| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 177,163 | 383,706 | +206,543 | 0.06 | 0.16 | +0.10 | buy |
| Phocas Financial Corp. | 159,423 | 295,907 | +136,484 | 0.23 | 0.59 | +0.36 | buy |
| Quaker Wealth Management, LLC | 200 | 19,367 | +19,167 | 0.00 | 0.08 | +0.08 | buy |
| China Universal Asset Management Co., Ltd. | 9,990 | 9,408 | -582 | 0.01 | 0.01 | +0.00 | sell |
| CARRET ASSET MANAGEMENT, LLC | 59,500 | 58,300 | -1,200 | 0.05 | 0.07 | +0.02 | sell |
| City State Bank | 15,478 | 13,798 | -1,680 | 0.04 | 0.05 | +0.01 | sell |
| Arete Wealth Advisors, LLC | 66,397 | 64,205 | -2,192 | 0.05 | 0.06 | +0.01 | sell |
| Simplify Asset Management Inc. | 100,630 | 70,759 | -29,871 | 0.01 | 0.01 | -0.00 | sell |
| 683 Capital Management, LLC | 975,000 | 855,000 | -120,000 | 0.47 | 0.60 | +0.13 | sell |
| Stonepine Capital Management, LLC | 480,000 | 258,701 | -221,299 | 1.79 | 1.74 | -0.05 | sell |
| Nantahala Capital Management, LLC | 2,521,936 | 1,797,476 | -724,460 | 0.87 | 0.86 | -0.01 | sell |