| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ROYCE & ASSOCIATES LP | 691,239 | 865,822 | +174,583 | 0.07 | 0.08 | +0.01 | buy |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 412,547 | 506,033 | +93,486 | 0.00 | 0.00 | +0.00 | buy |
| Retirement Planning Co of New England, Inc. | 600,770 | 662,976 | +62,206 | 2.30 | 2.38 | +0.08 | buy |
| EntryPoint Capital, LLC | 28,882 | 52,871 | +23,989 | 0.11 | 0.18 | +0.08 | buy |
| WINTON GROUP Ltd | 12,161 | 26,089 | +13,928 | 0.00 | 0.01 | +0.00 | buy |
| STONERIDGE INVESTMENT PARTNERS LLC | 21,129 | 32,788 | +11,659 | 0.14 | 0.20 | +0.07 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 58,540 | 54,454 | +4,086 | 0.00 | 0.00 | 0.00 | sell |
| GF FUND MANAGEMENT CO. LTD. | 1,208 | 1,106 | -102 | 0.00 | 0.00 | -0.00 | sell |
| Mystic Asset Management, Inc. | 346,652 | 346,527 | -125 | 0.74 | 0.70 | -0.04 | sell |
| China Universal Asset Management Co., Ltd. | 9,840 | 9,174 | -666 | 0.01 | 0.01 | -0.00 | sell |
| CARRET ASSET MANAGEMENT, LLC | 57,040 | 54,000 | -3,040 | 0.05 | 0.05 | -0.01 | sell |
| Arete Wealth Advisors, LLC | 74,279 | 69,769 | -4,510 | 0.04 | 0.04 | -0.00 | sell |
| FOX RUN MANAGEMENT, L.L.C. | 31,021 | 24,722 | -6,299 | 0.05 | 0.03 | -0.01 | sell |
| Polymer Capital Management (US) LLC | 31,698 | 17,123 | -14,575 | 0.04 | 0.02 | -0.02 | sell |
| DLD Asset Management, LP | 40,000 | 10,000 | -30,000 | 0.03 | 0.01 | -0.02 | sell |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 650,000 | 585,069 | -64,931 | 0.97 | 0.80 | -0.17 | sell |
| 683 Capital Management, LLC | 975,000 | 905,000 | -70,000 | 0.48 | 0.35 | -0.13 | sell |
| Simplify Asset Management Inc. | 147,000 | 42,365 | -104,635 | 0.03 | 0.01 | -0.02 | sell |
| Propel Bio Management, LLC | 231,874 | 63,683 | -168,191 | 2.21 | 0.49 | -1.72 | sell |
| Nantahala Capital Management, LLC | 1,971,936 | 1,771,936 | -200,000 | 0.65 | 0.52 | -0.13 | sell |
| Stonepine Capital Management, LLC | 810,000 | 569,088 | -240,912 | 6.26 | 3.72 | -2.54 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 2,225,000 | 275,000 | -1,950,000 | 0.03 | 0.00 | -0.03 | sell |