Stock Transactions — AMERICAN WTR CAP CORP

Total Bought
17,051,366
7 transactions
Total Sold
27,903,508
6 transactions
Net
-10,852,142
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Amundi015,000,000+15,000,0000.000.41+0.41buy
RATIONAL ADVISORS, INC.6,510,0008,110,000+1,600,0000.650.83+0.18buy
INCOME RESEARCH & MANAGEMENT9,258,0009,668,000+410,0004.535.06+0.52buy
MML INVESTORS SERVICES, LLC021,000+21,0000.000.00+0.00buy
Cetera Investment Advisers017,000+17,0000.000.00+0.00buy
LAFFER TENGLER INVESTMENTS, INC.02,511+2,5110.410.38-0.03buy
ODDO BHF ASSET MANAGEMENT SAS0855+8550.000.03+0.03buy
ROYAL BANK OF CANADA0000.000.00+0.00hold
ZAZOVE ASSOCIATES LLC0000.780.73-0.04hold
D. E. Shaw & Co., Inc.0000.060.07+0.01hold
SOROS FUND MANAGEMENT LLC0000.000.13+0.13hold
VICTORY CAPITAL MANAGEMENT INC0000.030.03-0.00hold
GROUPAMA ASSET MANAGMENT0000.000.03+0.03hold
VOYA INVESTMENT MANAGEMENT LLC0000.030.03+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7,0007,00000.000.00-0.00hold
BNP PARIBAS FINANCIAL MARKETS0000.010.01-0.01hold
AQR Arbitrage LLC0000.180.12-0.06hold
LAZARD ASSET MANAGEMENT LLC0000.000.00+0.00hold
Calamos Advisors LLC0000.230.23+0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)0000.000.00+0.00hold
Nicholas Investment Partners, LP0000.310.22-0.09hold
Bank of New York Mellon Corp500,000500,00000.000.00-0.00hold
Kohlberg Kravis Roberts & Co. L.P.0000.010.01-0.00hold
SUSQUEHANNA ADVISORS GROUP, INC.0000.000.01+0.00hold
AEGON USA Investment Management, LLC0000.340.35+0.01hold
RWC Asset Management LLP0000.500.46-0.04hold
Lombard Odier Asset Management (Europe) Ltd0000.000.02+0.02hold
Candriam S.C.A.0000.050.04-0.00hold
LMR Partners LLP0000.390.29-0.10hold
Warberg Asset Management LLC0000.710.82+0.11hold
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC0000.000.00-0.00hold
Man Group plc0000.010.01-0.00hold
Squarepoint Ops LLC0000.040.04+0.00hold
Capital Investment Advisory Services, LLC0000.000.00-0.00hold
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main0000.020.02-0.00hold
PIER 88 INVESTMENT PARTNERS LLC0003.263.33+0.08hold
ALGEBRIS (UK) LTD8,000,0008,000,00000.910.63-0.27hold
Steward Partners Investment Advisory, LLC0000.000.00-0.00hold
Aequim Alternative Investments LP0001.341.58+0.24hold
Compass Rose Asset Management, LP0009.598.03-1.56hold
JPMORGAN CHASE & CO0000.000.00-0.00hold
Goldstein Advisors, LLC0000.000.00+0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC0000.000.00-0.00hold
BlackRock, Inc.0000.000.00+0.00hold
Erste Asset Management GmbH0000.000.000.00hold
Police & Firemen's Retirement System of New Jersey2,140,0002,140,00000.020.02+0.00hold
Raiffeisen Bank International AG989800.000.00+0.00hold
Universal- Beteiligungs- und Servicegesellschaft mbH0000.110.09-0.02hold
Traub Capital Management LLC14,00014,00000.010.01-0.00hold
ABN AMRO INVESTMENT SOLUTIONS0000.010.01-0.00hold
BARCLAYS PLC0000.010.00-0.00hold
LOOMIS SAYLES & CO L P1,1641,16400.000.00-0.00hold
THRIVENT FINANCIAL FOR LUTHERANS0000.020.02-0.00hold
FMR LLC0000.000.00-0.00hold
BANK OF AMERICA CORP /DE/0000.000.00-0.00hold
WELLS FARGO & COMPANY/MN0000.000.00-0.00hold
CONNING INC.0000.190.19+0.00hold
CITIGROUP INC0000.000.00+0.00hold
STATE OF WISCONSIN INVESTMENT BOARD3,000,0003,000,00000.010.01-0.00hold
MORGAN STANLEY0000.000.00+0.00hold
WELLINGTON MANAGEMENT GROUP LLP0000.010.01-0.00hold
CAMDEN ASSET MANAGEMENT L P /CA0001.492.05+0.55hold
MANUFACTURERS LIFE INSURANCE COMPANY, THE0000.000.04+0.04hold
STATE STREET CORP0000.000.00+0.00hold
SSI INVESTMENT MANAGEMENT LLC0000.020.02-0.00hold
TORONTO DOMINION BANK0000.000.04+0.04hold
DEUTSCHE BANK AG\0000.000.00+0.00hold
OAKTREE CAPITAL MANAGEMENT LP0000.000.06+0.06hold
&PARTNERS160,000153,000-7,0000.000.00-0.00sell
NOMURA HOLDINGS INC38,9575,449-33,5080.020.00-0.02sell
OFI INVEST ASSET MANAGEMENT6,800,0006,200,000-600,0000.120.08-0.05sell
BNP Paribas Asset Management Holding S.A.12,840,00011,142,000-1,698,0000.030.01-0.02sell
TRUIST FINANCIAL CORP9,350,0007,285,000-2,065,0000.010.01-0.00sell
ANGELO GORDON & CO., L.P.23,500,0000-23,500,0002.880.00-2.88sell
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