| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 1,674,565 | 2,318,017 | +643,452 | 0.31 | 0.52 | +0.21 | buy |
| Parkman Healthcare Partners LLC | 854,716 | 1,171,416 | +316,700 | 0.30 | 0.37 | +0.07 | buy |
| Huntleigh Advisors, Inc. | 0 | 117,407 | +117,407 | 0.00 | 0.06 | +0.06 | buy |
| RAYMOND JAMES FINANCIAL INC | 0 | 34,604 | +34,604 | 0.00 | 0.00 | +0.00 | buy |
| Dana Investment Advisors, Inc. | 0 | 30,081 | +30,081 | 0.00 | 0.00 | +0.00 | buy |
| COURIER CAPITAL LLC | 0 | 30,000 | +30,000 | 0.00 | 0.01 | +0.01 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 10,400 | 31,378 | +20,978 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 14,275 | +14,275 | 0.00 | 0.00 | +0.00 | buy |
| BROWN ADVISORY INC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Uniting Wealth Partners, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 30,133 | 34,133 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| ORBIMED ADVISORS LLC | 2,133,405 | 2,133,405 | 0 | 0.12 | 0.14 | +0.02 | hold |
| NOTTINGHAM ADVISORS, INC. | 30,000 | 30,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 18,244 | 18,244 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MARSHALL WACE, LLP | 1,860,405 | 1,860,405 | 0 | 0.01 | 0.01 | +0.00 | hold |
| AdvisorNet Financial, Inc | 8,783 | 8,783 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legato Capital Management LLC | 17,719 | 17,719 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Mesirow Financial Investment Management, Inc. | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| McKinley Carter Wealth Services, Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PURA VIDA INVESTMENTS, LLC | 450,517 | 450,517 | 0 | 6.55 | 8.85 | +2.30 | hold |
| Avestar Capital, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Affiance Financial, LLC | 189,122 | 189,122 | 0 | 0.12 | 0.12 | -0.00 | hold |
| BELLEVUE ASSET MANAGEMENT, LLC | 15 | 15 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Velan Capital Investment Management LP | 904,029 | 904,029 | 0 | 2.05 | 2.50 | +0.45 | hold |
| Farther Finance Advisors, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 72,565 | 72,565 | 0 | 0.03 | 0.04 | +0.01 | hold |
| NATIONAL BANK OF CANADA /FI/ | 206 | 206 | 0 | 0.00 | 0.00 | -0.00 | hold |
| POM Investment Strategies, LLC | 1,667 | 0 | -1,667 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 48,022 | 44,889 | -3,133 | 0.00 | 0.00 | +0.00 | sell |
| Rosalind Advisors, Inc. | 2,495,783 | 2,274,990 | -220,793 | 3.54 | 2.98 | -0.55 | sell |
| MILLENNIUM MANAGEMENT LLC | 330,999 | 17,018 | -313,981 | 0.00 | 0.00 | -0.00 | sell |
| Soleus Capital Management, L.P. | 1,378,128 | 945,376 | -432,752 | 0.27 | 0.20 | -0.07 | sell |