Stock Transactions — SLR INVESTMENT CORP

Total Bought
1,805,445
59 transactions
Total Sold
1,591,187
48 transactions
Net
+214,258
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Diameter Capital Partners LP395,389827,099+431,7100.642.27+1.63buy
THORNBURG INVESTMENT MANAGEMENT INC4,367,8614,633,431+265,5700.850.69-0.16buy
Clear Harbor Asset Management, LLC0222,473+222,4730.000.22+0.22buy
FRANKLIN RESOURCES INC449,290568,402+119,1120.000.00+0.00buy
Ensign Peak Advisors, Inc350,000450,000+100,0000.010.01+0.00buy
Trexquant Investment LP54,055137,754+83,6990.010.01+0.01buy
D. E. Shaw & Co., Inc.14,61184,512+69,9010.000.00+0.00buy
MANGROVE PARTNERS IM, LLC042,008+42,0080.000.05+0.05buy
Legal & General Group Plc379,906420,681+40,7750.000.00+0.00buy
LPL Financial LLC114,273150,880+36,6070.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP419,093452,365+33,2720.010.01-0.00buy
BESSEMER GROUP INC029,396+29,3960.000.00+0.00buy
KELLEHER FINANCIAL ADVISORS1,68924,478+22,7890.010.09+0.08buy
ExodusPoint Capital Management, LP022,000+22,0000.000.00+0.00buy
Cerity Partners LLC021,817+21,8170.000.00+0.00buy
TRUIST FINANCIAL CORP021,730+21,7300.000.00+0.00buy
MERIDIAN INVESTMENT COUNSEL INC.40,87562,275+21,4000.150.21+0.06buy
ROYAL BANK OF CANADA205,499225,968+20,4690.000.00+0.00buy
Sunbelt Securities, Inc.114,137131,347+17,2100.120.12+0.00buy
XTX Topco Ltd016,417+16,4170.000.00+0.00buy
Campbell & CO Investment Adviser LLC32,08748,268+16,1810.020.04+0.02buy
Brevan Howard Capital Management LP11,80027,431+15,6310.000.00+0.00buy
Entropy Technologies, LP014,604+14,6040.000.01+0.01buy
FIFTH THIRD BANCORP013,474+13,4740.000.00+0.00buy
nVerses Capital, LLC012,454+12,4540.000.16+0.16buy
Lido Advisors, LLC41,78253,382+11,6000.000.00+0.00buy
Nicholas Hoffman & Company, LLC.010,000+10,0000.000.00+0.00buy
Abel Hall, LLC010,000+10,0000.000.03+0.03buy
Advisors Asset Management, Inc.219,531227,959+8,4280.060.05-0.00buy
ENVESTNET ASSET MANAGEMENT INC20,85528,708+7,8530.000.00+0.00buy
EPIQ PARTNERS, LLC417,128424,693+7,5653.012.84-0.17buy
Golden State Equity Partners04,804+4,8040.000.01+0.01buy
Muzinich & Co., Inc.534,336538,843+4,5072.602.70+0.10buy
Triumph Capital Management42,47646,868+4,3920.140.14-0.01buy
JANE STREET GROUP, LLC40,92044,662+3,7420.000.00-0.00buy
Janney Montgomery Scott LLC35,68738,815+3,1280.000.00+0.00buy
Private Advisor Group, LLC12,86815,367+2,4990.000.00+0.00buy
WEDBUSH SECURITIES INC51,77554,120+2,3450.020.02-0.00buy
NewEdge Wealth, LLC96,45598,148+1,6930.020.02-0.00buy
Sumitomo Mitsui Trust Group, Inc.377,269378,888+1,6190.000.00+0.00buy
BI Asset Management Fondsmaeglerselskab A/S47,14648,517+1,3710.010.01+0.00buy
Apollon Wealth Management, LLC30,61231,734+1,1220.010.01-0.00buy
Burk Holdings LLC01,103+1,1030.000.01+0.01buy
MACKENZIE FINANCIAL CORP38,89439,907+1,0130.000.00-0.00buy
CAPTRUST FINANCIAL ADVISORS17,45018,319+8690.000.00-0.00buy
AlphaCore Capital LLC31,69732,540+8430.010.01+0.00buy
OPPENHEIMER & CO INC10,30011,110+8100.000.00-0.00buy
&PARTNERS13,57614,225+6490.000.00-0.00buy
