Stock Transactions — HAPPEN INC

Total Bought
18,296,768
120 transactions
Total Sold
15,857,522
112 transactions
Net
+2,439,246
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
WELLINGTON MANAGEMENT GROUP LLP838,5353,799,585+2,961,0500.000.01+0.01buy
DRIEHAUS CAPITAL MANAGEMENT LLC1,090,4813,588,799+2,498,3180.110.48+0.37buy
BALYASNY ASSET MANAGEMENT L.P.718,6852,131,253+1,412,5680.020.08+0.06buy
FMR LLC5,8651,003,282+997,4170.000.00+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP588,6801,522,360+933,6800.010.02+0.01buy
CRAMER ROSENTHAL MCGLYNN LLC0829,661+829,6610.000.76+0.76buy
PICTON MAHONEY ASSET MANAGEMENT0604,534+604,5340.000.29+0.29buy
PICTON MAHONEY ASSET MANAGEMENT0604,534+604,5340.000.29+0.29buy
G2 Investment Partners Management LLC0602,300+602,3000.002.52+2.52buy
BASSWOOD CAPITAL MANAGEMENT, L.L.C.0553,343+553,3430.000.52+0.52buy
Connor, Clark & Lunn Investment Management Ltd.28,562379,110+350,5480.000.03+0.03buy
Invesco Ltd.340,645637,458+296,8130.000.00+0.00buy
FEDERATED HERMES, INC.365,851647,961+282,1100.010.02+0.01buy
UBS Group AG67,159348,629+281,4700.000.00+0.00buy
SG Americas Securities, LLC39,866318,745+278,8790.000.02+0.02buy
BARCLAYS PLC225,902491,729+265,8270.000.00+0.00buy
Brandywine Global Investment Management, LLC0228,564+228,5640.000.03+0.03buy
BANK OF AMERICA CORP /DE/190,054402,033+211,9790.000.00+0.00buy
Parallax Volatility Advisers, L.P.0193,977+193,9770.000.07+0.07buy
BlackRock, Inc.8,758,7248,952,581+193,8570.000.00+0.00buy
DEUTSCHE BANK AG\290,708476,469+185,7610.000.00+0.00buy
Allianz Asset Management GmbH0180,759+180,7590.000.00+0.00buy
Informed Momentum Co LLC0176,043+176,0430.000.40+0.40buy
RENAISSANCE TECHNOLOGIES LLC174,705345,420+170,7150.000.01+0.01buy
AMERICAN CENTURY COMPANIES INC1,734,7831,895,699+160,9160.010.02+0.01buy
PRUDENTIAL FINANCIAL INC534,939692,439+157,5000.010.02+0.01buy
FIRST TRUST ADVISORS LP0151,048+151,0480.000.00+0.00buy
ROYAL BANK OF CANADA20,571170,912+150,3410.000.00+0.00buy
WELLS FARGO & COMPANY/MN50,595191,206+140,6110.000.00+0.00buy
Squarepoint Ops LLC0133,349+133,3490.000.01+0.01buy
MARSHALL WACE, LLP0125,669+125,6690.000.00+0.00buy
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC31,148149,430+118,2820.010.04+0.03buy
FRANKLIN RESOURCES INC0113,182+113,1820.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC178,220289,251+111,0310.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC323,558433,790+110,2320.010.02+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP61,897166,808+104,9110.000.00+0.00buy
ExodusPoint Capital Management, LP0101,104+101,1040.000.02+0.02buy
CANADA PENSION PLAN INVESTMENT BOARD94,200193,800+99,6000.000.00+0.00buy
GOLDMAN SACHS GROUP INC744,804839,986+95,1820.000.00+0.00buy
Range Financial Group LLC093,250+93,2500.000.70+0.70buy
Numerai GP LLC062,697+62,6970.000.28+0.28buy
OSAIC HOLDINGS, INC.13,47272,966+59,4940.000.00+0.00buy
NORTHERN TRUST CORP989,4321,048,618+59,1860.000.00+0.00buy
Senvest Management, LLC1,479,5871,529,587+50,0000.590.76+0.17buy
THOROUGHBRED FINANCIAL SERVICES, LLC047,815+47,8150.000.05+0.05buy
BNP PARIBAS FINANCIAL MARKETS046,353+46,3530.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC13,63954,687+41,0480.000.00+0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS136,564176,434+39,8700.010.01+0.00buy
