Stock Transactions — SLR INVESTMENT CORP

Total Bought
1,730,182
63 transactions
Total Sold
1,510,570
48 transactions
Net
+219,612
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Diameter Capital Partners LP0395,389+395,3890.000.64+0.64buy
Ensign Peak Advisors, Inc0350,000+350,0000.000.01+0.01buy
Muzinich & Co., Inc.389,013534,336+145,3232.312.60+0.29buy
MORGAN STANLEY216,093323,244+107,1510.000.00+0.00buy
UBS Group AG500,023577,728+77,7050.000.00+0.00buy
Legal & General Group Plc320,712379,906+59,1940.000.00+0.00buy
Sumitomo Mitsui Trust Group, Inc.330,038377,269+47,2310.000.00+0.00buy
MERIDIAN INVESTMENT COUNSEL INC.040,875+40,8750.000.15+0.15buy
TWO SIGMA INVESTMENTS, LP380,119419,093+38,9740.010.01+0.00buy
FRANKLIN RESOURCES INC416,105449,290+33,1850.000.00+0.00buy
Advisors Asset Management, Inc.188,168219,531+31,3630.050.06+0.01buy
LPL Financial LLC83,014114,273+31,2590.000.00+0.00buy
Significant Wealth Partners LLC029,349+29,3490.000.51+0.51buy
EPIQ PARTNERS, LLC392,790417,128+24,3382.843.01+0.17buy
CONDOR CAPITAL MANAGEMENT351,469374,063+22,5940.440.47+0.03buy
Garner Asset Management Corp76,77897,511+20,7330.500.58+0.08buy
JANE STREET GROUP, LLC20,52440,920+20,3960.000.00+0.00buy
SMITHBRIDGE ASSET MANAGEMENT INC/DE018,000+18,0000.000.02+0.02buy
PRICE T ROWE ASSOCIATES INC /MD/017,342+17,3420.000.00+0.00buy
JPMORGAN CHASE & CO1,342,4151,357,679+15,2640.000.00+0.00buy
INTREPID FAMILY OFFICE LLC250,000265,000+15,0003.463.94+0.49buy
D. E. Shaw & Co., Inc.014,611+14,6110.000.00+0.00buy
Quantbot Technologies LP013,868+13,8680.000.01+0.01buy
Virtu Financial LLC013,271+13,2710.000.01+0.01buy
STATE STREET CORP53,69266,535+12,8430.000.00+0.00buy
COMERICA BANK1,81413,474+11,6600.000.00+0.00buy
Mariner, LLC011,598+11,5980.000.00+0.00buy
AMERIPRISE FINANCIAL INC141,483152,098+10,6150.000.00+0.00buy
Sunbelt Securities, Inc.103,641114,137+10,4960.110.12+0.01buy
BNP PARIBAS FINANCIAL MARKETS1,75812,250+10,4920.000.00+0.00buy
Focus Partners Wealth010,202+10,2020.000.00+0.00buy
Campbell & CO Investment Adviser LLC21,98732,087+10,1000.030.02-0.00buy
WELLS FARGO & COMPANY/MN10,05617,483+7,4270.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC337,554344,821+7,2670.000.00-0.00buy
Kestra Advisory Services, LLC07,116+7,1160.000.00+0.00buy
Rockefeller Capital Management L.P.2,0336,325+4,2920.000.00+0.00buy
Samalin Investment Counsel, LLC35,35639,537+4,1810.190.22+0.03buy
Greykasell Wealth Strategies, Inc.03,787+3,7870.000.02+0.02buy
CANADA LIFE ASSURANCE Co68,88471,859+2,9750.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC02,715+2,7150.000.00+0.00buy
N.E.W. Advisory Services LLC2,0154,318+2,3030.000.00+0.00buy
MACKENZIE FINANCIAL CORP36,82038,894+2,0740.000.00+0.00buy
Tower Research Capital LLC (TRC)1,0143,009+1,9950.000.00+0.00buy
KELLEHER FINANCIAL ADVISORS01,689+1,6890.000.01+0.01buy
Cetera Investment Advisers45,82847,321+1,4930.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO01,236+1,2360.000.00+0.00buy
Motiv8 Investments LLC01,125+1,1250.000.01+0.01buy
