AWK — American Water Works Company, Inc. Institutional Ownership Transactions

Total Bought:: 16,384,0006 transactions
Total Sold:: 25,504,66815 transactions
Net:: -9,120,668shares

Filing Period:Transaction:Filter:

Fund	Previous Shares	Current Shares ▲▼	Change in Shares ▲▼	Previous Portfolio Weightage (%)	Current Portfolio Weightage (%) ▲▼	Change in Weight (%) ▲▼	Type
ANGELO GORDON & CO., L.P.	15,000,000	23,500,000	+8,500,000	2.01	2.88	+0.88	buy
BNP Paribas Asset Management Holding S.A.	12,840,000	12,840,000	0	0.03	0.03	+0.00	hold
TRUIST FINANCIAL CORP	4,631,000	9,350,000	+4,719,000	0.01	0.01	+0.01	buy
INCOME RESEARCH & MANAGEMENT	10,268,000	9,258,000	-1,010,000	2.75	4.53	+1.78	sell
ALGEBRIS (UK) LTD	8,900,000	8,000,000	-900,000	1.20	0.91	-0.29	sell
OFI INVEST ASSET MANAGEMENT	6,800,000	6,800,000	0	0.14	0.12	-0.02	hold
RATIONAL ADVISORS, INC.	7,020,000	6,510,000	-510,000	0.70	0.65	-0.05	sell
STATE OF WISCONSIN INVESTMENT BOARD	2,000,000	3,000,000	+1,000,000	0.00	0.01	+0.00	buy
Police & Firemen's Retirement System of New Jersey	0	2,140,000	+2,140,000	0.00	0.02	+0.02	buy
Bank of New York Mellon Corp	500,000	500,000	0	0.00	0.00	-0.00	hold
&PARTNERS	149,000	160,000	+11,000	0.00	0.00	-0.00	buy
NOMURA HOLDINGS INC	50,378	38,957	-11,421	0.05	0.02	-0.02	sell
Traub Capital Management LLC	0	14,000	+14,000	0.00	0.01	+0.01	buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	7,000	7,000	0	0.00	0.00	-0.00	hold
LOOMIS SAYLES & CO L P	1,455	1,164	-291	0.00	0.00	-0.00	sell
Raiffeisen Bank International AG	98	98	0	0.00	0.00	+0.00	hold
ROYAL BANK OF CANADA	0	0	0	0.00	0.00	+0.00	hold
ZAZOVE ASSOCIATES LLC	0	0	0	2.32	0.78	-1.54	hold
D. E. Shaw & Co., Inc.	0	0	0	0.02	0.06	+0.04	hold
VICTORY CAPITAL MANAGEMENT INC	0	0	0	0.03	0.03	-0.00	hold
Ameritas Investment Partners, Inc.	2,250,000	0	-2,250,000	0.07	0.00	-0.07	sell
VOYA INVESTMENT MANAGEMENT LLC	0	0	0	0.03	0.03	-0.00	hold
ADVENT CAPITAL MANAGEMENT /DE/	0	0	0	0.66	0.23	-0.43	hold
CSS LLC/IL	0	0	0	0.00	0.01	+0.01	hold
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)	0	0	0	0.44	0.48	+0.04	hold
BNP PARIBAS FINANCIAL MARKETS	0	0	0	0.02	0.01	-0.00	hold
AQR Arbitrage LLC	0	0	0	0.00	0.18	+0.18	hold
TWO SIGMA INVESTMENTS, LP	0	0	0	0.00	0.02	+0.02	hold
LAZARD ASSET MANAGEMENT LLC	0	0	0	0.09	0.00	-0.09	hold
SHENKMAN CAPITAL MANAGEMENT INC	0	0	0	0.46	0.46	-0.01	hold
LAFFER TENGLER INVESTMENTS, INC.	2,491	0	-2,491	0.45	0.41	-0.04	sell
Calamos Advisors LLC	0	0	0	0.24	0.23	-0.01	hold
Amundi	15,000,000	0	-15,000,000	0.52	0.00	-0.52	sell
