| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Mesirow Financial Investment Management, Inc. | 0 | 30,000 | +30,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 24,766 | +24,766 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 60,895 | 80,449 | +19,554 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 17,609 | +17,609 | 0.00 | 0.00 | +0.00 | buy |
| Pallas Capital Advisors LLC | 11,000 | 13,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| ORBIMED ADVISORS LLC | 3,133,405 | 3,133,405 | 0 | 0.11 | 0.11 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 18,244 | 18,244 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MARSHALL WACE, LLP | 1,860,405 | 1,860,405 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AdvisorNet Financial, Inc | 8,783 | 8,783 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legato Capital Management LLC | 26,850 | 26,850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nantahala Capital Management, LLC | 3,376,484 | 3,376,484 | 0 | 0.36 | 0.34 | -0.01 | hold |
| McKinley Carter Wealth Services, Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Creative Planning | 19,714 | 19,714 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PURA VIDA INVESTMENTS, LLC | 450,517 | 450,517 | 0 | 3.00 | 4.94 | +1.94 | hold |
| Rosalind Advisors, Inc. | 3,905,743 | 3,905,743 | 0 | 2.53 | 2.61 | +0.08 | hold |
| Avestar Capital, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Aberdeen Group plc | 3,173,364 | 3,173,364 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Affiance Financial, LLC | 250,370 | 250,370 | 0 | 0.07 | 0.07 | -0.01 | hold |
| Parkman Healthcare Partners LLC | 2,416,518 | 2,416,518 | 0 | 0.41 | 0.41 | -0.00 | hold |
| Farther Finance Advisors, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 114,085 | 114,085 | 0 | 0.03 | 0.03 | -0.00 | hold |
| NORTHERN TRUST CORP | 33,572 | 33,572 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BELLEVUE ASSET MANAGEMENT, LLC | 25 | 0 | -25 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 3,175 | 603 | -2,572 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 4,000 | 0 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 17,019 | 12,358 | -4,661 | 0.00 | 0.00 | -0.00 | sell |
| INGALLS & SNYDER LLC | 384,300 | 379,300 | -5,000 | 0.03 | 0.02 | -0.00 | sell |
| BROWN ADVISORY INC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 10,089 | 0 | -10,089 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 124,090 | 112,423 | -11,667 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 11,789 | 0 | -11,789 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 17,684 | 0 | -17,684 | 0.00 | 0.00 | -0.00 | sell |
| VESTIA PERSONAL WEALTH ADVISORS | 42,425 | 24,425 | -18,000 | 0.03 | 0.02 | -0.02 | sell |
| Schonfeld Strategic Advisors LLC | 23,334 | 0 | -23,334 | 0.00 | 0.00 | -0.00 | sell |
| COURIER CAPITAL LLC | 55,000 | 30,000 | -25,000 | 0.01 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 32,550 | 0 | -32,550 | 0.00 | 0.00 | -0.00 | sell |
| Velan Capital Investment Management LP | 2,143,698 | 2,099,652 | -44,046 | 2.22 | 2.14 | -0.08 | sell |
| Soleus Capital Management, L.P. | 1,150,000 | 1,045,708 | -104,292 | 0.09 | 0.07 | -0.02 | sell |
| CITADEL ADVISORS LLC | 193,710 | 0 | -193,710 | 0.00 | 0.00 | -0.00 | sell |