| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GEODE CAPITAL MANAGEMENT, LLC | 278,385 | 357,118 | +78,733 | 0.00 | 0.00 | +0.00 | buy |
| Telemark Asset Management, LLC | 0 | 76,000 | +76,000 | 0.00 | 0.02 | +0.02 | buy |
| Qube Research & Technologies Ltd | 6,366 | 65,609 | +59,243 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 33,599 | 91,320 | +57,721 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 180,000 | 229,200 | +49,200 | 0.01 | 0.01 | +0.00 | buy |
| CITIGROUP INC | 0 | 42,627 | +42,627 | 0.00 | 0.00 | +0.00 | buy |
| Opaleye Management Inc. | 455,573 | 496,500 | +40,927 | 0.99 | 0.96 | -0.03 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 21,400 | 48,800 | +27,400 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 23,963 | +23,963 | 0.00 | 0.00 | +0.00 | buy |
| ORACLE INVESTMENT MANAGEMENT INC | 42,076 | 60,939 | +18,863 | 0.11 | 0.12 | +0.02 | buy |
| BLAIR WILLIAM & CO/IL | 79,800 | 89,800 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 9,291 | +9,291 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 878,150 | 883,653 | +5,503 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 13,100 | 13,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 55,853 | 55,853 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Birchview Capital, LP | 5,348,273 | 5,348,273 | 0 | 7.43 | 7.66 | +0.23 | hold |
| Corient Private Wealth LLC | 15,497 | 15,497 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 20,622 | 20,622 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE STREET CORP | 275,350 | 275,350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIMPLEX TRADING, LLC | 95 | 0 | -95 | 0.00 | 0.00 | 0.00 | sell |
| NORTHERN TRUST CORP | 34,107 | 31,113 | -2,994 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 136,434 | 131,434 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 26,898 | 15,913 | -10,985 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 31,602 | 8,834 | -22,768 | 0.00 | 0.00 | -0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 24,800 | 0 | -24,800 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 26,826 | 0 | -26,826 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 62,525 | 23,678 | -38,847 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 44,623 | 0 | -44,623 | 0.00 | 0.00 | -0.00 | sell |
| Worth Venture Partners, LLC | 1,202,367 | 1,141,794 | -60,573 | 1.18 | 1.14 | -0.04 | sell |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 1,016,313 | 912,945 | -103,368 | 0.27 | 0.33 | +0.06 | sell |
| VANGUARD GROUP INC | 1,021,839 | 811,751 | -210,088 | 0.00 | 0.00 | -0.00 | sell |
| AIGH Capital Management LLC | 4,906,698 | 4,658,946 | -247,752 | 3.84 | 3.39 | -0.44 | sell |