| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rosalind Advisors, Inc. | 2,289,099 | 3,905,743 | +1,616,644 | 2.51 | 3.33 | +0.81 | buy |
| Nantahala Capital Management, LLC | 2,318,017 | 3,376,484 | +1,058,467 | 0.37 | 0.50 | +0.13 | buy |
| Aberdeen Group plc | 0 | 2,481,117 | +2,481,117 | 0.00 | 0.01 | +0.01 | buy |
| Parkman Healthcare Partners LLC | 1,235,305 | 2,440,633 | +1,205,328 | 0.32 | 0.65 | +0.32 | buy |
| Velan Capital Investment Management LP | 904,029 | 2,143,698 | +1,239,669 | 2.05 | 4.85 | +2.80 | buy |
| ORBIMED ADVISORS LLC | 2,133,405 | 2,133,405 | 0 | 0.12 | 0.12 | +0.00 | hold |
| MARSHALL WACE, LLP | 1,860,405 | 1,860,405 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Soleus Capital Management, L.P. | 1,886,207 | 1,470,934 | -415,273 | 0.30 | 0.19 | -0.11 | sell |
| Ghisallo Capital Management LLC | 0 | 921,587 | +921,587 | 0.00 | 0.07 | +0.07 | buy |
| PURA VIDA INVESTMENTS, LLC | 450,517 | 450,517 | 0 | 6.15 | 6.62 | +0.47 | hold |
| Huntleigh Advisors, Inc. | 124,228 | 264,004 | +139,776 | 0.05 | 0.11 | +0.05 | buy |
| Affiance Financial, LLC | 189,122 | 250,370 | +61,248 | 0.09 | 0.11 | +0.02 | buy |
| INGALLS & SNYDER LLC | 0 | 225,002 | +225,002 | 0.00 | 0.02 | +0.02 | buy |
| MILLENNIUM MANAGEMENT LLC | 17,018 | 147,423 | +130,405 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 37,489 | 86,092 | +48,603 | 0.00 | 0.00 | +0.00 | buy |
| IRONWOOD INVESTMENT MANAGEMENT LLC | 60,547 | 61,579 | +1,032 | 0.07 | 0.06 | -0.00 | buy |
| COURIER CAPITAL LLC | 30,000 | 55,000 | +25,000 | 0.00 | 0.01 | +0.00 | buy |
| BlackRock, Inc. | 36,573 | 53,714 | +17,141 | 0.00 | 0.00 | +0.00 | buy |
| VESTIA PERSONAL WEALTH ADVISORS | 18,000 | 42,425 | +24,425 | 0.03 | 0.06 | +0.03 | buy |
| NORTHERN TRUST CORP | 45,320 | 33,572 | -11,748 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 32,550 | +32,550 | 0.00 | 0.00 | +0.00 | buy |
| Mesirow Financial Investment Management, Inc. | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Uniting Wealth Partners, LLC | 0 | 21,066 | +21,066 | 0.00 | 0.01 | +0.01 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Creative Planning | 19,555 | 19,569 | +14 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 18,244 | 18,244 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avestar Capital, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Pallas Capital Advisors LLC | 0 | 11,000 | +11,000 | 0.00 | 0.00 | +0.00 | buy |
| BROWN ADVISORY INC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| McKinley Carter Wealth Services, Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AdvisorNet Financial, Inc | 8,783 | 8,783 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GROUP ONE TRADING LLC | 0 | 4,000 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIMPLEX TRADING, LLC | 0 | 462 | +462 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 230 | 230 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 27 | 27 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BELLEVUE ASSET MANAGEMENT, LLC | 15 | 25 | +10 | 0.00 | 0.00 | -0.00 | buy |
| Koesten, Hirschmann & Crabtree, INC. | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 44,604 | 0 | -44,604 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 206 | 0 | -206 | 0.00 | 0.00 | -0.00 | sell |