| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PenderFund Capital Management Ltd. | 2,000,000 | 6,676,519 | +4,676,519 | 2.94 | 1.56 | -1.38 | buy |
| Two Seas Capital LP | 6,930,871 | 9,954,975 | +3,024,104 | 1.55 | 0.96 | -0.59 | buy |
| MARSHALL WACE, LLP | 3,632,958 | 5,312,252 | +1,679,294 | 0.01 | 0.01 | -0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 1,166,521 | +1,166,521 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 669,918 | 1,537,212 | +867,294 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 180,227 | 603,775 | +423,548 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 13,256 | 393,290 | +380,034 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 143,536 | 485,603 | +342,067 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 292,400 | +292,400 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 249,500 | +249,500 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 430,176 | 678,824 | +248,648 | 0.74 | 0.36 | -0.38 | buy |
| NORTHERN TRUST CORP | 1,539,008 | 1,784,126 | +245,118 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 255,480 | 493,929 | +238,449 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 2,091,105 | 2,329,133 | +238,028 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 11,487,729 | 11,716,829 | +229,100 | 0.00 | 0.00 | -0.00 | buy |
| BlackRock, Inc. | 14,493,020 | 14,713,065 | +220,045 | 0.00 | 0.00 | -0.00 | buy |
| UMB Bank, n.a. | 0 | 170,000 | +170,000 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 4,446,297 | 4,583,988 | +137,691 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 236,133 | 361,709 | +125,576 | 0.00 | 0.00 | -0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 61,887 | 184,367 | +122,480 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 159,260 | 279,760 | +120,500 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 10,000 | 127,424 | +117,424 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 168,305 | 265,588 | +97,283 | 0.02 | 0.03 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 146,741 | 230,463 | +83,722 | 0.01 | 0.01 | -0.00 | buy |
| GROUP ONE TRADING LLC | 149,721 | 228,125 | +78,404 | 0.01 | 0.01 | -0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 762,633 | 836,461 | +73,828 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 554,216 | 617,139 | +62,923 | 0.00 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 74,786 | 122,503 | +47,717 | 0.00 | 0.00 | +0.00 | buy |
| Brevan Howard Capital Management LP | 32,933 | 78,715 | +45,782 | 0.00 | 0.00 | -0.00 | buy |
| Virtu Financial LLC | 35,909 | 76,622 | +40,713 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 236,030 | 275,688 | +39,658 | 0.00 | 0.00 | -0.00 | buy |
| State of Wyoming | 89,936 | 122,532 | +32,596 | 0.02 | 0.01 | -0.00 | buy |
| Summit Wealth Group, LLC | 293,000 | 323,000 | +30,000 | 0.12 | 0.08 | -0.04 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 94,345 | 123,040 | +28,695 | 0.00 | 0.00 | -0.00 | buy |
| Sivia Capital Partners, LLC | 0 | 25,738 | +25,738 | 0.00 | 0.01 | +0.01 | buy |
| North Star Investment Management Corp. | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| PSI Advisors, LLC | 13,500 | 38,172 | +24,672 | 0.01 | 0.02 | +0.01 | buy |
| Savant Capital, LLC | 0 | 21,876 | +21,876 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 4,207 | 24,158 | +19,951 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 0 | 17,731 | +17,731 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 15,522 | +15,522 | 0.00 | 0.00 | +0.00 | buy |
| AVANTAX ADVISORY SERVICES, INC. | 0 | 12,877 | +12,877 | 0.00 | 0.00 | +0.00 | buy |
| IEQ CAPITAL, LLC | 0 | 12,501 | +12,501 | 0.00 | 0.00 | +0.00 | buy |
| Abel Hall, LLC | 0 | 12,312 | +12,312 | 0.00 | 0.01 | +0.01 | buy |
| Bank of New York Mellon Corp | 415,141 | 427,057 | +11,916 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 2,430 | 13,425 | +10,995 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 0 | 10,805 | +10,805 | 0.00 | 0.00 | +0.00 | buy |
| Boomfish Wealth Group, LLC | 34,997 | 45,306 | +10,309 | 0.03 | 0.03 | -0.01 | buy |
