| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Legal & General Group Plc | 5,301 | 737,737 | +732,436 | 0.00 | 0.00 | +0.00 | buy |
| AIGH Capital Management LLC | 788,614 | 1,438,109 | +649,495 | 2.48 | 5.59 | +3.11 | buy |
| READYSTATE ASSET MANAGEMENT LP | 66,662 | 683,032 | +616,370 | 0.02 | 0.26 | +0.23 | buy |
| Rubric Capital Management LP | 616,123 | 1,217,734 | +601,611 | 0.09 | 0.16 | +0.07 | buy |
| Woodline Partners LP | 4,139,593 | 4,615,625 | +476,032 | 0.23 | 0.22 | -0.01 | buy |
| Velan Capital Investment Management LP | 300,000 | 665,000 | +365,000 | 2.16 | 5.12 | +2.96 | buy |
| CITADEL ADVISORS LLC | 0 | 248,832 | +248,832 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 289,688 | 434,690 | +145,002 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 140,418 | +140,418 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 104,630 | 165,415 | +60,785 | 0.00 | 0.00 | +0.00 | buy |
| Stonepine Capital Management, LLC | 597,700 | 650,000 | +52,300 | 4.02 | 4.74 | +0.71 | buy |
| Squarepoint Ops LLC | 16,534 | 68,050 | +51,516 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 4,080,420 | 4,126,563 | +46,143 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,188,120 | 1,233,111 | +44,991 | 0.00 | 0.00 | -0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 41,932 | +41,932 | 0.00 | 0.00 | +0.00 | buy |
| CARRET ASSET MANAGEMENT, LLC | 0 | 36,140 | +36,140 | 0.00 | 0.03 | +0.03 | buy |
| Retirement Planning Co of New England, Inc. | 514,832 | 550,180 | +35,348 | 2.08 | 2.05 | -0.03 | buy |
| Mystic Asset Management, Inc. | 313,347 | 338,902 | +25,555 | 0.70 | 0.67 | -0.03 | buy |
| Verition Fund Management LLC | 0 | 22,520 | +22,520 | 0.00 | 0.00 | +0.00 | buy |
| Man Group plc | 0 | 22,448 | +22,448 | 0.00 | 0.00 | +0.00 | buy |
| Aquatic Capital Management LLC | 1,643 | 20,998 | +19,355 | 0.00 | 0.00 | +0.00 | buy |
| Caption Management, LLC | 0 | 16,997 | +16,997 | 0.00 | 0.01 | +0.01 | buy |
| EntryPoint Capital, LLC | 26,450 | 40,675 | +14,225 | 0.09 | 0.14 | +0.05 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 13,247 | 25,592 | +12,345 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 108,487 | 120,433 | +11,946 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKETS CORP | 0 | 11,905 | +11,905 | 0.00 | 0.00 | +0.00 | buy |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 0 | 10,849 | +10,849 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 68,053 | 74,585 | +6,532 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 1,172,556 | 1,176,548 | +3,992 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 149,504 | 153,331 | +3,827 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 25,075 | 27,370 | +2,295 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 20,565 | 22,685 | +2,120 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 29,949 | 31,761 | +1,812 | 0.00 | 0.00 | -0.00 | buy |
| JPMORGAN CHASE & CO | 27,490 | 29,138 | +1,648 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 2,824,212 | 2,825,845 | +1,633 | 0.00 | 0.00 | -0.00 | buy |
| Vermillion Wealth Management, Inc. | 0 | 1,500 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | 1,464 | +1,464 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 39 | 1,076 | +1,037 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 29,701 | 30,734 | +1,033 | 0.00 | 0.00 | -0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 17,641 | 18,544 | +903 | 0.00 | 0.00 | +0.00 | buy |
| AMALGAMATED BANK | 1,170 | 1,825 | +655 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 18,384 | 19,022 | +638 | 0.00 | 0.00 | -0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 595 | +595 | 0.00 | 0.00 | +0.00 | buy |
| Kovack Advisors, Inc. | 146,158 | 146,747 | +589 | 0.12 | 0.12 | -0.00 | buy |
| GF FUND MANAGEMENT CO. LTD. | 1,121 | 1,367 | +246 | 0.00 | 0.00 | +0.00 | buy |
| Daiwa Securities Group Inc. | 0 | 182 | +182 | 0.00 | 0.00 | +0.00 | buy |
