| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AIGH Capital Management LLC | 0 | 4,454,545 | +4,454,545 | 0.00 | 1.39 | +1.39 | buy |
| Rock Springs Capital Management LP | 316,460 | 3,589,186 | +3,272,726 | 0.01 | 0.19 | +0.18 | buy |
| Rosalind Advisors, Inc. | 2,003,939 | 4,385,757 | +2,381,818 | 0.45 | 1.38 | +0.94 | buy |
| Nantahala Capital Management, LLC | 1,992,519 | 3,492,519 | +1,500,000 | 0.06 | 0.19 | +0.13 | buy |
| Bleichroeder LP | 426,621 | 881,166 | +454,545 | 0.05 | 0.15 | +0.11 | buy |
| VANGUARD GROUP INC | 81,358 | 286,229 | +204,871 | 0.00 | 0.00 | +0.00 | buy |
| Dauntless Investment Group, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.23 | +0.23 | buy |
| Virtu Financial LLC | 0 | 32,811 | +32,811 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 15 | 30,415 | +30,400 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 22,526 | 50,214 | +27,688 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| PFG Investments, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 4,834 | 6,161 | +1,327 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 1,227 | +1,227 | 0.00 | 0.00 | +0.00 | buy |
| Onyx Bridge Wealth Group LLC | 10,300 | 11,500 | +1,200 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 165,394 | 165,693 | +299 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 136 | 136 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sterling Capital Management LLC | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Silicon Valley Capital Partners | 137 | 137 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Global Retirement Partners, LLC | 73 | 73 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SBI Securities Co., Ltd. | 253 | 253 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BlackRock, Inc. | 91,548 | 91,548 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Dogwood Wealth Management LLC | 10 | 10 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHERN TRUST CORP | 10,891 | 10,891 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE STREET CORP | 22,182 | 22,182 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MAI Capital Management | 3,504 | 3,314 | -190 | 0.00 | 0.00 | +0.00 | sell |
| Values First Advisors, Inc. | 99,211 | 97,882 | -1,329 | 0.02 | 0.05 | +0.02 | sell |
| GPS Wealth Strategies Group, LLC | 2,313 | 0 | -2,313 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 11,171 | 0 | -11,171 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 13,723 | 0 | -13,723 | 0.00 | 0.00 | -0.00 | sell |