Stock Transactions — SLR INVESTMENT CORP

Total Bought
1,212,558
65 transactions
Total Sold
779,503
47 transactions
Net
+433,055
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Empirical Asset Management, LLC0241,037+241,0370.000.08+0.08buy
Strategic Financial Concepts, LLC0117,680+117,6800.000.02+0.02buy
Trexquant Investment LP100,452176,331+75,8790.020.03+0.01buy
EPIQ PARTNERS, LLC064,760+64,7600.000.57+0.57buy
Advisors Asset Management, Inc.36,11396,244+60,1310.010.03+0.02buy
BlackRock, Inc.195,126249,439+54,3130.000.00+0.00buy
VAN ECK ASSOCIATES CORP999,2911,044,152+44,8610.020.02+0.00buy
Hennion & Walsh Asset Management, Inc.113,893155,666+41,7730.080.11+0.03buy
TWO SIGMA ADVISERS, LP345,976382,076+36,1000.010.01+0.00buy
Talon Private Wealth, LLC035,338+35,3380.000.08+0.08buy
UBS Group AG141,398175,711+34,3130.000.00+0.00buy
THORNBURG INVESTMENT MANAGEMENT INC4,338,5994,372,550+33,9510.850.93+0.08buy
CAMPBELL CAPITAL MANAGEMENT INC033,000+33,0000.000.21+0.21buy
JPMORGAN CHASE & CO1,336,4111,368,250+31,8390.000.00+0.00buy
CITADEL ADVISORS LLC028,073+28,0730.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.027,728+27,7280.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP025,911+25,9110.000.00+0.00buy
JANE STREET GROUP, LLC019,112+19,1120.000.00+0.00buy
ExodusPoint Capital Management, LP016,200+16,2000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC193,895209,754+15,8590.000.00+0.00buy
Aquatic Capital Management LLC015,373+15,3730.000.01+0.01buy
HB Wealth Management, LLC015,010+15,0100.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL11,16824,797+13,6290.000.00+0.00buy
Squarepoint Ops LLC012,996+12,9960.000.00+0.00buy
Running Point Capital Advisors, LLC012,800+12,8000.000.07+0.07buy
XTX Topco Ltd011,810+11,8100.000.02+0.02buy
&PARTNERS010,143+10,1430.000.00+0.00buy
STIFEL FINANCIAL CORP25,08231,958+6,8760.000.00+0.00buy
LPL Financial LLC42,77548,991+6,2160.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC196,111+6,0920.000.00+0.00buy
NewEdge Advisors, LLC29,13234,753+5,6210.000.00+0.00buy
Invesco Ltd.38,00443,171+5,1670.000.00+0.00buy
Sunbelt Securities, Inc.100,576105,566+4,9900.150.15+0.00buy
Pekin Hardy Strauss, Inc.88,13592,335+4,2000.170.19+0.02buy
SIMPLEX TRADING, LLC04,089+4,0890.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS03,580+3,5800.000.00+0.00buy
WELLS FARGO & COMPANY/MN8,92912,480+3,5510.000.00+0.00buy
D. E. Shaw & Co., Inc.19,08022,434+3,3540.000.00+0.00buy
Tower Research Capital LLC (TRC)1953,398+3,2030.000.00+0.00buy
Westend Capital Management, LLC4,3247,406+3,0820.020.04+0.01buy
BI Asset Management Fondsmaeglerselskab A/S63,59266,404+2,8120.020.01-0.01buy
Garner Asset Management Corp64,47767,073+2,5960.430.49+0.06buy
Samalin Investment Counsel, LLC33,14735,120+1,9730.220.24+0.03buy
FLAGSHIP HARBOR ADVISORS, LLC14,28016,100+1,8200.010.01+0.00buy
Neuberger Berman Group LLC109,777111,325+1,5480.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC12,65814,090+1,4320.000.00+0.00buy
OSAIC HOLDINGS, INC.74,65975,976+1,3170.000.00+0.00buy
