Stock Transactions — SLR INVESTMENT CORP

Total Bought
1,603,448
72 transactions
Total Sold
1,121,344
39 transactions
Net
+482,104
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
FRANKLIN RESOURCES INC23,441354,701+331,2600.000.00+0.00buy
VAN ECK ASSOCIATES CORP975,2771,120,153+144,8760.020.02-0.00buy
UBS Group AG294,093408,401+114,3080.000.00+0.00buy
Muzinich & Co., Inc.178,095267,581+89,4861.841.97+0.14buy
BlackRock, Inc.237,581310,580+72,9990.000.00+0.00buy
Advisors Asset Management, Inc.108,779175,121+66,3420.030.05+0.02buy
MORGAN STANLEY204,197261,350+57,1530.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.222,340277,397+55,0570.170.18+0.01buy
Jump Financial, LLC048,431+48,4310.000.01+0.01buy
JANE STREET GROUP, LLC046,205+46,2050.000.00+0.00buy
STATE STREET CORP14,59452,209+37,6150.000.00+0.00buy
SEI INVESTMENTS CO272,425306,107+33,6820.010.01-0.00buy
Sumitomo Mitsui Trust Group, Inc.176,213208,606+32,3930.000.00-0.00buy
Campbell & CO Investment Adviser LLC10,63842,259+31,6210.010.04+0.03buy
Cubist Systematic Strategies, LLC030,299+30,2990.000.01+0.01buy
Wealthspire Advisors, LLC025,084+25,0840.000.00+0.00buy
EPIQ PARTNERS, LLC327,560351,960+24,4002.912.89-0.02buy
Connor, Clark & Lunn Investment Management Ltd.37,64959,519+21,8700.000.00+0.00buy
HRT FINANCIAL LP021,703+21,7030.000.00+0.00buy
NORTHERN TRUST CORP020,432+20,4320.000.00+0.00buy
CITADEL ADVISORS LLC020,325+20,3250.000.00+0.00buy
Dynamic Technology Lab Private Ltd020,227+20,2270.000.04+0.04buy
INTREPID FAMILY OFFICE LLC231,400250,000+18,6005.804.36-1.44buy
LPL Financial LLC48,50566,132+17,6270.000.00+0.00buy
Verition Fund Management LLC016,696+16,6960.000.00+0.00buy
OPPENHEIMER & CO INC37,80353,726+15,9230.010.01+0.00buy
Virtu Financial LLC013,259+13,2590.000.01+0.01buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO013,000+13,0000.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC012,878+12,8780.000.00+0.00buy
Brevan Howard Capital Management LP011,979+11,9790.000.00+0.00buy
Neuberger Berman Group LLC76,61988,406+11,7870.000.00+0.00buy
Quantbot Technologies LP011,766+11,7660.000.00+0.00buy
PharVision Advisers, LLC010,881+10,8810.000.25+0.25buy
RAYMOND JAMES FINANCIAL INC317,325326,952+9,6270.000.00-0.00buy
NewEdge Advisors, LLC90,03799,497+9,4600.010.01-0.00buy
CONDOR CAPITAL MANAGEMENT332,664341,820+9,1560.520.48-0.04buy
CITIGROUP INC6,38114,830+8,4490.000.00+0.00buy
Allworth Financial LP07,482+7,4820.000.00+0.00buy
Running Point Capital Advisors, LLC12,80020,000+7,2000.070.09+0.02buy
Invesco Ltd.36,00542,469+6,4640.000.00+0.00buy
Cetera Investment Advisers36,60640,901+4,2950.000.00-0.00buy
Sunbelt Securities, Inc.101,627105,566+3,9390.150.15-0.00buy
NewEdge Wealth, LLC91,79595,574+3,7790.030.02-0.00buy
Inspire Investing, LLC20,37024,070+3,7000.040.04+0.00buy
Quarry LP03,593+3,5930.000.01+0.01buy
WEDBUSH SECURITIES INC47,58751,179+3,5920.030.03-0.00buy
Cambridge Investment Research Advisors, Inc.21,73324,994+3,2610.000.00-0.00buy
