| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AIGH Capital Management LLC | 0 | 758,328 | +758,328 | 0.00 | 2.25 | +2.25 | buy |
| Soleus Capital Management, L.P. | 0 | 416,599 | +416,599 | 0.00 | 0.24 | +0.24 | buy |
| Opaleye Management Inc. | 0 | 238,047 | +238,047 | 0.00 | 0.45 | +0.45 | buy |
| Aberdeen Group plc | 262,425 | 458,438 | +196,013 | 0.00 | 0.01 | +0.01 | buy |
| Telemark Asset Management, LLC | 327,824 | 489,824 | +162,000 | 0.22 | 0.66 | +0.43 | buy |
| MARSHALL WACE, LLP | 0 | 141,636 | +141,636 | 0.00 | 0.00 | +0.00 | buy |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 0 | 132,086 | +132,086 | 0.00 | 0.30 | +0.30 | buy |
| STEMPOINT CAPITAL LP | 0 | 70,004 | +70,004 | 0.00 | 0.20 | +0.20 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 45,231 | +45,231 | 0.00 | 0.00 | +0.00 | buy |
| SEI INVESTMENTS CO | 0 | 43,024 | +43,024 | 0.00 | 0.00 | +0.00 | buy |
| Trexquant Investment LP | 27,542 | 69,601 | +42,059 | 0.00 | 0.01 | +0.01 | buy |
| Legato Capital Management LLC | 0 | 41,174 | +41,174 | 0.00 | 0.05 | +0.05 | buy |
| UBS Group AG | 0 | 36,808 | +36,808 | 0.00 | 0.00 | +0.00 | buy |
| BLAIR WILLIAM & CO/IL | 0 | 27,583 | +27,583 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 27,031 | +27,031 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 24,006 | +24,006 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 15,388 | +15,388 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 11,948 | +11,948 | 0.00 | 0.00 | +0.00 | buy |
| THOMPSON DAVIS & CO., INC. | 0 | 11,750 | +11,750 | 0.00 | 0.11 | +0.11 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 11,035 | +11,035 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 10,840 | +10,840 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 42,453 | 49,998 | +7,545 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 10,000 | 12,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 924 | +924 | 0.00 | 0.00 | +0.00 | buy |
| GILL CAPITAL PARTNERS, LLC | 0 | 13 | +13 | 0.00 | 0.00 | +0.00 | buy |
| Western Wealth Management, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 4,965 | 4,965 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Birchview Capital, LP | 286,804 | 286,804 | 0 | 1.14 | 2.37 | +1.23 | hold |
| Fortitude Family Office, LLC | 171 | 171 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BlackRock, Inc. | 24,466 | 24,466 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERKINS CAPITAL MANAGEMENT INC | 44,783 | 44,783 | 0 | 0.24 | 0.61 | +0.37 | hold |
| GROUP ONE TRADING LLC | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE STREET CORP | 17,802 | 17,802 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tower Research Capital LLC (TRC) | 193 | 0 | -193 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 11,134 | 0 | -11,134 | 0.00 | 0.00 | -0.00 | sell |
| DRW Securities, LLC | 15,372 | 0 | -15,372 | 0.01 | 0.00 | -0.01 | sell |
| Shay Capital LLC | 16,145 | 0 | -16,145 | 0.02 | 0.00 | -0.02 | sell |
| GSA CAPITAL PARTNERS LLP | 64,483 | 39,406 | -25,077 | 0.04 | 0.04 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 33,017 | 0 | -33,017 | 0.00 | 0.00 | -0.00 | sell |
| PERCEPTIVE ADVISORS LLC | 108,694 | 0 | -108,694 | 0.01 | 0.00 | -0.01 | sell |
| Monashee Investment Management LLC | 112,344 | 0 | -112,344 | 0.43 | 0.00 | -0.43 | sell |