| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Samjo Management, LLC | 0 | 2,477,400 | +2,477,400 | 0.00 | 1.43 | +1.43 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 128,273 | 1,115,748 | +987,475 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 2,962,690 | 3,823,690 | +861,000 | 0.00 | 0.00 | +0.00 | buy |
| SILVERARC CAPITAL MANAGEMENT, LLC | 3,561,094 | 4,332,281 | +771,187 | 1.43 | 1.48 | +0.05 | buy |
| AIGH Capital Management LLC | 5,679,812 | 6,179,812 | +500,000 | 4.73 | 3.56 | -1.17 | buy |
| PERKINS CAPITAL MANAGEMENT INC | 724,782 | 1,060,211 | +335,429 | 1.21 | 1.44 | +0.23 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 41,157 | 360,200 | +319,043 | 0.00 | 0.00 | +0.00 | buy |
| Shay Capital LLC | 0 | 281,561 | +281,561 | 0.00 | 0.11 | +0.11 | buy |
| 683 Capital Management, LLC | 0 | 257,765 | +257,765 | 0.00 | 0.04 | +0.04 | buy |
| STEPHENS INC /AR/ | 0 | 197,917 | +197,917 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 43,764 | 169,132 | +125,368 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 118,035 | +118,035 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 284,511 | 394,311 | +109,800 | 0.01 | 0.01 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 100,943 | +100,943 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 23,036 | 112,254 | +89,218 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 72,433 | 145,791 | +73,358 | 0.00 | 0.00 | +0.00 | buy |
| MYDA Advisors LLC | 0 | 50,000 | +50,000 | 0.00 | 0.02 | +0.02 | buy |
| CITIGROUP INC | 40,689 | 82,856 | +42,167 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 10,500 | 51,024 | +40,524 | 0.00 | 0.00 | +0.00 | buy |
| Birchview Capital, LP | 5,696,113 | 5,736,113 | +40,000 | 8.76 | 7.14 | -1.62 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 34,112 | +34,112 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 165,342 | 198,671 | +33,329 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 804,576 | 827,199 | +22,623 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 131,434 | 153,934 | +22,500 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 288,550 | 308,050 | +19,500 | 0.00 | 0.00 | -0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 19,172 | +19,172 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 0 | 15,974 | +15,974 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 15,728 | +15,728 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 15,058 | +15,058 | 0.00 | 0.00 | +0.00 | buy |
| One68 Global Capital, LLC | 0 | 13,829 | +13,829 | 0.00 | 0.01 | +0.01 | buy |
| Squarepoint Ops LLC | 0 | 13,510 | +13,510 | 0.00 | 0.00 | +0.00 | buy |
| ACT Advisors, LLC. | 0 | 11,168 | +11,168 | 0.00 | 0.01 | +0.01 | buy |
| BLAIR WILLIAM & CO/IL | 83,400 | 93,100 | +9,700 | 0.00 | 0.00 | -0.00 | buy |
| BlackRock, Inc. | 568,577 | 569,080 | +503 | 0.00 | 0.00 | -0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 71 | +71 | 0.00 | 0.00 | 0.00 | buy |
| Bank of New York Mellon Corp | 14,002 | 14,004 | +2 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 29,800 | 29,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERCEPTIVE ADVISORS LLC | 2,173,880 | 2,173,880 | 0 | 0.08 | 0.09 | +0.01 | hold |
| CIBC Private Wealth Group LLC | 29,337 | 29,337 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Telemark Asset Management, LLC | 8,282,490 | 8,282,490 | 0 | 1.49 | 1.26 | -0.22 | hold |
| Cannell & Spears LLC | 205,605 | 205,605 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Allworth Financial LP | 99,331 | 99,331 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Monashee Investment Management LLC | 3,500,879 | 3,500,879 | 0 | 0.67 | 0.73 | +0.06 | hold |
| Ferguson Shapiro LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Corient Private Wealth LLC | 58,975 | 58,975 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 20,622 | 20,622 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wilmington Savings Fund Society, FSB | 6,095,034 | 6,095,034 | 0 | 0.19 | 0.17 | -0.03 | hold |
| Jefferies Financial Group Inc. | 55,400 | 55,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 2,952 | 0 | -2,952 | 0.00 | 0.00 | -0.00 | sell |
| Point72 Asia (Singapore) Pte. Ltd. | 10,278 | 7,012 | -3,266 | 0.00 | 0.00 | -0.00 | sell |
| ORACLE INVESTMENT MANAGEMENT INC | 28,916 | 0 | -28,916 | 0.04 | 0.00 | -0.04 | sell |
| AMH Equity Ltd | 696,073 | 651,868 | -44,205 | 1.63 | 1.02 | -0.61 | sell |
| Cetera Investment Advisers | 78,000 | 0 | -78,000 | 0.00 | 0.00 | -0.00 | sell |
| GTS SECURITIES LLC | 80,330 | 0 | -80,330 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 924,233 | 836,421 | -87,812 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 146,941 | 0 | -146,941 | 0.03 | 0.00 | -0.03 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 318,767 | 0 | -318,767 | 0.42 | 0.00 | -0.42 | sell |
| Opaleye Management Inc. | 3,815,000 | 3,465,000 | -350,000 | 1.16 | 0.93 | -0.23 | sell |
| FARALLON CAPITAL MANAGEMENT LLC | 4,636,791 | 3,811,426 | -825,365 | 0.05 | 0.03 | -0.01 | sell |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 971,197 | 0 | -971,197 | 0.30 | 0.00 | -0.30 | sell |
| Soleus Capital Management, L.P. | 4,038,065 | 0 | -4,038,065 | 0.60 | 0.00 | -0.60 | sell |
| Sio Capital Management, LLC | 4,338,514 | 0 | -4,338,514 | 3.46 | 0.00 | -3.46 | sell |