Sompo Asset Management Co., Ltd.038,980+38,9800.000.11+0.11buy
LPL Financial LLC036,705+36,7050.000.00+0.00buy
FULLER & THALER ASSET MANAGEMENT, INC.035,500+35,5000.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC39,73974,765+35,0260.010.01+0.01buy
OPPENHEIMER ASSET MANAGEMENT INC.029,026+29,0260.000.01+0.01buy
Proficio Capital Partners LLC027,993+27,9930.000.00+0.00buy
OMERS ADMINISTRATION Corp026,800+26,8000.000.00+0.00buy
Bayesian Capital Management, LP16,86143,561+26,7000.020.09+0.06buy
INCEPTIONR LLC026,009+26,0090.000.09+0.09buy
Y-Intercept (Hong Kong) Ltd024,262+24,2620.000.03+0.03buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC901,357924,843+23,4860.000.00+0.00buy
Vestmark Advisory Solutions, Inc.017,776+17,7760.000.01+0.01buy
EXCHANGE TRADED CONCEPTS, LLC017,320+17,3200.000.01+0.01buy
Liontrust Investment Partners LLP015,139+15,1390.000.00+0.00buy
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)015,000+15,0000.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.014,716+14,7160.000.00+0.00buy
Northwest & Ethical Investments L.P.014,700+14,7000.000.01+0.01buy
Pathstone Holdings, LLC013,065+13,0650.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC012,743+12,7430.000.00+0.00buy
Legal & General Group Plc109,975122,498+12,5230.000.00+0.00buy
Entropy Technologies, LP012,295+12,2950.000.02+0.02buy
Versor Investments LP011,800+11,8000.000.03+0.03buy
Brevan Howard Capital Management LP011,533+11,5330.000.00+0.00buy
HIGHLAND CAPITAL MANAGEMENT, LLC011,124+11,1240.000.01+0.01buy
ALLIANCEBERNSTEIN L.P.104,220115,198+10,9780.000.00+0.00buy
ProShare Advisors LLC20,63831,128+10,4900.000.00+0.00buy
CIBC WORLD MARKETS CORP010,343+10,3430.000.00+0.00buy
Vontobel Holding Ltd.010,274+10,2740.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)34,46843,278+8,8100.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/75,35182,952+7,6010.000.00+0.00buy
Cresset Asset Management, LLC355,770362,914+7,1440.020.03+0.01buy
Mariner, LLC12,13617,476+5,3400.000.00+0.00buy
STRS OHIO42,10047,000+4,9000.000.00+0.00buy
Nebula Research & Development LLC15,50819,877+4,3690.020.04+0.02buy
Walleye Trading LLC1,9665,798+3,8320.000.00+0.00buy
HSBC HOLDINGS PLC19,18222,809+3,6270.000.00+0.00buy
Swiss National Bank216,360219,960+3,6000.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.187,211190,348+3,1370.000.01+0.00buy
Sterling Capital Management LLC3813,500+3,1190.000.00+0.00buy
MetLife Investment Management, LLC63,18766,251+3,0640.000.01+0.00buy
NATIONAL BANK OF CANADA /FI/1,6264,074+2,4480.000.00+0.00buy
COMERICA BANK02,316+2,3160.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND27,31629,316+2,0000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP4,0115,986+1,9750.000.00+0.00buy
Global Retirement Partners, LLC01,127+1,1270.000.00+0.00buy
WOLFF WIESE MAGANA LLC01,000+1,0000.000.01+0.01buy
Ameritas Investment Partners, Inc.10,57911,563+9840.000.01+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC26,50027,248+7480.000.00+0.00buy
Creative Planning33,69534,387+6920.000.00+0.00buy
Truvestments Capital LLC0669+6690.000.00+0.00buy
MAI Capital Management0600+6000.000.00+0.00buy
Larson Financial Group LLC0542+5420.000.00+0.00buy
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