Arax Advisory Partners03,062+3,0620.000.00+0.00buy
Pekin Hardy Strauss, Inc.98,535100,700+2,1650.200.19-0.02buy
Samalin Investment Counsel, LLC31,48133,508+2,0270.220.21-0.01buy
AMERIPRISE FINANCIAL INC100,912102,604+1,6920.000.00-0.00buy
Private Advisor Group, LLC10,99112,499+1,5080.000.00-0.00buy
Triumph Capital Management36,90738,242+1,3350.210.19-0.02buy
ROYAL BANK OF CANADA231,035232,091+1,0560.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC18,07419,078+1,0040.000.00-0.00buy
J.W. COLE ADVISORS, INC.14,27114,904+6330.010.01-0.00buy
Chicago Partners Investment Group LLC29,29529,927+6320.020.01-0.00buy
CWM, LLC124750+6260.000.00+0.00buy
COUNTRY TRUST BANK0600+6000.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC18,16918,762+5930.020.01-0.00buy
TRUST CO OF VERMONT0500+5000.000.00+0.00buy
&PARTNERS11,47511,817+3420.000.00-0.00buy
CAPTRUST FINANCIAL ADVISORS33,81334,112+2990.000.00-0.00buy
SIMPLEX TRADING, LLC0275+2750.000.00+0.00buy
OSAIC HOLDINGS, INC.77,79078,004+2140.000.00-0.00buy
N.E.W. Advisory Services LLC1,8152,015+2000.000.00+0.00buy
Westend Capital Management, LLC8,0998,298+1990.050.04-0.01buy
BNP PARIBAS FINANCIAL MARKETS0118+1180.000.00+0.00buy
Caitong International Asset Management Co., Ltd080+800.000.00+0.00buy
Ameritas Advisory Services, LLC070+700.000.00+0.00buy
KELLEHER FINANCIAL ADVISORS18,71218,748+360.130.11-0.02buy
U.S. Capital Wealth Advisors, LLC17,37317,394+210.010.01-0.00buy
MAI Capital Management1,1701,17000.000.00-0.00hold
CANADA LIFE ASSURANCE Co52,86952,86900.000.00-0.00hold
THORNBURG INVESTMENT MANAGEMENT INC4,372,5504,372,55001.030.91-0.12hold
Garde Capital, Inc.12612600.000.00-0.00hold
Founders Capital Management2,6402,64000.030.03-0.00hold
CFO4Life Group, LLC12,00012,00000.030.03-0.00hold
EverSource Wealth Advisors, LLC4,0004,00000.000.00-0.00hold
Steward Partners Investment Advisory, LLC9,7799,77900.000.00-0.00hold
Rossmore Private Capital10,00010,00000.020.02-0.00hold
Next Capital Management LLC27,52027,52000.220.16-0.06hold
BI Asset Management Fondsmaeglerselskab A/S66,40466,40400.010.01-0.00hold
HB Wealth Management, LLC12,61412,61400.000.00-0.00hold
Farther Finance Advisors, LLC87887800.000.00-0.00hold
GAMMA Investing LLC1,0711,07100.000.00-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
VALLEY NATIONAL ADVISERS INC67367300.000.00-0.00hold
HARBOUR INVESTMENTS, INC.44544500.000.00-0.00hold
MONTAG A & ASSOCIATES INC37,98737,98700.030.03-0.00hold
COMERICA BANK1,8141,81400.000.00-0.00hold
CIBC Private Wealth Group LLC2,0012,000-10.000.00-0.00sell
GROUP ONE TRADING LLC840-840.000.00-0.00sell
BARD ASSOCIATES INC13,53513,385-1500.090.07-0.02sell
Tower Research Capital LLC (TRC)965693-2720.000.00-0.00sell
AllSquare Wealth Management LLC2,2471,847-4000.020.02-0.01sell
Janney Montgomery Scott LLC52,97552,537-4380.000.00-0.00sell
Transce3nd, LLC1,1660-1,1660.010.00-0.01sell
STIFEL FINANCIAL CORP26,67325,309-1,3640.000.00-0.00sell
Lido Advisors, LLC43,60641,393-2,2130.000.00-0.00sell
Page 1 of 2