| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rubric Capital Management LP | 1,217,734 | 1,958,318 | +740,584 | 0.16 | 0.26 | +0.10 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 3,618,000 | 4,168,000 | +550,000 | 0.05 | 0.06 | +0.01 | buy |
| Stonepine Capital Management, LLC | 650,000 | 775,620 | +125,620 | 4.74 | 6.70 | +1.97 | buy |
| Propel Bio Management, LLC | 179,874 | 231,874 | +52,000 | 1.57 | 2.48 | +0.91 | buy |
| Velan Capital Investment Management LP | 665,000 | 715,000 | +50,000 | 5.12 | 6.30 | +1.18 | buy |
| Simplify Asset Management Inc. | 120,000 | 147,000 | +27,000 | 0.04 | 0.08 | +0.04 | buy |
| Mystic Asset Management, Inc. | 338,902 | 346,652 | +7,750 | 0.67 | 0.74 | +0.07 | buy |
| CARRET ASSET MANAGEMENT, LLC | 36,140 | 39,640 | +3,500 | 0.03 | 0.04 | +0.01 | buy |
| Retirement Planning Co of New England, Inc. | 550,180 | 553,297 | +3,117 | 2.05 | 2.17 | +0.12 | buy |
| China Universal Asset Management Co., Ltd. | 10,706 | 10,982 | +276 | 0.01 | 0.01 | +0.00 | buy |
| Woodline Partners LP | 4,615,625 | 4,615,676 | +51 | 0.22 | 0.21 | -0.01 | buy |
| Kovack Advisors, Inc. | 146,747 | 146,788 | +41 | 0.12 | 0.13 | +0.01 | buy |
| Arete Wealth Advisors, LLC | 74,854 | 74,789 | -65 | 0.04 | 0.05 | +0.00 | sell |
| Binnacle Investments Inc | 648 | 461 | -187 | 0.00 | 0.00 | -0.00 | sell |
| 683 Capital Management, LLC | 1,225,834 | 1,125,000 | -100,834 | 0.63 | 0.65 | +0.02 | sell |
| J. Goldman & Co LP | 489,647 | 108,000 | -381,647 | 0.09 | 0.02 | -0.07 | sell |
| AIGH Capital Management LLC | 1,438,109 | 918,893 | -519,216 | 5.59 | 3.80 | -1.79 | sell |
| READYSTATE ASSET MANAGEMENT LP | 683,032 | 111,515 | -571,517 | 0.26 | 0.04 | -0.22 | sell |