| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| OFI INVEST ASSET MANAGEMENT | 0 | 5,700,000 | +5,700,000 | 0.00 | 0.13 | +0.13 | buy |
| TRUIST FINANCIAL CORP | 0 | 4,225,000 | +4,225,000 | 0.00 | 0.01 | +0.01 | buy |
| RATIONAL ADVISORS, INC. | 3,480,000 | 5,560,000 | +2,080,000 | 0.34 | 0.54 | +0.19 | buy |
| Financiere des Professionnels - Fonds d,investissement inc. | 0 | 160,000 | +160,000 | 0.00 | 0.01 | +0.01 | buy |
| &PARTNERS | 55,000 | 114,000 | +59,000 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 4,000 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| LAFFER TENGLER INVESTMENTS, INC. | 736 | 2,542 | +1,806 | 0.16 | 0.50 | +0.34 | buy |
| LOOMIS SAYLES & CO L P | 0 | 1,455 | +1,455 | 0.00 | 0.00 | +0.00 | buy |
| NBC SECURITIES, INC. | 0 | 13 | +13 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ZAZOVE ASSOCIATES LLC | 0 | 0 | 0 | 7.09 | 4.68 | -2.41 | hold |
| D. E. Shaw & Co., Inc. | 0 | 0 | 0 | 0.00 | 0.02 | +0.02 | hold |
| VICTORY CAPITAL MANAGEMENT INC | 0 | 0 | 0 | 0.05 | 0.05 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 0 | 0 | 0 | 0.27 | 0.09 | -0.18 | hold |
| ADVENT CAPITAL MANAGEMENT /DE/ | 0 | 0 | 0 | 1.39 | 0.86 | -0.53 | hold |
| INCOME RESEARCH & MANAGEMENT | 10,000,000 | 10,000,000 | 0 | 4.93 | 4.71 | -0.22 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LAZARD ASSET MANAGEMENT LLC | 0 | 0 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Calamos Advisors LLC | 0 | 0 | 0 | 0.22 | 0.26 | +0.03 | hold |
| Polar Asset Management Partners Inc. | 0 | 0 | 0 | 0.49 | 0.15 | -0.35 | hold |
| Amundi | 0 | 0 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nicholas Investment Partners, LP | 0 | 0 | 0 | 0.00 | 0.13 | +0.13 | hold |
| Bank of New York Mellon Corp | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kohlberg Kravis Roberts & Co. L.P. | 0 | 0 | 0 | 0.02 | 0.02 | +0.00 | hold |
| KBC Group NV | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AEGON USA Investment Management, LLC | 0 | 0 | 0 | 0.00 | 0.38 | +0.38 | hold |
| BNP Paribas Asset Management Holding S.A. | 10,340,000 | 10,340,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| RWC Asset Management LLP | 0 | 0 | 0 | 1.13 | 0.99 | -0.14 | hold |
| Parallax Volatility Advisers, L.P. | 0 | 0 | 0 | 0.00 | 0.11 | +0.11 | hold |
| Wellesley Asset Management | 0 | 0 | 0 | 0.31 | 0.48 | +0.17 | hold |
| Candriam S.C.A. | 0 | 0 | 0 | 0.06 | 0.05 | -0.01 | hold |
| LMR Partners LLP | 0 | 0 | 0 | 0.00 | 0.60 | +0.60 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Man Group plc | 0 | 0 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Squarepoint Ops LLC | 0 | 0 | 0 | 0.09 | 0.05 | -0.05 | hold |
| CHOREO, LLC | 39,000 | 39,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 0 | 0 | 0 | 0.03 | 0.03 | -0.01 | hold |
| PIER 88 INVESTMENT PARTNERS LLC | 0 | 0 | 0 | 3.23 | 3.18 | -0.04 | hold |
| ALGEBRIS (UK) LTD | 9,300,000 | 9,300,000 | 0 | 3.58 | 2.24 | -1.34 | hold |
| Steward Partners Investment Advisory, LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Aequim Alternative Investments LP | 0 | 0 | 0 | 2.71 | 2.39 | -0.32 | hold |
| DNCA FINANCE | 0 | 0 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Walleye Capital LLC | 0 | 0 | 0 | 0.09 | 0.00 | -0.09 | hold |
| Quaero Capital S.A. | 0 | 0 | 0 | 1.85 | 1.89 | +0.04 | hold |
| JPMORGAN CHASE & CO | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Goldstein Advisors, LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INSIGNEO ADVISORY SERVICES, LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BlackRock, Inc. | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ABN AMRO INVESTMENT SOLUTIONS | 0 | 0 | 0 | 0.02 | 0.01 | -0.01 | hold |
| BARCLAYS PLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FMR LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FRANKLIN RESOURCES INC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF AMERICA CORP /DE/ | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WELLS FARGO & COMPANY/MN | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONNING INC. | 0 | 0 | 0 | 0.20 | 0.20 | +0.00 | hold |
| AMERIPRISE FINANCIAL INC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AXA S.A. | 0 | 0 | 0 | 0.02 | 0.01 | -0.01 | hold |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CAMDEN ASSET MANAGEMENT L P /CA | 0 | 0 | 0 | 2.51 | 2.99 | +0.48 | hold |
| Invesco Ltd. | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 0 | 0 | 0 | 0.04 | 0.07 | +0.02 | hold |
| STATE STREET CORP | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SSI INVESTMENT MANAGEMENT LLC | 0 | 0 | 0 | 0.83 | 0.29 | -0.54 | hold |
| DEUTSCHE BANK AG\ | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SEARLE & CO. | 1,400 | 0 | -1,400 | 0.05 | 0.00 | -0.05 | sell |
| NOMURA HOLDINGS INC | 54,680 | 20,375 | -34,305 | 0.06 | 0.01 | -0.05 | sell |
| TORONTO DOMINION BANK | 10,000,000 | 9,500,000 | -500,000 | 0.02 | 0.02 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 7,503,000 | 6,536,000 | -967,000 | 0.01 | 0.01 | -0.00 | sell |
| THRIVENT FINANCIAL FOR LUTHERANS | 10,385,000 | 8,885,000 | -1,500,000 | 0.02 | 0.02 | -0.00 | sell |
| Ameritas Investment Partners, Inc. | 3,870,000 | 2,000,000 | -1,870,000 | 0.13 | 0.06 | -0.06 | sell |