stonepine Capital Management, LLC | 999,790 | 500,000 | -499,790 | 0.96 | 0.95 | -0.01 | sell |
| Lion Point Capital, LP | 1,654,154 | 1,025,806 | -628,348 | 10.09 | 12.68 | +2.59 | sell |
| RTW INVESTMENTS, LP | 3,256,102 | 2,506,102 | -750,000 | 0.07 | 0.09 | +0.02 | sell |
| BlackRock, Inc. | 4,971,344 | 4,050,686 | -920,658 | 0.00 | 0.00 | +0.00 | sell |
| CITADEL ADVISORS LLC | 2,061,522 | 608,202 | -1,453,320 | 0.00 | 0.00 | -0.00 | sell |