| MassMutual Private Wealth & Trust, FSB | 0 | 150 | +150 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 181 | 299 | +118 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 118 | 211 | +93 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 85 | 120 | +35 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 1,000 | 1,013 | +13 | 0.00 | 0.00 | -0.00 | buy |
| EverSource Wealth Advisors, LLC | 5 | 14 | +9 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 30,427 | 30,436 | +9 | 0.00 | 0.00 | -0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 1,779 | 1,786 | +7 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 12 | 12 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 4,261 | 4,261 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 3,895 | 3,895 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 16,100 | 16,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | 13,260 | 13,260 | 0 | 0.02 | 0.02 | -0.00 | hold |
| 683 Capital Management, LLC | 1,225,834 | 1,225,834 | 0 | 1.01 | 0.93 | -0.07 | hold |
| JFS WEALTH ADVISORS, LLC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Larson Financial Group LLC | 110 | 110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFG Advisors, LLC | 29,050 | 29,050 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Kingsview Wealth Management, LLC | 12,120 | 12,120 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Simplify Asset Management Inc. | 120,000 | 120,000 | 0 | 0.07 | 0.04 | -0.03 | hold |
| Activest Wealth Management | 1,815 | 1,815 | 0 | 0.00 | 0.00 | -0.00 | hold |
| City State Bank | 16,224 | 16,224 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Propel Bio Management, LLC | 179,874 | 179,874 | 0 | 1.49 | 1.57 | +0.08 | hold |
| Police & Firemen's Retirement System of New Jersey | 11,293 | 11,293 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Asset Planning,Inc | 215 | 215 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RAYMOND JAMES FINANCIAL INC | 26,916 | 26,916 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 10,107 | 10,107 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 56 | 56 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Corebridge Financial, Inc. | 26,294 | 26,284 | -10 | 0.00 | 0.00 | -0.00 | sell |
| HANTZ FINANCIAL SERVICES, INC. | 18 | 0 | -18 | 0.00 | 0.00 | 0.00 | sell |
| CWM, LLC | 503 | 485 | -18 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 176 | 109 | -67 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 87 | 0 | -87 | 0.00 | 0.00 | -0.00 | sell |
| MetLife Investment Management, LLC | 32,802 | 32,682 | -120 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 165 | 0 | -165 | 0.00 | 0.00 | -0.00 | sell |
| Sterling Capital Management LLC | 697 | 489 | -208 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 1,617 | 1,385 | -232 | 0.00 | 0.00 | +0.00 | sell |
| Creative Planning | 370 | 0 | -370 | 0.00 | 0.00 | -0.00 | sell |
| Venturi Wealth Management, LLC | 531 | 0 | -531 | 0.00 | 0.00 | -0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 15,384 | 14,822 | -562 | 0.00 | 0.00 | -0.00 | sell |
| China Universal Asset Management Co., Ltd. | 11,318 | 10,706 | -612 | 0.01 | 0.01 | -0.00 | sell |
| Arete Wealth Advisors, LLC | 77,972 | 74,854 | -3,118 | 0.05 | 0.04 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 6,346 | 3,204 | -3,142 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 17,425 | 14,022 | -3,403 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 50,906 | 45,681 | -5,225 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 23,500 | 18,186 | -5,314 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 435,972 | 429,111 | -6,861 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 51,284 | 44,121 | -7,163 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 98,245 | 89,415 | -8,830 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 11,728 | 0 | -11,728 | 0.00 | 0.00 | -0.00 | sell |
| PROFUND ADVISORS LLC | 12,055 | 0 | -12,055 | 0.00 | 0.00 | -0.00 | sell |
| Persistent Asset Partners Ltd | 12,831 | 0 | -12,831 | 0.09 | 0.00 | -0.09 | sell |