Stock Transactions

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
Pallas Capital Advisors LLC11,00013,000+2,0000.000.00+0.00buy
INGALLS & SNYDER LLC384,300379,300-5,0000.030.02-0.00sell
COURIER CAPITAL LLC55,00030,000-25,0000.010.00-0.00sell
Velan Capital Investment Management LP2,143,6982,099,652-44,0462.222.14-0.08sell
Soleus Capital Management, L.P.1,150,0001,045,708-104,2920.090.07-0.02sell
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