Stock Transactions — SLR INVESTMENT CORP

Total Bought
978,879
55 transactions
Total Sold
782,249
47 transactions
Net
+196,630
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
CONDOR CAPITAL MANAGEMENT0255,932+255,9320.000.39+0.39buy
Strategic Financial Concepts, LLC0101,858+101,8580.000.00+0.00buy
TWO SIGMA ADVISERS, LP335,376417,076+81,7000.010.01+0.00buy
DIMENSIONAL FUND ADVISORS LP048,880+48,8800.000.00+0.00buy
BI Asset Management Fondsmaeglerselskab A/S043,393+43,3930.000.01+0.01buy
BANK OF AMERICA CORP /DE/117,348159,293+41,9450.000.00+0.00buy
ExodusPoint Capital Management, LP27,12162,800+35,6790.010.01+0.01buy
Hennion & Walsh Asset Management, Inc.19,27354,401+35,1280.020.04+0.03buy
Neuberger Berman Group LLC98,827127,777+28,9500.000.00+0.00buy
Qube Research & Technologies Ltd32,68857,910+25,2220.000.00+0.00buy
CITADEL ADVISORS LLC61,31185,420+24,1090.000.00+0.00buy
HRT FINANCIAL LP021,297+21,2970.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC62,73984,016+21,2770.000.00+0.00buy
VAN ECK ASSOCIATES CORP918,196935,970+17,7740.020.02+0.00buy
GraniteShares Advisors LLC112,120128,096+15,9760.910.69-0.22buy
Advisors Asset Management, Inc.015,662+15,6620.000.00+0.00buy
AMERIPRISE FINANCIAL INC015,156+15,1560.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV013,070+13,0700.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC011,751+11,7510.000.01+0.01buy
Private Advisor Group, LLC011,529+11,5290.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd12,12623,603+11,4770.010.02+0.01buy
Trexquant Investment LP54,04565,214+11,1690.020.02-0.00buy
MORGAN STANLEY200,714210,981+10,2670.000.00+0.00buy
DEERFIELD MANAGEMENT COMPANY, L.P.13,58923,119+9,5300.000.01+0.00buy
VIRTUS ADVISERS, LLC49,29858,224+8,9260.400.46+0.06buy
Arlington Trust Co LLC08,500+8,5000.000.03+0.03buy
LPL Financial LLC31,19838,897+7,6990.000.00+0.00buy
Garner Asset Management Corp58,87465,075+6,2010.450.50+0.05buy
Janney Montgomery Scott LLC56,53160,453+3,9220.000.00+0.00buy
Legal & General Group Plc425,430429,326+3,8960.000.00+0.00buy
EverSource Wealth Advisors, LLC03,000+3,0000.000.00+0.00buy
NewEdge Wealth, LLC116,258119,258+3,0000.040.04+0.00buy
Pekin Hardy Strauss, Inc.85,68588,560+2,8750.180.20+0.02buy
Pullen Investment Management, LLC52,67855,371+2,6930.680.74+0.06buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC02,161+2,1610.000.00+0.00buy
Sumitomo Mitsui Trust Group, Inc.136,065137,962+1,8970.000.00+0.00buy
NewEdge Advisors, LLC26,35928,184+1,8250.000.00-0.00buy
JPMORGAN CHASE & CO1,330,1441,331,901+1,7570.000.00+0.00buy
Sunbelt Securities, Inc.87,38389,066+1,6830.150.15-0.00buy
WEDBUSH SECURITIES INC39,28440,900+1,6160.020.02+0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC183,802185,372+1,5700.040.04+0.01buy
CANADA LIFE ASSURANCE Co46,60548,005+1,4000.000.00+0.00buy
Lido Advisors, LLC41,39342,673+1,2800.010.01-0.00buy
FIFTH THIRD BANCORP01,177+1,1770.000.00+0.00buy
Samalin Investment Counsel, LLC28,73829,229+4910.210.22+0.01buy
ENVESTNET ASSET MANAGEMENT INC10,55711,036+4790.000.00+0.00buy
