Stock Transactions — SLR INVESTMENT CORP

Total Bought
743,130
48 transactions
Total Sold
739,679
57 transactions
Net
+3,451
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Neuberger Berman Group LLC098,827+98,8270.000.00+0.00buy
VAN ECK ASSOCIATES CORP849,876918,196+68,3200.020.02-0.00buy
BANK OF AMERICA CORP /DE/58,453117,348+58,8950.000.00+0.00buy
Garner Asset Management Corp058,874+58,8740.000.45+0.45buy
ARES MANAGEMENT LLC1,371,4551,429,348+57,8930.510.51+0.00buy
Schonfeld Strategic Advisors LLC49,40096,800+47,4000.010.01+0.01buy
Cubist Systematic Strategies, LLC033,731+33,7310.000.01+0.01buy
Trexquant Investment LP20,48354,045+33,5620.010.02+0.01buy
TRUIST FINANCIAL CORP20,64353,877+33,2340.000.00+0.00buy
SG Americas Securities, LLC022,298+22,2980.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.019,273+19,2730.000.02+0.02buy
Inscription Capital, LLC018,834+18,8340.000.05+0.05buy
GraniteShares Advisors LLC97,854112,120+14,2661.320.91-0.41buy
VIRTUS ADVISERS, LLC35,06349,298+14,2350.330.40+0.07buy
DEERFIELD MANAGEMENT COMPANY, L.P.013,589+13,5890.000.00+0.00buy
MORGAN STANLEY189,051200,714+11,6630.000.00-0.00buy
Brevan Howard Capital Management LP011,603+11,6030.000.02+0.02buy
Squarepoint Ops LLC011,136+11,1360.000.00+0.00buy
Legal & General Group Plc414,338425,430+11,0920.000.00-0.00buy
NewEdge Advisors, LLC15,72926,359+10,6300.000.00+0.00buy
SMH CAPITAL ADVISORS INC010,601+10,6010.000.44+0.44buy
ENVESTNET ASSET MANAGEMENT INC010,557+10,5570.000.00+0.00buy
HighTower Advisors, LLC010,070+10,0700.000.00+0.00buy
WEDBUSH SECURITIES INC31,18739,284+8,0970.020.02+0.00buy
Tower Research Capital LLC (TRC)1,7609,676+7,9160.000.00+0.00buy
SIMPLEX TRADING, LLC07,477+7,4770.000.00+0.00buy
Janney Montgomery Scott LLC50,83956,531+5,6920.000.00+0.00buy
Pekin Hardy Strauss, Inc.80,40085,685+5,2850.180.18-0.00buy
Samalin Investment Counsel, LLC24,66028,738+4,0780.190.21+0.02buy
ExodusPoint Capital Management, LP23,39227,121+3,7290.000.01+0.00buy
LPL Financial LLC27,93231,198+3,2660.000.00+0.00buy
Sunbelt Securities, Inc.84,55387,383+2,8300.160.15-0.01buy
WELLS FARGO & COMPANY/MN9,36411,837+2,4730.000.00+0.00buy
CIBC Private Wealth Group LLC02,000+2,0000.000.00+0.00buy
ROYAL BANK OF CANADA234,661236,500+1,8390.000.00+0.00buy
CONCOURSE FINANCIAL GROUP SECURITIES, INC.16,30918,077+1,7680.020.02+0.00buy
EntryPoint Capital, LLC01,375+1,3750.000.02+0.02buy
Cambridge Investment Research Advisors, Inc.29,64830,902+1,2540.000.00-0.00buy
Campbell & CO Investment Adviser LLC10,19811,357+1,1590.010.02+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC221,605222,244+6390.010.01-0.00buy
US BANCORP \DE\0600+6000.000.00+0.00buy
Future Financial Wealth Managment LLC0500+5000.000.01+0.01buy
KELLEHER FINANCIAL ADVISORS14,01914,255+2360.100.09-0.01buy
MACKENZIE FINANCIAL CORP13,00013,133+1330.000.00-0.00buy
SUMMIT SECURITIES GROUP LLC0100+1000.000.00+0.00buy
Avior Wealth Management, LLC1,7191,765+460.000.00-0.00buy