Nicholas Investment Partners, LP	0	0	0	0.27	0.31	+0.04	hold
Kohlberg Kravis Roberts & Co. L.P.	0	0	0	0.02	0.01	-0.00	hold
SUSQUEHANNA ADVISORS GROUP, INC.	0	0	0	0.00	0.00	+0.00	hold
AEGON USA Investment Management, LLC	0	0	0	0.38	0.34	-0.03	hold
RWC Asset Management LLP	0	0	0	1.14	0.50	-0.64	hold
Candriam S.C.A.	0	0	0	0.05	0.05	-0.00	hold
Cerity Partners LLC	15,000	0	-15,000	0.00	0.00	-0.00	sell
LMR Partners LLP	0	0	0	0.47	0.39	-0.08	hold
Warberg Asset Management LLC	0	0	0	0.62	0.71	+0.10	hold
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	0	0	0	0.00	0.00	-0.00	hold
Man Group plc	0	0	0	0.01	0.01	-0.00	hold
Squarepoint Ops LLC	0	0	0	0.03	0.04	+0.01	hold
Capital Investment Advisory Services, LLC	0	0	0	0.00	0.00	-0.00	hold
Cetera Investment Advisers	121,000	0	-121,000	0.00	0.00	-0.00	sell
CHOREO, LLC	28,000	0	-28,000	0.00	0.00	-0.00	sell
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	0	0	0	0.03	0.02	-0.00	hold
PIER 88 INVESTMENT PARTNERS LLC	0	0	0	3.33	3.26	-0.08	hold
Steward Partners Investment Advisory, LLC	0	0	0	0.00	0.00	-0.00	hold
Aequim Alternative Investments LP	0	0	0	2.47	1.34	-1.13	hold
Walleye Capital LLC	0	0	0	0.21	0.16	-0.05	hold
Compass Rose Asset Management, LP	0	0	0	9.29	9.59	+0.30	hold
JPMORGAN CHASE & CO	0	0	0	0.00	0.00	-0.00	hold
Nordwand Advisors, LLC	28,465	0	-28,465	0.62	0.00	-0.62	sell
Financiere des Professionnels - Fonds d,investissement inc.	160,000	0	-160,000	0.01	0.00	-0.01	sell
BARTLETT & CO. WEALTH MANAGEMENT LLC	0	0	0	0.00	0.00	-0.00	hold
BlackRock, Inc.	0	0	0	0.00	0.00	-0.00	hold
Erste Asset Management GmbH	0	0	0	0.02	0.00	-0.02	hold
Universal- Beteiligungs- und Servicegesellschaft mbH	0	0	0	0.12	0.11	-0.01	hold
ABN AMRO INVESTMENT SOLUTIONS	0	0	0	0.01	0.01	+0.00	hold
BARCLAYS PLC	0	0	0	0.00	0.01	+0.00	hold
THRIVENT FINANCIAL FOR LUTHERANS	0	0	0	0.02	0.02	-0.00	hold
FMR LLC	0	0	0	0.00	0.00	-0.00	hold
FRANKLIN RESOURCES INC	0	0	0	0.00	0.00	-0.00	hold
BANK OF AMERICA CORP /DE/	0	0	0	0.00	0.00	+0.00	hold
WELLS FARGO & COMPANY/MN	0	0	0	0.00	0.00	+0.00	hold
CONNING INC.	0	0	0	0.19	0.19	-0.01	hold
NEW YORK STATE COMMON RETIREMENT FUND	5,459,000	0	-5,459,000	0.01	0.00	-0.01	sell
GOLDMAN SACHS GROUP INC	0	0	0	0.00	0.00	+0.00	hold
COMERICA BANK	9,000	0	-9,000	0.00	0.00	-0.00	sell
WELLINGTON MANAGEMENT GROUP LLP	0	0	0	0.00	0.01	+0.01	hold
CAMDEN ASSET MANAGEMENT L P /CA	0	0	0	1.22	1.49	+0.28	hold
STATE STREET CORP	0	0	0	0.00	0.00	-0.00	hold
SSI INVESTMENT MANAGEMENT LLC	0	0	0	0.02	0.02	-0.00	hold

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