Point72 (DIFC) Ltd0455+4550.000.00+0.00buy
MACKENZIE FINANCIAL CORP13,13313,482+3490.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS33,08833,358+2700.000.00-0.00buy
Richardson Capital Management LLC0264+2640.000.00+0.00buy
KELLEHER FINANCIAL ADVISORS14,25514,465+2100.090.10+0.00buy
ARMSTRONG ADVISORY GROUP, INC272472+2000.000.00+0.00buy
CENTRAL TRUST Co0200+2000.000.00+0.00buy
TRUST CO OF VERMONT0136+1360.000.00+0.00buy
FMR LLC016+160.000.00+0.00buy
BARD ASSOCIATES INC13,71013,71000.080.08+0.01hold
THORNBURG INVESTMENT MANAGEMENT INC4,338,5994,338,59900.930.98+0.05hold
ARES MANAGEMENT LLC1,429,3481,429,34800.510.68+0.17hold
PRIVATE TRUST CO NA61961900.000.00+0.00hold
CIBC Private Wealth Group LLC2,0002,00000.000.00+0.00hold
Avior Wealth Management, LLC1,7651,76500.000.00-0.00hold
AllSquare Wealth Management LLC2,2472,24700.020.02+0.00hold
Founders Capital Management2,6402,64000.030.03+0.00hold
CFO4Life Group, LLC12,00012,00000.030.04+0.00hold
Steward Partners Investment Advisory, LLC9,9369,93600.000.00+0.00hold
Rossmore Private Capital10,00010,00000.020.02+0.00hold
Next Capital Management LLC27,52027,52000.170.19+0.02hold
MKT Advisors LLC10,05010,05000.080.08-0.00hold
Byrne Asset Management LLC252500.000.00+0.00hold
FRANKLIN RESOURCES INC23,44123,44100.000.00+0.00hold
HUNTINGTON NATIONAL BANK1100.000.00+0.00hold
HARBOUR INVESTMENTS, INC.44544500.000.00-0.00hold
MONTAG A & ASSOCIATES INC55,88655,88600.040.05+0.00hold
COMERICA BANK1,8141,81400.000.00+0.00hold
ACADIAN ASSET MANAGEMENT LLC191900.000.000.00hold
NISA INVESTMENT ADVISORS, LLC9,8229,82200.000.00+0.00hold
PRINCIPAL SECURITIES, INC.310-310.000.00-0.00sell
SUMMIT SECURITIES GROUP LLC1000-1000.000.00-0.00sell
Aquatic Capital Management LLC6,1006,000-1000.000.00+0.00sell
GROUP ONE TRADING LLC1000-1000.000.00-0.00sell
FIRST MANHATTAN CO. LLC.1250-1250.000.00-0.00sell
Eagle Bay Advisors LLC527331-1960.010.00-0.00sell
CONCOURSE FINANCIAL GROUP SECURITIES, INC.18,07717,661-4160.020.02-0.00sell
Westend Capital Management, LLC4,8184,324-4940.030.02-0.00sell
Future Financial Wealth Managment LLC5000-5000.010.00-0.01sell
US BANCORP \DE\6000-6000.000.00-0.00sell
EntryPoint Capital, LLC1,3750-1,3750.020.00-0.02sell
Inspire Investing, LLC23,32121,823-1,4980.040.04+0.00sell
Inscription Capital, LLC18,83417,314-1,5200.050.04-0.00sell
WELLS FARGO & COMPANY/MN11,8379,851-1,9860.000.00-0.00sell
NATIXIS ADVISORS, LLC17,36214,652-2,7100.000.00-0.00sell
Chicago Partners Investment Group LLC34,21631,294-2,9220.020.02-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.31,70228,742-2,9600.000.00-0.00sell
Invesco Ltd.37,70934,536-3,1730.000.00-0.00sell
STIFEL FINANCIAL CORP32,89929,400-3,4990.000.00-0.00sell
ROYAL BANK OF CANADA236,500232,459-4,0410.000.00+0.00sell
Cambridge Investment Research Advisors, Inc.30,90226,657-4,2450.000.00-0.00sell
Muzinich & Co., Inc.144,481139,844-4,6371.891.80-0.08sell
Atria Wealth Solutions, Inc.46,14241,166-4,9760.010.01-0.00sell
Cubist Systematic Strategies, LLC33,73127,351-6,3800.010.01+0.00sell
Page 1 of 2