| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CANTOR FITZGERALD, L. P. | 0 | 577,490 | +577,490 | 0.00 | 0.02 | +0.02 | buy |
| Dauntless Investment Group, LLC | 100,000 | 579,320 | +479,320 | 0.23 | 2.43 | +2.19 | buy |
| VANGUARD GROUP INC | 286,229 | 663,677 | +377,448 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 50,214 | 257,380 | +207,166 | 0.00 | 0.00 | +0.00 | buy |
| AIGH Capital Management LLC | 4,454,545 | 4,661,502 | +206,957 | 1.39 | 1.57 | +0.18 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 165,693 | 342,987 | +177,294 | 0.00 | 0.00 | +0.00 | buy |
| DIADEMA PARTNERS LP | 0 | 136,923 | +136,923 | 0.00 | 0.09 | +0.09 | buy |
| SIMPLEX TRADING, LLC | 1,227 | 85,799 | +84,572 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 10,891 | 52,580 | +41,689 | 0.00 | 0.00 | +0.00 | buy |
| Persistent Asset Partners Ltd | 0 | 36,630 | +36,630 | 0.00 | 0.02 | +0.02 | buy |
| Mariner, LLC | 25,000 | 58,000 | +33,000 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 30,415 | 57,173 | +26,758 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 24,588 | +24,588 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 20,973 | +20,973 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 81 | +81 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 3,314 | 3,314 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 136 | 136 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Nantahala Capital Management, LLC | 3,492,519 | 3,492,519 | 0 | 0.19 | 0.24 | +0.04 | hold |
| Rock Springs Capital Management LP | 3,589,186 | 3,589,186 | 0 | 0.19 | 0.21 | +0.02 | hold |
| Silicon Valley Capital Partners | 137 | 137 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bleichroeder LP | 881,166 | 881,166 | 0 | 0.15 | 0.18 | +0.02 | hold |
| Onyx Bridge Wealth Group LLC | 11,500 | 11,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BlackRock, Inc. | 91,548 | 91,548 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Dogwood Wealth Management LLC | 10 | 10 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE STREET CORP | 22,182 | 22,182 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Global Retirement Partners, LLC | 73 | 23 | -50 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 253 | 78 | -175 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Sterling Capital Management LLC | 2,000 | 0 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 6,161 | 2,801 | -3,360 | 0.00 | 0.00 | -0.00 | sell |
| PFG Investments, LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Values First Advisors, Inc. | 97,882 | 81,208 | -16,674 | 0.05 | 0.05 | +0.00 | sell |
| Virtu Financial LLC | 32,811 | 0 | -32,811 | 0.00 | 0.00 | -0.00 | sell |
| Rosalind Advisors, Inc. | 4,385,757 | 3,579,273 | -806,484 | 1.38 | 1.49 | +0.10 | sell |