| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 2,318,017 | 2,318,017 | 0 | 0.52 | 0.37 | -0.14 | hold |
| Rosalind Advisors, Inc. | 2,274,990 | 2,289,099 | +14,109 | 2.98 | 2.51 | -0.47 | buy |
| ORBIMED ADVISORS LLC | 2,133,405 | 2,133,405 | 0 | 0.14 | 0.12 | -0.02 | hold |
| Soleus Capital Management, L.P. | 945,376 | 1,886,207 | +940,831 | 0.20 | 0.30 | +0.10 | buy |
| MARSHALL WACE, LLP | 1,860,405 | 1,860,405 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Parkman Healthcare Partners LLC | 1,171,416 | 1,235,305 | +63,889 | 0.37 | 0.32 | -0.05 | buy |
| Velan Capital Investment Management LP | 904,029 | 904,029 | 0 | 2.50 | 2.05 | -0.45 | hold |
| PURA VIDA INVESTMENTS, LLC | 450,517 | 450,517 | 0 | 8.85 | 6.15 | -2.70 | hold |
| Affiance Financial, LLC | 189,122 | 189,122 | 0 | 0.12 | 0.09 | -0.03 | hold |
| Huntleigh Advisors, Inc. | 117,407 | 124,228 | +6,821 | 0.06 | 0.05 | -0.01 | buy |
| IRONWOOD INVESTMENT MANAGEMENT LLC | 0 | 60,547 | +60,547 | 0.00 | 0.07 | +0.07 | buy |
| NORTHERN TRUST CORP | 44,889 | 45,320 | +431 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 34,604 | 44,604 | +10,000 | 0.00 | 0.00 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 34,133 | 37,489 | +3,356 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 0 | 36,573 | +36,573 | 0.00 | 0.00 | +0.00 | buy |
| COURIER CAPITAL LLC | 30,000 | 30,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Mesirow Financial Investment Management, Inc. | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Creative Planning | 0 | 19,555 | +19,555 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 18,244 | 18,244 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VESTIA PERSONAL WEALTH ADVISORS | 0 | 18,000 | +18,000 | 0.00 | 0.03 | +0.03 | buy |
| MILLENNIUM MANAGEMENT LLC | 17,018 | 17,018 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avestar Capital, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROWN ADVISORY INC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| McKinley Carter Wealth Services, Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AdvisorNet Financial, Inc | 8,783 | 8,783 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 0 | 230 | +230 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 206 | 206 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 27 | 27 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BELLEVUE ASSET MANAGEMENT, LLC | 15 | 15 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RENAISSANCE TECHNOLOGIES LLC | 31,378 | 0 | -31,378 | 0.00 | 0.00 | -0.00 | sell |
| NOTTINGHAM ADVISORS, INC. | 30,000 | 0 | -30,000 | 0.01 | 0.00 | -0.01 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Dana Investment Advisors, Inc. | 30,081 | 0 | -30,081 | 0.00 | 0.00 | -0.00 | sell |
| Legato Capital Management LLC | 17,719 | 0 | -17,719 | 0.01 | 0.00 | -0.01 | sell |
| XTX Topco Ltd | 14,275 | 0 | -14,275 | 0.00 | 0.00 | -0.00 | sell |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 72,565 | 0 | -72,565 | 0.04 | 0.00 | -0.04 | sell |
| Uniting Wealth Partners, LLC | 10,000 | 0 | -10,000 | 0.01 | 0.00 | -0.01 | sell |