KELLEHER FINANCIAL ADVISORS14,66015,914+1,2540.080.10+0.01buy
MAI Capital Management01,170+1,1700.000.00+0.00buy
WEDBUSH SECURITIES INC41,81342,983+1,1700.020.02+0.00buy
SEI INVESTMENTS CO259,384260,443+1,0590.010.01+0.00buy
Chicago Partners Investment Group LLC30,25730,884+6270.020.02+0.00buy
Synergy Asset Management, LLC0600+6000.000.00+0.00buy
CITIGROUP INC2,1132,705+5920.000.00+0.00buy
VIRTUS ADVISERS, LLC50,42651,000+5740.350.34-0.02buy
JONES FINANCIAL COMPANIES LLLP0559+5590.000.00+0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC186,928187,478+5500.040.04+0.00buy
MACKENZIE FINANCIAL CORP13,82314,201+3780.000.00-0.00buy
MACKENZIE FINANCIAL CORP13,82314,201+3780.000.00-0.00buy
Triumph Capital Management35,07235,338+2660.190.20+0.01buy
CWM, LLC0124+1240.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS33,48033,537+570.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/051+510.000.00+0.00buy
AMERIPRISE FINANCIAL INC12,31112,318+70.000.00+0.00buy
Eagle Bay Advisors LLC211215+40.000.00+0.00buy
BARD ASSOCIATES INC13,53513,53500.070.07+0.00hold
TRUST CO OF VERMONT13613600.000.00+0.00hold
ARES MANAGEMENT LLC1,430,2051,430,20500.600.81+0.22hold
CIBC Private Wealth Group LLC2,0002,00000.000.00+0.00hold
Sumitomo Mitsui Trust Group, Inc.143,242143,24200.000.00+0.00hold
Avior Wealth Management, LLC1,7651,76500.000.00-0.00hold
Muzinich & Co., Inc.145,124145,12401.721.66-0.07hold
AllSquare Wealth Management LLC2,2472,24700.020.02+0.00hold
Founders Capital Management2,6402,64000.020.03+0.00hold
CFO4Life Group, LLC12,00012,00000.030.03+0.00hold
EverSource Wealth Advisors, LLC4,0004,00000.000.00-0.00hold
Steward Partners Investment Advisory, LLC9,9369,93600.000.00+0.00hold
Rossmore Private Capital10,00010,00000.020.02+0.00hold
Next Capital Management LLC27,52027,52000.170.18+0.01hold
MKT Advisors LLC10,05010,05000.070.07+0.00hold
Farther Finance Advisors, LLC87887800.000.00+0.00hold
FRANKLIN RESOURCES INC23,44123,44100.000.00+0.00hold
HUNTINGTON NATIONAL BANK1100.000.00+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.15,67715,67700.000.00+0.00hold
HARBOUR INVESTMENTS, INC.44544500.000.00+0.00hold
COMERICA BANK1,8141,81400.000.00+0.00hold
GAMMA Investing LLC1,2161,192-240.000.00-0.00sell
Byrne Asset Management LLC250-250.000.00-0.00sell
FMR LLC250-250.000.00-0.00sell
ROYAL BANK OF CANADA234,469234,442-270.000.00+0.00sell
Point72 (DIFC) Ltd550-550.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP255,933255,869-640.010.01+0.00sell
CONCOURSE FINANCIAL GROUP SECURITIES, INC.20,89020,690-2000.020.02+0.00sell
Private Advisor Group, LLC11,22010,962-2580.000.00-0.00sell
Janney Montgomery Scott LLC60,74960,221-5280.000.00+0.00sell
PRIVATE TRUST CO NA6190-6190.000.00-0.00sell
Lido Advisors, LLC42,23141,438-7930.000.00-0.00sell
Pullen Investment Management, LLC61,26460,368-8960.670.63-0.04sell
FIFTH THIRD BANCORP1,1770-1,1770.000.00-0.00sell
Atria Wealth Solutions, Inc.40,91239,612-1,3000.010.01+0.00sell
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