WHITTIER TRUST CO OF NEVADA INC01,000+1,0000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC156,092157,089+9970.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC19,90220,855+9530.000.00+0.00buy
NewEdge Wealth, LLC95,57496,455+8810.020.02-0.00buy
Chicago Partners Investment Group LLC30,59931,299+7000.010.01-0.00buy
Inspire Investing, LLC29,55030,238+6880.040.04-0.00buy
UMB Bank, n.a.0600+6000.000.00+0.00buy
Apollon Wealth Management, LLC30,06330,612+5490.010.01+0.00buy
Running Point Capital Advisors, LLC20,52721,072+5450.080.09+0.00buy
HARBOUR INVESTMENTS, INC.45475+4300.000.00+0.00buy
WEDBUSH SECURITIES INC51,51651,775+2590.030.02-0.00buy
FLAGSHIP HARBOR ADVISORS, LLC19,67719,925+2480.010.01+0.00buy
Triumph Capital Management42,39442,476+820.080.14+0.06buy
OPPENHEIMER & CO INC10,23910,300+610.000.00+0.00buy
&PARTNERS13,51813,576+580.000.00-0.00buy
Private Advisor Group, LLC12,83312,868+350.000.00-0.00buy
COUNTRY TRUST BANK60060000.000.00-0.00hold
CIBC Private Wealth Group LLC2,0002,00000.000.00-0.00hold
State of Alaska, Department of Revenue2,5012,50100.000.00+0.00hold
Allworth Financial LP7,4827,48200.000.00-0.00hold
Wealthspire Advisors, LLC25,08425,08400.000.00+0.00hold
Lido Advisors, LLC41,78241,78200.000.00-0.00hold
Founders Capital Management2,6402,64000.020.02-0.00hold
CFO4Life Group, LLC12,00012,00000.030.03-0.00hold
EverSource Wealth Advisors, LLC4,0004,00000.000.00-0.00hold
Steward Partners Investment Advisory, LLC8,9878,98700.000.00-0.00hold
Global Retirement Partners, LLC4,2624,26200.000.00-0.00hold
Next Capital Management LLC27,52027,52000.140.14-0.00hold
Blue Trust, Inc.24624600.000.00+0.00hold
HB Wealth Management, LLC12,61412,61400.000.00-0.00hold
GAMMA Investing LLC1,0711,07100.000.00-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
VALLEY NATIONAL ADVISERS INC67367300.000.00-0.00hold
ACADIAN ASSET MANAGEMENT LLC191900.000.000.00hold
CWM, LLC2,3672,194-1730.000.00-0.00sell
U.S. Capital Wealth Advisors, LLC17,41616,926-4900.010.01-0.00sell
Cambridge Investment Research Advisors, Inc.25,12224,502-6200.000.00-0.00sell
Arax Advisory Partners2,4441,752-6920.000.00+0.00sell
Farther Finance Advisors, LLC8780-8780.000.00-0.00sell
MAI Capital Management1,1700-1,1700.000.00-0.00sell
PRINCIPAL SECURITIES, INC.1,6770-1,6770.000.00-0.00sell
NORTHERN TRUST CORP26,67024,040-2,6300.000.00-0.00sell
Russell Investments Group, Ltd.3,1682-3,1660.000.00-0.00sell
OSAIC HOLDINGS, INC.84,53280,234-4,2980.000.00-0.00sell
STIFEL FINANCIAL CORP25,20020,564-4,6360.000.00-0.00sell
THORNBURG INVESTMENT MANAGEMENT INC4,372,5504,367,861-4,6890.870.85-0.02sell
BlackRock, Inc.392,051387,306-4,7450.000.00-0.00sell
MONTAG A & ASSOCIATES INC35,48730,713-4,7740.020.02-0.00sell
CONFLUENCE INVESTMENT MANAGEMENT LLC74,98569,338-5,6470.020.02-0.00sell
Westend Capital Management, LLC8,608970-7,6380.040.00-0.03sell
Virtus Investment Advisers, LLC44,75836,444-8,3140.200.15-0.04sell
Advisory Services Network, LLC9,3260-9,3260.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.270,506260,893-9,6130.150.14-0.01sell
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