| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 4,507,051 | 4,456,476 | -50,575 | 0.00 | 0.00 | +0.00 | sell |
| Woodline Partners LP | 3,450,844 | 3,450,943 | +99 | 0.12 | 0.12 | +0.00 | buy |
| FMR LLC | 2,393,493 | 3,211,877 | +818,384 | 0.00 | 0.00 | +0.00 | buy |
| Nantahala Capital Management, LLC | 1,771,936 | 2,521,936 | +750,000 | 0.95 | 1.47 | +0.52 | buy |
| STATE STREET CORP | 1,482,956 | 1,561,569 | +78,613 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,341,681 | 1,371,857 | +30,176 | 0.00 | 0.00 | +0.00 | buy |
| AIGH Capital Management LLC | 0 | 1,200,000 | +1,200,000 | 0.00 | 2.29 | +2.29 | buy |
| MORGAN STANLEY | 1,157,913 | 1,192,262 | +34,349 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 1,097,988 | 1,163,090 | +65,102 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 1,157,131 | +1,157,131 | 0.00 | 0.02 | +0.02 | buy |
| ROYCE & ASSOCIATES LP | 865,822 | 988,674 | +122,852 | 0.08 | 0.09 | +0.01 | buy |
| 683 Capital Management, LLC | 905,000 | 975,000 | +70,000 | 0.67 | 0.84 | +0.17 | buy |
| D. E. Shaw & Co., Inc. | 863,746 | 846,457 | -17,289 | 0.01 | 0.01 | +0.00 | sell |
| Qube Research & Technologies Ltd | 356,243 | 842,319 | +486,076 | 0.00 | 0.01 | +0.01 | buy |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 585,069 | 775,000 | +189,931 | 0.80 | 1.21 | +0.41 | buy |
| GOLDMAN SACHS GROUP INC | 588,700 | 743,124 | +154,424 | 0.00 | 0.00 | +0.00 | buy |
| Retirement Planning Co of New England, Inc. | 662,976 | 651,148 | -11,828 | 2.38 | 2.47 | +0.09 | sell |
| CITADEL ADVISORS LLC | 842,854 | 626,699 | -216,155 | 0.01 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 1,134,358 | 590,269 | -544,089 | 0.01 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 154,466 | 554,802 | +400,336 | 0.00 | 0.00 | +0.00 | buy |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 506,033 | 506,033 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Stonepine Capital Management, LLC | 569,088 | 480,000 | -89,088 | 4.03 | 3.93 | -0.10 | sell |
| TUDOR INVESTMENT CORP ET AL | 692,097 | 443,109 | -248,988 | 0.03 | 0.02 | -0.01 | sell |
| MARSHALL WACE, LLP | 669,742 | 439,952 | -229,790 | 0.01 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 418,122 | 436,950 | +18,828 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 285,488 | 422,048 | +136,560 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Partners, LTD. | 409,000 | 408,000 | -1,000 | 0.04 | 0.04 | +0.00 | sell |
| JPMORGAN CHASE & CO | 412,261 | 378,932 | -33,329 | 0.00 | 0.00 | -0.00 | sell |
| Mystic Asset Management, Inc. | 346,527 | 361,283 | +14,756 | 0.70 | 0.78 | +0.08 | buy |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 0 | 350,501 | +350,501 | 0.00 | 0.05 | +0.05 | buy |
| Propel Bio Management, LLC | 63,683 | 282,418 | +218,735 | 0.49 | 1.66 | +1.18 | buy |
| Caption Management, LLC | 540,112 | 255,236 | -284,876 | 0.21 | 0.11 | -0.10 | sell |
| Janney Montgomery Scott LLC | 202,883 | 236,834 | +33,951 | 0.00 | 0.01 | +0.00 | buy |
| JANE STREET GROUP, LLC | 563,906 | 221,058 | -342,848 | 0.01 | 0.00 | -0.00 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 275,000 | 200,000 | -75,000 | 0.00 | 0.00 | -0.00 | sell |
| Nuveen, LLC | 143,132 | 192,588 | +49,456 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 293,095 | 186,582 | -106,513 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 317,066 | 182,864 | -134,202 | 0.01 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 139,591 | 177,163 | +37,572 | 0.04 | 0.06 | +0.01 | buy |
| Kovack Advisors, Inc. | 175,331 | 175,232 | -99 | 0.07 | 0.09 | +0.01 | sell |
| Bank of New York Mellon Corp | 174,155 | 172,427 | -1,728 | 0.00 | 0.00 | +0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 180,618 | 161,981 | -18,637 | 0.00 | 0.00 | -0.00 | sell |
| Phocas Financial Corp. | 0 | 159,423 | +159,423 | 0.00 | 0.23 | +0.23 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 170,309 | 156,417 | -13,892 | 0.00 | 0.00 | +0.00 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 151,424 | 145,222 | -6,202 | 0.00 | 0.00 | -0.00 | sell |
| Diametric Capital, LP | 0 | 108,024 | +108,024 | 0.00 | 0.26 | +0.26 | buy |
| Simplify Asset Management Inc. | 42,365 | 100,630 | +58,265 | 0.01 | 0.01 | +0.01 | buy |
