| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GSA CAPITAL PARTNERS LLP | 33,335 | 931,394 | +898,059 | 0.00 | 0.02 | +0.02 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 859,524 | +859,524 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 103,153 | 205,647 | +102,494 | 0.00 | 0.00 | -0.00 | buy |
| Nantahala Capital Management, LLC | 0 | 84,903 | +84,903 | 0.00 | 0.00 | +0.00 | buy |
| Ferguson Shapiro LLC | 25,000 | 69,096 | +44,096 | 0.01 | 0.01 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 0 | 41,909 | +41,909 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 3,900 | 28,667 | +24,767 | 0.00 | 0.00 | +0.00 | buy |
| BLAIR WILLIAM & CO/IL | 124,100 | 141,100 | +17,000 | 0.00 | 0.00 | -0.00 | buy |
| Cubist Systematic Strategies, LLC | 0 | 14,346 | +14,346 | 0.00 | 0.00 | +0.00 | buy |
| Carnegie Investment Counsel | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 155,934 | 159,267 | +3,333 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 1 | 6 | +5 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 137,011 | 137,011 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERCEPTIVE ADVISORS LLC | 2,173,880 | 2,173,880 | 0 | 0.05 | 0.02 | -0.03 | hold |
| CIBC Private Wealth Group LLC | 29,337 | 29,337 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bank of New York Mellon Corp | 14,003 | 14,003 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Telemark Asset Management, LLC | 8,282,490 | 8,282,490 | 0 | 0.68 | 0.25 | -0.43 | hold |
| Cannell & Spears LLC | 205,605 | 205,605 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 99,331 | 99,331 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Birchview Capital, LP | 5,736,113 | 5,736,113 | 0 | 3.11 | 1.61 | -1.51 | hold |
| Corient Private Wealth LLC | 58,975 | 58,975 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHERN TRUST CORP | 169,132 | 169,132 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| STEPHENS INC /AR/ | 197,917 | 197,917 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERKINS CAPITAL MANAGEMENT INC | 1,059,711 | 1,059,711 | 0 | 0.70 | 0.30 | -0.40 | hold |
| Wilmington Savings Fund Society, FSB | 6,095,034 | 6,095,034 | 0 | 0.07 | 0.03 | -0.04 | hold |
| STATE STREET CORP | 308,050 | 308,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MARYLAND CAPITAL ADVISORS INC. | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 4,654 | 77 | -4,577 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 11,706 | 0 | -11,706 | 0.00 | 0.00 | -0.00 | sell |
| Jain Global LLC | 14,598 | 0 | -14,598 | 0.00 | 0.00 | -0.00 | sell |
| CAPSTONE INVESTMENT ADVISORS, LLC | 15,437 | 0 | -15,437 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 18,985 | 0 | -18,985 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 20,622 | 0 | -20,622 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 22,094 | 0 | -22,094 | 0.00 | 0.00 | -0.00 | sell |
| Atom Investors LP | 24,394 | 0 | -24,394 | 0.00 | 0.00 | -0.00 | sell |
| Diametric Capital, LP | 29,920 | 0 | -29,920 | 0.02 | 0.00 | -0.02 | sell |
| VANGUARD GROUP INC | 3,823,690 | 3,793,368 | -30,322 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 33,330 | 0 | -33,330 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 34,112 | 0 | -34,112 | 0.00 | 0.00 | -0.00 | sell |
| Shay Capital LLC | 267,396 | 231,002 | -36,394 | 0.05 | 0.01 | -0.03 | sell |
| PRUDENTIAL FINANCIAL INC | 38,800 | 0 | -38,800 | 0.00 | 0.00 | -0.00 | sell |
| AMH Equity Ltd | 47,773 | 0 | -47,773 | 0.05 | 0.00 | -0.05 | sell |
| BARCLAYS PLC | 55,436 | 180 | -55,256 | 0.00 | 0.00 | -0.00 | sell |
| Jefferies Financial Group Inc. | 55,400 | 0 | -55,400 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 67,907 | 0 | -67,907 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 567,571 | 489,331 | -78,240 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 88,126 | 0 | -88,126 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 841,225 | 750,877 | -90,348 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 141,833 | 0 | -141,833 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 333,962 | 0 | -333,962 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 370,700 | 0 | -370,700 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 599,421 | 0 | -599,421 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 819,897 | 0 | -819,897 | 0.00 | 0.00 | -0.00 | sell |
| FARALLON CAPITAL MANAGEMENT LLC | 1,859,308 | 128,000 | -1,731,308 | 0.01 | 0.00 | -0.01 | sell |
| Monashee Investment Management LLC | 4,050,000 | 2,000,000 | -2,050,000 | 0.30 | 0.30 | -0.00 | sell |
| Samjo Management, LLC | 2,433,100 | 25,000 | -2,408,100 | 0.64 | 0.00 | -0.64 | sell |
| SILVERARC CAPITAL MANAGEMENT, LLC | 4,098,406 | 1,070,367 | -3,028,039 | 0.54 | 0.06 | -0.47 | sell |
| Opaleye Management Inc. | 3,225,000 | 0 | -3,225,000 | 0.45 | 0.00 | -0.45 | sell |
| AIGH Capital Management LLC | 4,272,591 | 0 | -4,272,591 | 1.39 | 0.00 | -1.39 | sell |