| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Monashee Investment Management LLC | 3,500,879 | 4,050,000 | +549,121 | 0.73 | 0.30 | -0.43 | buy |
| MILLENNIUM MANAGEMENT LLC | 198,671 | 333,962 | +135,291 | 0.00 | 0.00 | -0.00 | buy |
| Squarepoint Ops LLC | 13,510 | 141,833 | +128,323 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 103,153 | +103,153 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 15,058 | 88,126 | +73,068 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 33,335 | +33,335 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 33,330 | +33,330 | 0.00 | 0.00 | +0.00 | buy |
| BLAIR WILLIAM & CO/IL | 93,100 | 124,100 | +31,000 | 0.00 | 0.00 | -0.00 | buy |
| Diametric Capital, LP | 0 | 29,920 | +29,920 | 0.00 | 0.02 | +0.02 | buy |
| Atom Investors LP | 0 | 24,394 | +24,394 | 0.00 | 0.00 | +0.00 | buy |
| CAPSTONE INVESTMENT ADVISORS, LLC | 0 | 15,437 | +15,437 | 0.00 | 0.00 | +0.00 | buy |
| Ferguson Shapiro LLC | 10,000 | 25,000 | +15,000 | 0.01 | 0.01 | +0.00 | buy |
| Jain Global LLC | 0 | 14,598 | +14,598 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 827,199 | 841,225 | +14,026 | 0.00 | 0.00 | -0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 11,706 | +11,706 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 360,200 | 370,700 | +10,500 | 0.00 | 0.00 | -0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 29,800 | 38,800 | +9,000 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 3,900 | +3,900 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 15,728 | 18,985 | +3,257 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 153,934 | 155,934 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| MARYLAND CAPITAL ADVISORS INC. | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 3,823,690 | 3,823,690 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERCEPTIVE ADVISORS LLC | 2,173,880 | 2,173,880 | 0 | 0.09 | 0.05 | -0.04 | hold |
| CIBC Private Wealth Group LLC | 29,337 | 29,337 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Telemark Asset Management, LLC | 8,282,490 | 8,282,490 | 0 | 1.26 | 0.68 | -0.59 | hold |
| Cannell & Spears LLC | 205,605 | 205,605 | 0 | 0.01 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 34,112 | 34,112 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 99,331 | 99,331 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Birchview Capital, LP | 5,736,113 | 5,736,113 | 0 | 7.14 | 3.11 | -4.03 | hold |
| Corient Private Wealth LLC | 58,975 | 58,975 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHERN TRUST CORP | 169,132 | 169,132 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| STEPHENS INC /AR/ | 197,917 | 197,917 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 20,622 | 20,622 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wilmington Savings Fund Society, FSB | 6,095,034 | 6,095,034 | 0 | 0.17 | 0.07 | -0.10 | hold |
| STATE STREET CORP | 308,050 | 308,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Jefferies Financial Group Inc. | 55,400 | 55,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bank of New York Mellon Corp | 14,004 | 14,003 | -1 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 71 | 0 | -71 | 0.00 | 0.00 | 0.00 | sell |
| PERKINS CAPITAL MANAGEMENT INC | 1,060,211 | 1,059,711 | -500 | 1.44 | 0.70 | -0.74 | sell |
| BlackRock, Inc. | 569,080 | 567,571 | -1,509 | 0.00 | 0.00 | -0.00 | sell |
| Point72 Asia (Singapore) Pte. Ltd. | 7,012 | 0 | -7,012 | 0.00 | 0.00 | -0.00 | sell |
| ACT Advisors, LLC. | 11,168 | 0 | -11,168 | 0.01 | 0.00 | -0.01 | sell |
| One68 Global Capital, LLC | 13,829 | 0 | -13,829 | 0.01 | 0.00 | -0.01 | sell |
| Shay Capital LLC | 281,561 | 267,396 | -14,165 | 0.11 | 0.05 | -0.06 | sell |
| Alpine Global Management, LLC | 15,974 | 0 | -15,974 | 0.01 | 0.00 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 836,421 | 819,897 | -16,524 | 0.00 | 0.00 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 19,172 | 0 | -19,172 | 0.00 | 0.00 | -0.00 | sell |
| Samjo Management, LLC | 2,477,400 | 2,433,100 | -44,300 | 1.43 | 0.64 | -0.78 | sell |
| MYDA Advisors LLC | 50,000 | 0 | -50,000 | 0.02 | 0.00 | -0.02 | sell |
| Cubist Systematic Strategies, LLC | 51,024 | 0 | -51,024 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 112,254 | 55,436 | -56,818 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 145,791 | 67,907 | -77,884 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 82,856 | 4,654 | -78,202 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 118,035 | 22,094 | -95,941 | 0.00 | 0.00 | -0.00 | sell |
| OMERS ADMINISTRATION Corp | 100,943 | 0 | -100,943 | 0.00 | 0.00 | -0.00 | sell |
| SILVERARC CAPITAL MANAGEMENT, LLC | 4,332,281 | 4,098,406 | -233,875 | 1.48 | 0.54 | -0.95 | sell |
| Opaleye Management Inc. | 3,465,000 | 3,225,000 | -240,000 | 0.93 | 0.45 | -0.48 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 394,311 | 137,011 | -257,300 | 0.01 | 0.00 | -0.01 | sell |
| 683 Capital Management, LLC | 257,765 | 0 | -257,765 | 0.04 | 0.00 | -0.04 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,115,748 | 599,421 | -516,327 | 0.00 | 0.00 | -0.00 | sell |
| AMH Equity Ltd | 651,868 | 47,773 | -604,095 | 1.02 | 0.05 | -0.98 | sell |
| AIGH Capital Management LLC | 6,179,812 | 4,272,591 | -1,907,221 | 3.56 | 1.39 | -2.17 | sell |
| FARALLON CAPITAL MANAGEMENT LLC | 3,811,426 | 1,859,308 | -1,952,118 | 0.03 | 0.01 | -0.02 | sell |