| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rosalind Advisors, Inc. | 3,353,916 | 5,169,501 | +1,815,585 | 1.03 | 2.00 | +0.97 | buy |
| Dauntless Investment Group, LLC | 435,234 | 746,051 | +310,817 | 0.91 | 1.33 | +0.42 | buy |
| Shay Capital LLC | 250,083 | 405,764 | +155,681 | 0.03 | 0.05 | +0.02 | buy |
| GSA CAPITAL PARTNERS LLP | 93,788 | 209,355 | +115,567 | 0.00 | 0.01 | +0.01 | buy |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| STEPHENS INC /AR/ | 0 | 15,133 | +15,133 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 10,142 | +10,142 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 419,980 | 429,062 | +9,082 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 25,747 | 28,194 | +2,447 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 6,676 | 8,213 | +1,537 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 961 | +961 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 0 | 201 | +201 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 0 | 5 | +5 | 0.00 | 0.00 | 0.00 | buy |
| FLAGSHIP WEALTH ADVISORS, LLC | 0 | 5 | +5 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 113 | 115 | +2 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 887,481 | 887,481 | 0 | 0.02 | 0.02 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 136 | 136 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mariner, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Nantahala Capital Management, LLC | 3,492,519 | 3,492,519 | 0 | 0.16 | 0.22 | +0.05 | hold |
| Rock Springs Capital Management LP | 3,589,186 | 3,589,186 | 0 | 0.16 | 0.18 | +0.02 | hold |
| Almitas Capital LLC | 467,152 | 467,152 | 0 | 0.08 | 0.12 | +0.04 | hold |
| Larson Financial Group LLC | 30 | 30 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bleichroeder LP | 1,307,787 | 1,307,787 | 0 | 0.17 | 0.24 | +0.07 | hold |
| Onyx Bridge Wealth Group LLC | 11,500 | 11,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BlackRock, Inc. | 91,548 | 91,548 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DIADEMA PARTNERS LP | 153,563 | 153,563 | 0 | 0.05 | 0.06 | +0.01 | hold |
| Persistent Asset Partners Ltd | 38,968 | 38,968 | 0 | 0.01 | 0.01 | +0.00 | hold |
| NORTHERN TRUST CORP | 88,296 | 88,296 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE STREET CORP | 22,182 | 22,182 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Dogwood Wealth Management LLC | 10 | 0 | -10 | 0.00 | 0.00 | -0.00 | sell |
| Global Retirement Partners, LLC | 23 | 1 | -22 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 81 | 0 | -81 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 1,145 | 0 | -1,145 | 0.00 | 0.00 | -0.00 | sell |
| Values First Advisors, Inc. | 81,517 | 79,685 | -1,832 | 0.03 | 0.04 | +0.01 | sell |
| TWO SIGMA SECURITIES, LLC | 18,663 | 15,788 | -2,875 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 3,314 | 0 | -3,314 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 19,090 | 0 | -19,090 | 0.00 | 0.00 | -0.00 | sell |
| AlphaCore Capital LLC | 20,670 | 0 | -20,670 | 0.00 | 0.00 | -0.00 | sell |
| Caption Management, LLC | 561,820 | 514,969 | -46,851 | 0.02 | 0.02 | -0.00 | sell |
| AIGH Capital Management LLC | 4,661,502 | 4,601,502 | -60,000 | 0.71 | 0.43 | -0.28 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 237,755 | 113,300 | -124,455 | 0.00 | 0.00 | -0.00 | sell |