Focus Partners Wealth10,20210,829+6270.000.00-0.00buy
Wealthspire Advisors, LLC25,08425,584+5000.000.00-0.00buy
CITIGROUP INC0450+4500.000.00+0.00buy
Cetera Investment Advisers47,32147,694+3730.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP0273+2730.000.00+0.00buy
Hilltop National Bank0245+2450.000.00+0.00buy
Beaird Harris Wealth Management, LLC0163+1630.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.24,50224,590+880.000.00-0.00buy
Advisory Services Network, LLC050+500.000.00+0.00buy
HARBOUR INVESTMENTS, INC.475487+120.000.00-0.00buy
U.S. Capital Wealth Advisors, LLC16,92616,936+100.010.01-0.00buy
MAI Capital Management0000.000.00-0.00hold
COUNTRY TRUST BANK60060000.000.00-0.00hold
WHITTIER TRUST CO OF NEVADA INC1,0001,00000.000.00-0.00hold
Westend Capital Management, LLC97097000.000.00-0.00hold
State of Alaska, Department of Revenue2,5012,50100.000.00-0.00hold
Allworth Financial LP7,4827,48200.000.00-0.00hold
Russell Investments Group, Ltd.2200.000.00-0.00hold
EverSource Wealth Advisors, LLC4,0004,00000.000.00-0.00hold
Steward Partners Investment Advisory, LLC8,9878,98700.000.00-0.00hold
Next Capital Management LLC27,52027,52000.140.12-0.02hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2,7152,71500.000.00-0.00hold
HB Wealth Management, LLC12,61412,61400.000.00-0.00hold
Significant Wealth Partners LLC29,34929,34900.510.52+0.01hold
Greykasell Wealth Strategies, Inc.3,7873,78700.020.02-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
VALLEY NATIONAL ADVISERS INC67367300.000.00-0.00hold
MONTAG A & ASSOCIATES INC30,71330,71300.020.02-0.00hold
ACADIAN ASSET MANAGEMENT LLC191900.000.000.00hold
UMB Bank, n.a.60060000.000.00-0.00hold
Chicago Partners Investment Group LLC31,29931,260-390.010.01-0.00sell
Blue Trust, Inc.2460-2460.000.00-0.00sell
GAMMA Investing LLC1,071700-3710.000.00-0.00sell
FLAGSHIP HARBOR ADVISORS, LLC19,92519,426-4990.010.01-0.00sell
RAYMOND JAMES FINANCIAL INC344,821344,311-5100.000.00-0.00sell
STIFEL FINANCIAL CORP20,56419,970-5940.000.00-0.00sell
CWM, LLC2,1941,594-6000.000.00-0.00sell
Arax Advisory Partners1,752889-8630.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,2360-1,2360.000.00-0.00sell
Mariner, LLC11,59810,247-1,3510.000.00-0.00sell
DENALI ADVISORS LLC88,54887,187-1,3610.150.14-0.01sell
Founders Capital Management2,6401,140-1,5000.020.01-0.01sell
N.E.W. Advisory Services LLC4,3182,279-2,0390.000.00-0.00sell
OSAIC HOLDINGS, INC.80,23477,960-2,2740.000.00-0.00sell
Tower Research Capital LLC (TRC)3,009131-2,8780.000.00-0.00sell
Rockefeller Capital Management L.P.6,3253,147-3,1780.000.00-0.00sell
Neuberger Berman Group LLC144,397140,892-3,5050.000.00-0.00sell
Samalin Investment Counsel, LLC39,53734,902-4,6350.220.18-0.04sell
SEI INVESTMENTS CO255,134250,170-4,9640.000.00-0.00sell
Virtus Investment Advisers, LLC36,44431,335-5,1090.150.12-0.03sell
CONFLUENCE INVESTMENT MANAGEMENT LLC69,33863,966-5,3720.020.01-0.00sell
PRICE T ROWE ASSOCIATES INC /MD/17,34211,794-5,5480.000.00-0.00sell
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