| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 4,456,476 | 5,108,871 | +652,395 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 3,211,877 | 4,915,717 | +1,703,840 | 0.00 | 0.00 | +0.00 | buy |
| Woodline Partners LP | 3,450,943 | 4,785,771 | +1,334,828 | 0.12 | 0.21 | +0.09 | buy |
| Nantahala Capital Management, LLC | 2,521,936 | 1,797,476 | -724,460 | 1.47 | 1.56 | +0.09 | sell |
| STATE STREET CORP | 1,561,569 | 1,681,999 | +120,430 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,371,857 | 1,540,936 | +169,079 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 846,457 | 1,306,949 | +460,492 | 0.01 | 0.01 | +0.01 | buy |
| Qube Research & Technologies Ltd | 842,319 | 1,241,343 | +399,024 | 0.01 | 0.02 | +0.01 | buy |
| MORGAN STANLEY | 1,192,262 | 1,203,875 | +11,613 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 1,163,090 | 1,201,668 | +38,578 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 554,802 | 958,836 | +404,034 | 0.00 | 0.00 | +0.00 | buy |
| ROYCE & ASSOCIATES LP | 988,674 | 882,658 | -106,016 | 0.09 | 0.10 | +0.01 | sell |
| 683 Capital Management, LLC | 975,000 | 855,000 | -120,000 | 0.84 | 1.13 | +0.28 | sell |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 775,000 | 775,000 | 0 | 1.21 | 1.50 | +0.29 | hold |
| Retirement Planning Co of New England, Inc. | 651,148 | 634,410 | -16,738 | 2.47 | 3.27 | +0.81 | sell |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0 | 597,162 | +597,162 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 743,124 | 545,551 | -197,573 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 436,950 | 486,498 | +49,548 | 0.00 | 0.00 | +0.00 | buy |
| Swedbank AB | 0 | 439,410 | +439,410 | 0.00 | 0.01 | +0.01 | buy |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 506,033 | 439,328 | -66,705 | 0.00 | 0.00 | +0.00 | sell |
| TUDOR INVESTMENT CORP ET AL | 443,109 | 415,058 | -28,051 | 0.02 | 0.02 | +0.00 | sell |
| Stratos Wealth Partners, LTD. | 408,000 | 408,000 | 0 | 0.04 | 0.06 | +0.02 | hold |
| Hennion & Walsh Asset Management, Inc. | 177,163 | 383,706 | +206,543 | 0.06 | 0.16 | +0.10 | buy |
| JPMORGAN CHASE & CO | 378,932 | 360,925 | -18,007 | 0.00 | 0.00 | +0.00 | sell |
| Mystic Asset Management, Inc. | 361,283 | 352,110 | -9,173 | 0.78 | 1.08 | +0.30 | sell |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 350,501 | 348,824 | -1,677 | 0.05 | 0.06 | +0.01 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 186,582 | 309,979 | +123,397 | 0.00 | 0.00 | +0.00 | buy |
| Phocas Financial Corp. | 159,423 | 295,907 | +136,484 | 0.23 | 0.59 | +0.36 | buy |
| Janney Montgomery Scott LLC | 236,834 | 272,194 | +35,360 | 0.01 | 0.01 | +0.00 | buy |
| Invesco Ltd. | 32,874 | 264,389 | +231,515 | 0.00 | 0.00 | +0.00 | buy |
| Stonepine Capital Management, LLC | 480,000 | 258,701 | -221,299 | 3.93 | 2.82 | -1.11 | sell |
| Propel Bio Management, LLC | 282,418 | 253,544 | -28,874 | 1.66 | 1.90 | +0.24 | sell |
| Diametric Capital, LP | 108,024 | 231,465 | +123,441 | 0.26 | 0.35 | +0.09 | buy |
| Allspring Global Investments Holdings, LLC | 0 | 216,866 | +216,866 | 0.00 | 0.00 | +0.00 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bank of New York Mellon Corp | 172,427 | 198,432 | +26,005 | 0.00 | 0.00 | +0.00 | buy |
| GLOBEFLEX CAPITAL L P | 0 | 191,904 | +191,904 | 0.00 | 0.35 | +0.35 | buy |
| AQR CAPITAL MANAGEMENT LLC | 79,915 | 190,972 | +111,057 | 0.00 | 0.00 | +0.00 | buy |
| Sixth Street Partners Management Company, L.P. | 0 | 184,818 | +184,818 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 161,981 | 184,818 | +22,837 | 0.00 | 0.00 | +0.00 | buy |
| Inspire Investing, LLC | 0 | 173,016 | +173,016 | 0.00 | 0.10 | +0.10 | buy |
| Kovack Advisors, Inc. | 175,232 | 171,151 | -4,081 | 0.09 | 0.11 | +0.03 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 145,222 | 168,030 | +22,808 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 192,588 | 166,171 | -26,417 | 0.00 | 0.00 | +0.00 | sell |
| WELLINGTON MANAGEMENT GROUP LLP | 156,417 | 164,538 | +8,121 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 0 | 154,414 | +154,414 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 422,048 | 144,834 | -277,214 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 0 | 134,119 | +134,119 | 0.00 | 0.02 | +0.02 | buy |