| Wealthcare Advisory Partners LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 12,737 | 22,509 | +9,772 | 0.00 | 0.00 | +0.00 | buy |
| Summit Financial, LLC | 65,194 | 74,785 | +9,591 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 125,553 | 134,514 | +8,961 | 0.00 | 0.00 | -0.00 | buy |
| MML INVESTORS SERVICES, LLC | 17,153 | 22,748 | +5,595 | 0.00 | 0.00 | -0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 67,726 | 72,705 | +4,979 | 0.00 | 0.00 | -0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 52,766 | 56,580 | +3,814 | 0.00 | 0.00 | -0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 26,340 | 29,210 | +2,870 | 0.00 | 0.00 | -0.00 | buy |
| Avion Wealth | 8,000 | 10,000 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 17,541 | 19,464 | +1,923 | 0.00 | 0.00 | -0.00 | buy |
| Neuberger Berman Group LLC | 12,356 | 14,250 | +1,894 | 0.00 | 0.00 | -0.00 | buy |
| Sterling Capital Management LLC | 2,427 | 4,006 | +1,579 | 0.00 | 0.00 | +0.00 | buy |
| XPONANCE, INC. | 13,941 | 15,471 | +1,530 | 0.00 | 0.00 | -0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 6,396 | 7,656 | +1,260 | 0.00 | 0.00 | -0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 73 | 1,248 | +1,175 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 0 | 941 | +941 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 1,400 | 2,300 | +900 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 76,939 | 77,684 | +745 | 0.00 | 0.00 | -0.00 | buy |
| SBI Securities Co., Ltd. | 743 | 1,427 | +684 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 309 | 877 | +568 | 0.00 | 0.00 | +0.00 | buy |
| Rialto Wealth Management, LLC | 296 | 593 | +297 | 0.00 | 0.00 | +0.00 | buy |
| China Universal Asset Management Co., Ltd. | 39,522 | 39,808 | +286 | 0.01 | 0.00 | -0.00 | buy |
| Spire Wealth Management | 17,767 | 17,847 | +80 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 30 | 30 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BESSEMER GROUP INC | 127 | 127 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Ameritas Investment Partners, Inc. | 18,512 | 18,512 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 13,692 | 13,692 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BAXTER BROS INC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUST CO OF VERMONT | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 48,172 | 48,172 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 88,906 | 88,906 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,082 | 6,082 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Manchester Capital Management LLC | 180 | 180 | 0 | 0.00 | 0.00 | -0.00 | hold |
| J.W. COLE ADVISORS, INC. | 43,900 | 43,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pentwater Capital Management LP | 181,290 | 181,290 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mesirow Financial Investment Management, Inc. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Daiwa Securities Group Inc. | 650 | 650 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NJ State Employees Deferred Compensation Plan | 195,125 | 195,125 | 0 | 0.04 | 0.02 | -0.01 | hold |
| Indaba Capital Management, L.P. | 3,000,000 | 3,000,000 | 0 | 2.59 | 2.18 | -0.41 | hold |
| Private Advisor Group, LLC | 40,106 | 40,106 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 222,482 | 222,482 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOERTKORN RICHARD CHARLES | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sunbelt Securities, Inc. | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 600 | 600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WT Wealth Management | 10,100 | 10,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Woodline Partners LP | 1,503,754 | 1,503,754 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Venture Visionary Partners LLC | 10,375 | 10,375 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Affinity Capital Advisors, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Advisors Wealth Management, LLC | 42,555 | 42,555 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DHJJ Financial Advisors, Ltd. | 3,050 | 3,050 | 0 | 0.00 | 0.00 | -0.00 | hold |