| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AIGH Capital Management LLC | 0 | 1,200,000 | +1,200,000 | 0.00 | 2.29 | +2.29 | buy |
| Point72 Asset Management, L.P. | 0 | 1,157,131 | +1,157,131 | 0.00 | 0.02 | +0.02 | buy |
| FMR LLC | 2,393,493 | 3,211,877 | +818,384 | 0.00 | 0.00 | +0.00 | buy |
| Nantahala Capital Management, LLC | 1,771,936 | 2,521,936 | +750,000 | 0.95 | 1.47 | +0.52 | buy |
| Qube Research & Technologies Ltd | 356,243 | 842,319 | +486,076 | 0.00 | 0.01 | +0.01 | buy |
| DIMENSIONAL FUND ADVISORS LP | 154,466 | 554,802 | +400,336 | 0.00 | 0.00 | +0.00 | buy |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 0 | 350,501 | +350,501 | 0.00 | 0.05 | +0.05 | buy |
| Propel Bio Management, LLC | 63,683 | 282,418 | +218,735 | 0.49 | 1.66 | +1.18 | buy |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 585,069 | 775,000 | +189,931 | 0.80 | 1.21 | +0.41 | buy |
| Phocas Financial Corp. | 0 | 159,423 | +159,423 | 0.00 | 0.23 | +0.23 | buy |
| GOLDMAN SACHS GROUP INC | 588,700 | 743,124 | +154,424 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 285,488 | 422,048 | +136,560 | 0.00 | 0.00 | +0.00 | buy |
| ROYCE & ASSOCIATES LP | 865,822 | 988,674 | +122,852 | 0.08 | 0.09 | +0.01 | buy |
| Diametric Capital, LP | 0 | 108,024 | +108,024 | 0.00 | 0.26 | +0.26 | buy |
| STATE STREET CORP | 1,482,956 | 1,561,569 | +78,613 | 0.00 | 0.00 | +0.00 | buy |
| 683 Capital Management, LLC | 905,000 | 975,000 | +70,000 | 0.67 | 0.84 | +0.17 | buy |
| Legal & General Group Plc | 1,097,988 | 1,163,090 | +65,102 | 0.00 | 0.00 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 64,857 | +64,857 | 0.00 | 0.00 | +0.00 | buy |
| Simplify Asset Management Inc. | 42,365 | 100,630 | +58,265 | 0.01 | 0.01 | +0.01 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 0 | 54,251 | +54,251 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 143,132 | 192,588 | +49,456 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 139,591 | 177,163 | +37,572 | 0.04 | 0.06 | +0.01 | buy |
| MORGAN STANLEY | 1,157,913 | 1,192,262 | +34,349 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 202,883 | 236,834 | +33,951 | 0.00 | 0.01 | +0.00 | buy |
| IFG Advisors, LLC | 29,050 | 61,842 | +32,792 | 0.04 | 0.09 | +0.05 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,341,681 | 1,371,857 | +30,176 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 10,107 | 38,349 | +28,242 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 23,005 | +23,005 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 418,122 | 436,950 | +18,828 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 23,453 | 42,195 | +18,742 | 0.00 | 0.00 | +0.00 | buy |
| Quantinno Capital Management LP | 14,957 | 32,022 | +17,065 | 0.00 | 0.00 | +0.00 | buy |
| Mystic Asset Management, Inc. | 346,527 | 361,283 | +14,756 | 0.70 | 0.78 | +0.08 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 11,500 | 25,941 | +14,441 | 0.01 | 0.02 | +0.01 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 32,140 | 43,616 | +11,476 | 0.00 | 0.00 | +0.00 | buy |
| UNITED BANK | 0 | 10,564 | +10,564 | 0.00 | 0.01 | +0.01 | buy |
| Brevan Howard Capital Management LP | 14,893 | 23,324 | +8,431 | 0.00 | 0.00 | -0.00 | buy |
| CARRET ASSET MANAGEMENT, LLC | 54,000 | 59,500 | +5,500 | 0.05 | 0.05 | +0.01 | buy |
| DEUTSCHE BANK AG\ | 45,939 | 51,373 | +5,434 | 0.00 | 0.00 | +0.00 | buy |
| BAILARD, INC. | 12,900 | 14,700 | +1,800 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 2,309 | 3,971 | +1,662 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 550 | 2,118 | +1,568 | 0.00 | 0.00 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 9,174 | 9,990 | +816 | 0.01 | 0.01 | +0.00 | buy |