| Caption Management, LLC | 255,236 | 120,000 | -135,236 | 0.11 | 0.06 | -0.05 | sell |
| MILLENNIUM MANAGEMENT LLC | 590,269 | 90,461 | -499,808 | 0.00 | 0.00 | -0.00 | sell |
| VICTORY CAPITAL MANAGEMENT INC | 54,251 | 85,328 | +31,077 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 0 | 78,928 | +78,928 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 68,071 | 77,137 | +9,066 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 38,349 | 74,742 | +36,393 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 0 | 72,300 | +72,300 | 0.00 | 0.00 | +0.00 | buy |
| Simplify Asset Management Inc. | 100,630 | 70,759 | -29,871 | 0.01 | 0.01 | -0.00 | sell |
| ALLIANCEBERNSTEIN L.P. | 65,190 | 70,590 | +5,400 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 439,952 | 70,286 | -369,666 | 0.00 | 0.00 | -0.00 | sell |
| CAXTON ASSOCIATES LLP | 0 | 70,048 | +70,048 | 0.00 | 0.02 | +0.02 | buy |
| Campbell & CO Investment Adviser LLC | 23,899 | 68,869 | +44,970 | 0.01 | 0.05 | +0.04 | buy |
| BANK OF AMERICA CORP /DE/ | 64,837 | 66,272 | +1,435 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 52,436 | 65,208 | +12,772 | 0.00 | 0.00 | +0.00 | buy |
| Arete Wealth Advisors, LLC | 66,397 | 64,205 | -2,192 | 0.03 | 0.04 | +0.01 | sell |
| IFG Advisors, LLC | 61,842 | 61,842 | 0 | 0.09 | 0.12 | +0.03 | hold |
| CARRET ASSET MANAGEMENT, LLC | 59,500 | 58,300 | -1,200 | 0.05 | 0.07 | +0.02 | sell |
| DEUTSCHE BANK AG\ | 51,373 | 57,809 | +6,436 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 26,205 | 56,972 | +30,767 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 42,195 | 54,111 | +11,916 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 0 | 52,903 | +52,903 | 0.00 | 0.00 | +0.00 | buy |
| Quantinno Capital Management LP | 32,022 | 49,636 | +17,614 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 43,616 | 48,379 | +4,763 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 21,930 | 44,923 | +22,993 | 0.00 | 0.00 | +0.00 | buy |
| EntryPoint Capital, LLC | 42,885 | 39,176 | -3,709 | 0.12 | 0.14 | +0.02 | sell |
| FRANKLIN RESOURCES INC | 36,794 | 38,686 | +1,892 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 15,445 | 36,893 | +21,448 | 0.00 | 0.00 | +0.00 | buy |
| AVIVA PLC | 0 | 35,855 | +35,855 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 35,020 | +35,020 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 26,275 | 34,526 | +8,251 | 0.00 | 0.00 | +0.00 | buy |
| STRS OHIO | 0 | 31,500 | +31,500 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 26,093 | 27,006 | +913 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 16,334 | 24,335 | +8,001 | 0.01 | 0.01 | +0.01 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 25,941 | 23,640 | -2,301 | 0.02 | 0.02 | +0.01 | sell |
| GSA CAPITAL PARTNERS LLP | 0 | 23,104 | +23,104 | 0.00 | 0.02 | +0.02 | buy |
| Brevan Howard Capital Management LP | 23,324 | 21,730 | -1,594 | 0.00 | 0.00 | +0.00 | sell |
| JANE STREET GROUP, LLC | 221,058 | 21,604 | -199,454 | 0.00 | 0.00 | -0.00 | sell |
| Quaker Wealth Management, LLC | 200 | 19,367 | +19,167 | 0.00 | 0.08 | +0.08 | buy |
| RAYMOND JAMES FINANCIAL INC | 23,231 | 19,040 | -4,191 | 0.00 | 0.00 | +0.00 | sell |
| Police & Firemen's Retirement System of New Jersey | 14,964 | 18,389 | +3,425 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 11,681 | 16,348 | +4,667 | 0.00 | 0.00 | +0.00 | buy |
| PROFUND ADVISORS LLC | 13,746 | 15,526 | +1,780 | 0.00 | 0.01 | +0.00 | buy |
| Russell Investments Group, Ltd. | 5,111 | 15,468 | +10,357 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 15,137 | 15,363 | +226 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BAILARD, INC. | 14,700 | 14,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA SECURITIES, LLC | 0 | 13,834 | +13,834 | 0.00 | 0.02 | +0.02 | buy |
| City State Bank | 15,478 | 13,798 | -1,680 | 0.04 | 0.05 | +0.01 | sell |
| J. Goldman & Co LP | 13,497 | 13,497 | 0 | 0.01 | 0.01 | +0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 13,184 | 13,184 | 0 | 0.00 | 0.00 | +0.00 | hold |
| INTECH INVESTMENT MANAGEMENT LLC | 11,998 | 12,056 | +58 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 0 | 11,764 | +11,764 | 0.00 | 0.00 | +0.00 | buy |