| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Caption Management, LLC | 0 | 561,820 | +561,820 | 0.00 | 0.02 | +0.02 | buy |
| Almitas Capital LLC | 0 | 467,152 | +467,152 | 0.00 | 0.08 | +0.08 | buy |
| Bleichroeder LP | 881,166 | 1,307,787 | +426,621 | 0.18 | 0.17 | -0.01 | buy |
| CANTOR FITZGERALD, L. P. | 577,490 | 887,481 | +309,991 | 0.02 | 0.02 | +0.00 | buy |
| Shay Capital LLC | 0 | 250,083 | +250,083 | 0.00 | 0.03 | +0.03 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 342,987 | 419,980 | +76,993 | 0.00 | 0.00 | -0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 20,973 | 93,788 | +72,815 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 58,000 | 100,000 | +42,000 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 52,580 | 88,296 | +35,716 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 25,747 | +25,747 | 0.00 | 0.00 | +0.00 | buy |
| AlphaCore Capital LLC | 0 | 20,670 | +20,670 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 19,090 | +19,090 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 18,663 | +18,663 | 0.00 | 0.00 | +0.00 | buy |
| DIADEMA PARTNERS LP | 136,923 | 153,563 | +16,640 | 0.09 | 0.05 | -0.05 | buy |
| Persistent Asset Partners Ltd | 36,630 | 38,968 | +2,338 | 0.02 | 0.01 | -0.01 | buy |
| Values First Advisors, Inc. | 81,208 | 81,517 | +309 | 0.05 | 0.03 | -0.02 | buy |
| SBI Securities Co., Ltd. | 78 | 113 | +35 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 0 | 30 | +30 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 3,314 | 3,314 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 136 | 136 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nantahala Capital Management, LLC | 3,492,519 | 3,492,519 | 0 | 0.24 | 0.16 | -0.07 | hold |
| Arax Advisory Partners | 81 | 81 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rock Springs Capital Management LP | 3,589,186 | 3,589,186 | 0 | 0.21 | 0.16 | -0.05 | hold |
| Silicon Valley Capital Partners | 137 | 137 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Onyx Bridge Wealth Group LLC | 11,500 | 11,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AIGH Capital Management LLC | 4,661,502 | 4,661,502 | 0 | 1.57 | 0.71 | -0.86 | hold |
| BlackRock, Inc. | 91,548 | 91,548 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Dogwood Wealth Management LLC | 10 | 10 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE STREET CORP | 22,182 | 22,182 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 2,801 | 1,145 | -1,656 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 257,380 | 237,755 | -19,625 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 24,588 | 0 | -24,588 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 57,173 | 6,676 | -50,497 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 85,799 | 0 | -85,799 | 0.00 | 0.00 | -0.00 | sell |
| Dauntless Investment Group, LLC | 579,320 | 435,234 | -144,086 | 2.43 | 0.91 | -1.52 | sell |
| Rosalind Advisors, Inc. | 3,579,273 | 3,353,916 | -225,357 | 1.49 | 1.03 | -0.46 | sell |