| AQR CAPITAL MANAGEMENT LLC | 181,129 | 79,915 | -101,214 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 68,284 | 68,071 | -213 | 0.00 | 0.00 | +0.00 | sell |
| Arete Wealth Advisors, LLC | 69,769 | 66,397 | -3,372 | 0.04 | 0.03 | -0.01 | sell |
| ALLIANCEBERNSTEIN L.P. | 65,190 | 65,190 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 64,857 | +64,857 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 146,364 | 64,837 | -81,527 | 0.00 | 0.00 | -0.00 | sell |
| IFG Advisors, LLC | 29,050 | 61,842 | +32,792 | 0.04 | 0.09 | +0.05 | buy |
| CARRET ASSET MANAGEMENT, LLC | 54,000 | 59,500 | +5,500 | 0.05 | 0.05 | +0.01 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 0 | 54,251 | +54,251 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 65,636 | 52,436 | -13,200 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 45,939 | 51,373 | +5,434 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 32,140 | 43,616 | +11,476 | 0.00 | 0.00 | +0.00 | buy |
| EntryPoint Capital, LLC | 52,871 | 42,885 | -9,986 | 0.18 | 0.12 | -0.07 | sell |
| FEDERATED HERMES, INC. | 23,453 | 42,195 | +18,742 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 44,020 | 39,234 | -4,786 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 10,107 | 38,349 | +28,242 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 36,794 | 36,794 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Integrated Quantitative Investments LLC | 56,128 | 33,315 | -22,813 | 0.11 | 0.06 | -0.05 | sell |
| Invesco Ltd. | 32,182 | 32,874 | +692 | 0.00 | 0.00 | +0.00 | buy |
| STONERIDGE INVESTMENT PARTNERS LLC | 32,788 | 32,788 | 0 | 0.20 | 0.22 | +0.02 | hold |
| Quantinno Capital Management LP | 14,957 | 32,022 | +17,065 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 27,867 | 26,275 | -1,592 | 0.00 | 0.00 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 66,950 | 26,205 | -40,745 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 25,858 | 26,093 | +235 | 0.00 | 0.00 | -0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 11,500 | 25,941 | +14,441 | 0.01 | 0.02 | +0.01 | buy |
| Campbell & CO Investment Adviser LLC | 38,595 | 23,899 | -14,696 | 0.02 | 0.01 | -0.00 | sell |
| Brevan Howard Capital Management LP | 14,893 | 23,324 | +8,431 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 25,651 | 23,231 | -2,420 | 0.00 | 0.00 | -0.00 | sell |
| ExodusPoint Capital Management, LP | 0 | 23,005 | +23,005 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 118,694 | 21,930 | -96,764 | 0.00 | 0.00 | -0.00 | sell |
| WINTON GROUP Ltd | 26,089 | 16,334 | -9,755 | 0.01 | 0.01 | -0.00 | sell |
| City State Bank | 15,478 | 15,478 | 0 | 0.04 | 0.04 | -0.00 | hold |
| BARCLAYS PLC | 100,135 | 15,445 | -84,690 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 16,896 | 15,137 | -1,759 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 14,964 | 14,964 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BAILARD, INC. | 12,900 | 14,700 | +1,800 | 0.00 | 0.00 | +0.00 | buy |
| Polymer Capital Management (US) LLC | 17,123 | 14,109 | -3,014 | 0.02 | 0.02 | -0.00 | sell |
| PROFUND ADVISORS LLC | 18,078 | 13,746 | -4,332 | 0.00 | 0.00 | -0.00 | sell |
| J. Goldman & Co LP | 13,497 | 13,497 | 0 | 0.00 | 0.01 | +0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 14,229 | 13,184 | -1,045 | 0.00 | 0.00 | +0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 12,932 | 12,864 | -68 | 0.00 | 0.00 | +0.00 | sell |
| Kingsview Wealth Management, LLC | 12,120 | 12,120 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INTECH INVESTMENT MANAGEMENT LLC | 19,995 | 11,998 | -7,997 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 11,544 | 11,681 | +137 | 0.00 | 0.00 | -0.00 | buy |
| FOX RUN MANAGEMENT, L.L.C. | 24,722 | 10,884 | -13,838 | 0.03 | 0.02 | -0.02 | sell |
| ProShare Advisors LLC | 12,669 | 10,594 | -2,075 | 0.00 | 0.00 | -0.00 | sell |
| UNITED BANK | 0 | 10,564 | +10,564 | 0.00 | 0.01 | +0.01 | buy |
| China Universal Asset Management Co., Ltd. | 9,174 | 9,990 | +816 | 0.01 | 0.01 | +0.00 | buy |
| Russell Investments Group, Ltd. | 5,228 | 5,111 | -117 | 0.00 | 0.00 | +0.00 | sell |
| Ameritas Investment Partners, Inc. | 4,591 | 4,591 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 4,000 | 4,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tower Research Capital LLC (TRC) | 2,309 | 3,971 | +1,662 | 0.00 | 0.00 | +0.00 | buy |