PRINCIPAL SECURITIES, INC.031+310.000.00+0.00buy
Atria Wealth Solutions, Inc.46,11846,142+240.010.01-0.00buy
BARD ASSOCIATES INC13,71013,71000.080.08-0.00hold
THORNBURG INVESTMENT MANAGEMENT INC4,338,5994,338,59900.940.93-0.01hold
PRIVATE TRUST CO NA61961900.000.00-0.00hold
UNITED CAPITAL FINANCIAL ADVISORS, LLC60,35060,35000.010.01+0.00hold
Muzinich & Co., Inc.144,481144,48101.891.890.00hold
AllSquare Wealth Management LLC2,2472,24700.020.02-0.00hold
Founders Capital Management2,6402,64000.030.03-0.00hold
CFO4Life Group, LLC12,00012,00000.030.03-0.00hold
Steward Partners Investment Advisory, LLC9,9369,93600.000.00-0.00hold
MGO ONE SEVEN LLC11,60011,60000.010.01-0.00hold
Rossmore Private Capital10,00010,00000.020.02-0.00hold
Next Capital Management LLC27,52027,52000.180.17-0.01hold
ARMSTRONG ADVISORY GROUP, INC27227200.000.000.00hold
FRANKLIN RESOURCES INC23,44123,44100.000.00-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
FIRST MANHATTAN CO. LLC.12512500.000.00-0.00hold
HARBOUR INVESTMENTS, INC.44544500.000.00-0.00hold
COMERICA BANK1,8141,81400.000.00-0.00hold
ACADIAN ASSET MANAGEMENT LLC191900.000.000.00hold
NISA INVESTMENT ADVISORS, LLC9,8229,82200.000.00-0.00hold
Invesco Ltd.37,75937,709-500.000.00-0.00sell
NATIXIS ADVISORS, LLC17,41817,362-560.000.00-0.00sell
Abound Wealth Management860-860.000.00-0.00sell
Eagle Bay Advisors LLC615527-880.010.01-0.00sell
New Millennium Group LLC1000-1000.000.00-0.00sell
FMR LLC1300-1300.000.00-0.00sell
Byrne Asset Management LLC20025-1750.000.00-0.00sell
Virtu Financial LLC12,94512,667-2780.020.01-0.00sell
Chicago Partners Investment Group LLC34,51334,216-2970.020.02-0.00sell
MKT Advisors LLC10,45010,050-4000.110.08-0.02sell
NOMURA ASSET MANAGEMENT CO LTD4800-4800.000.00-0.00sell
Tradition Wealth Management, LLC4920-4920.000.00-0.00sell
FSC Wealth Advisors, LLC5000-5000.010.00-0.01sell
PNC FINANCIAL SERVICES GROUP, INC.32,25131,702-5490.000.00-0.00sell
FIRST UNITED BANK & TRUST6680-6680.000.00-0.00sell
Cape Investment Advisory, Inc.6700-6700.000.00-0.00sell
Lido Advisors, LLC42,14341,393-7500.010.01-0.00sell
Quarry LP1,0330-1,0330.010.00-0.01sell
GROUP ONE TRADING LLC1,391100-1,2910.000.00-0.00sell
Y-Intercept (Hong Kong) Ltd13,58412,126-1,4580.020.01-0.00sell
CANADA LIFE ASSURANCE Co48,29946,605-1,6940.000.00-0.00sell
OPPENHEIMER & CO INC29,32327,407-1,9160.010.01-0.00sell
NewEdge Wealth, LLC118,427116,258-2,1690.050.04-0.01sell
Inspire Investing, LLC25,52723,321-2,2060.040.04-0.01sell
MONTAG A & ASSOCIATES INC58,56755,886-2,6810.050.04-0.01sell
Qube Research & Technologies Ltd35,92732,688-3,2390.000.00-0.00sell
Jump Financial, LLC37,20331,831-5,3720.020.01-0.00sell
Sumitomo Mitsui Trust Group, Inc.142,599136,065-6,5340.000.00-0.00sell
BARCLAYS PLC6,7410-6,7410.000.00-0.00sell
OSAIC HOLDINGS, INC.222,168215,390-6,7780.010.01+0.00sell
CAPTRUST FINANCIAL ADVISORS40,48733,088-7,3990.000.00-0.00sell
Quantbot Technologies LP7,4310-7,4310.010.00-0.01sell
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