| SBI Securities Co., Ltd. | 2 | 812 | +810 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 718 | +718 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 32,182 | 32,874 | +692 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 2,608 | 3,248 | +640 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 159 | 793 | +634 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 12 | 326 | +314 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 25,858 | 26,093 | +235 | 0.00 | 0.00 | -0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 210 | +210 | 0.00 | 0.00 | +0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 2,736 | 2,936 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Western Wealth Management, LLC | 0 | 186 | +186 | 0.00 | 0.00 | +0.00 | buy |
| Cornerstone Planning Group LLC | 700 | 850 | +150 | 0.00 | 0.00 | +0.00 | buy |
| GF FUND MANAGEMENT CO. LTD. | 1,106 | 1,256 | +150 | 0.00 | 0.00 | +0.00 | buy |
| Optiver Holding B.V. | 0 | 149 | +149 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 11,544 | 11,681 | +137 | 0.00 | 0.00 | -0.00 | buy |
| Woodline Partners LP | 3,450,844 | 3,450,943 | +99 | 0.12 | 0.12 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 2,953 | 3,015 | +62 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 55 | 110 | +55 | 0.00 | 0.00 | +0.00 | buy |
| Versant Capital Management, Inc | 0 | 36 | +36 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 1,000 | 1,034 | +34 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 274 | 298 | +24 | 0.00 | 0.00 | +0.00 | buy |
| Covestor Ltd | 0 | 22 | +22 | 0.00 | 0.00 | 0.00 | buy |
| Bogart Wealth, LLC | 0 | 21 | +21 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 9 | 20 | +11 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 4,591 | 4,591 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 506,033 | 506,033 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MassMutual Private Wealth & Trust, FSB | 445 | 445 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STONERIDGE INVESTMENT PARTNERS LLC | 32,788 | 32,788 | 0 | 0.20 | 0.22 | +0.02 | hold |
| ALLIANCEBERNSTEIN L.P. | 65,190 | 65,190 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| J. Goldman & Co LP | 13,497 | 13,497 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Parkside Financial Bank & Trust | 60 | 60 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JFS WEALTH ADVISORS, LLC | 2 | 2 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 4,000 | 4,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Larson Financial Group LLC | 473 | 473 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kingsview Wealth Management, LLC | 12,120 | 12,120 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Activest Wealth Management | 1,815 | 1,815 | 0 | 0.00 | 0.00 | -0.00 | hold |
| City State Bank | 15,478 | 15,478 | 0 | 0.04 | 0.04 | -0.00 | hold |
| True Wealth Design, LLC | 108 | 108 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 14,964 | 14,964 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kilter Group LLC | 90 | 90 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FRANKLIN RESOURCES INC | 36,794 | 36,794 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 56 | 56 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 69 | 69 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Clearstead Advisors, LLC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| SJS Investment Consulting Inc. | 3 | 0 | -3 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 4 | 0 | -4 | 0.00 | 0.00 | -0.00 | sell |
| Sterling Capital Management LLC | 366 | 361 | -5 | 0.00 | 0.00 | +0.00 | sell |
| Allworth Financial LP | 36 | 30 | -6 | 0.00 | 0.00 | -0.00 | sell |
| Navalign, LLC | 50 | 0 | -50 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 350 | 300 | -50 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 12,932 | 12,864 | -68 | 0.00 | 0.00 | +0.00 | sell |
| Arax Advisory Partners | 87 | 0 | -87 | 0.00 | 0.00 | -0.00 | sell |
| Kovack Advisors, Inc. | 175,331 | 175,232 | -99 | 0.07 | 0.09 | +0.01 | sell |
| Russell Investments Group, Ltd. | 5,228 | 5,111 | -117 | 0.00 | 0.00 | +0.00 | sell |
| Daiwa Securities Group Inc. | 182 | 0 | -182 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 68,284 | 68,071 | -213 | 0.00 | 0.00 | +0.00 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 240 | 0 | -240 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 2,315 | 2,024 | -291 | 0.00 | 0.00 | -0.00 | sell |