| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 39,126,000 | +39,126,000 | 0.00 | 0.07 | +0.07 | buy |
| Ghisallo Capital Management LLC | 0 | 3,919,802 | +3,919,802 | 0.00 | 0.72 | +0.72 | buy |
| MARSHALL WACE, LLP | 0 | 3,186,424 | +3,186,424 | 0.00 | 0.02 | +0.02 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 2,008,800 | 4,769,224 | +2,760,424 | 0.03 | 0.07 | +0.04 | buy |
| D. E. Shaw & Co., Inc. | 611,500 | 2,873,558 | +2,262,058 | 0.00 | 0.02 | +0.01 | buy |
| JANE STREET GROUP, LLC | 440,959 | 2,016,471 | +1,575,512 | 0.00 | 0.01 | +0.01 | buy |
| CITADEL ADVISORS LLC | 0 | 1,249,179 | +1,249,179 | 0.00 | 0.01 | +0.01 | buy |
| ABN AMRO INVESTMENT SOLUTIONS | 0 | 948,297 | +948,297 | 0.00 | 0.08 | +0.08 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 797,600 | +797,600 | 0.00 | 0.01 | +0.01 | buy |
| Point72 Asset Management, L.P. | 0 | 696,173 | +696,173 | 0.00 | 0.01 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 10,251,244 | 10,932,556 | +681,312 | 0.05 | 0.05 | +0.01 | buy |
| ALPS ADVISORS INC | 459,929 | 1,079,192 | +619,263 | 0.01 | 0.03 | +0.02 | buy |
| INTACT INVESTMENT MANAGEMENT INC. | 0 | 497,100 | +497,100 | 0.00 | 0.09 | +0.09 | buy |
| Informed Momentum Co LLC | 0 | 489,291 | +489,291 | 0.00 | 0.38 | +0.38 | buy |
| Global IMC LLC | 0 | 421,316 | +421,316 | 0.00 | 5.95 | +5.95 | buy |
| Trexquant Investment LP | 0 | 411,047 | +411,047 | 0.00 | 0.02 | +0.02 | buy |
| UBS Group AG | 289,244 | 684,136 | +394,892 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 3,239,522 | 3,551,275 | +311,753 | 0.03 | 0.03 | +0.01 | buy |
| Orion Resource Partners LP | 0 | 221,317 | +221,317 | 0.00 | 0.68 | +0.68 | buy |
| BANK OF AMERICA CORP /DE/ | 460,679 | 669,931 | +209,252 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 207,696 | +207,696 | 0.00 | 0.02 | +0.02 | buy |
| Qube Research & Technologies Ltd | 0 | 189,343 | +189,343 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 750 | 140,207 | +139,457 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 133,841 | 257,947 | +124,106 | 0.01 | 0.02 | +0.01 | buy |
| Weiss Asset Management LP | 0 | 113,159 | +113,159 | 0.00 | 0.01 | +0.01 | buy |
| Walleye Capital LLC | 0 | 103,985 | +103,985 | 0.00 | 0.00 | +0.00 | buy |
| Shay Capital LLC | 0 | 90,000 | +90,000 | 0.00 | 0.09 | +0.09 | buy |
| Old West Investment Management, LLC | 33,089 | 119,218 | +86,129 | 0.03 | 0.09 | +0.05 | buy |
| BlackRock, Inc. | 127,633 | 212,649 | +85,016 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 83,094 | +83,094 | 0.00 | 0.01 | +0.01 | buy |
| Counterpoint Mutual Funds LLC | 0 | 81,261 | +81,261 | 0.00 | 0.08 | +0.08 | buy |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | 3,166 | 81,567 | +78,401 | 0.00 | 0.13 | +0.12 | buy |
| Engineers Gate Manager LP | 0 | 70,168 | +70,168 | 0.00 | 0.01 | +0.01 | buy |
| Lighthouse Investment Partners, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 7,836 | 55,790 | +47,954 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 0 | 41,811 | +41,811 | 0.00 | 0.07 | +0.07 | buy |
| Graham Capital Management, L.P. | 0 | 35,123 | +35,123 | 0.00 | 0.01 | +0.01 | buy |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. | 0 | 35,000 | +35,000 | 0.00 | 0.05 | +0.05 | buy |
| Schonfeld Strategic Advisors LLC | 31,977 | 65,020 | +33,043 | 0.00 | 0.00 | +0.00 | buy |
| Massar Capital Management, LP | 0 | 31,036 | +31,036 | 0.00 | 0.04 | +0.04 | buy |
| PING CAPITAL MANAGEMENT, INC. | 102,000 | 133,000 | +31,000 | 0.23 | 0.34 | +0.12 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 38,146 | 61,933 | +23,787 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 40,215 | 60,433 | +20,218 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 19,220 | +19,220 | 0.00 | 0.01 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 16,683 | +16,683 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 15,278 | +15,278 | 0.00 | 0.01 | +0.01 | buy |
| Tower Research Capital LLC (TRC) | 3,271 | 18,182 | +14,911 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 18,338 | 33,179 | +14,841 | 0.00 | 0.00 | +0.00 | buy |
| Modera Wealth Management, LLC | 0 | 14,500 | +14,500 | 0.00 | 0.00 | +0.00 | buy |
| Robertson Stephens Wealth Management, LLC | 0 | 14,475 | +14,475 | 0.00 | 0.00 | +0.00 | buy |
| NorthRock Partners, LLC | 0 | 12,600 | +12,600 | 0.00 | 0.00 | +0.00 | buy |
| Olympiad Research LP | 0 | 10,817 | +10,817 | 0.00 | 0.22 | +0.22 | buy |
| Scientech Research LLC | 0 | 10,268 | +10,268 | 0.00 | 0.06 | +0.06 | buy |
| Banque Cantonale Vaudoise | 77,481 | 87,481 | +10,000 | 0.02 | 0.02 | +0.01 | buy |
| JPMORGAN CHASE & CO | 611,594 | 620,936 | +9,342 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 28,883 | 35,806 | +6,923 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 2,150 | 8,000 | +5,850 | 0.00 | 0.00 | +0.00 | buy |
| CenterBook Partners LP | 1,231,844 | 1,236,256 | +4,412 | 0.34 | 0.44 | +0.11 | buy |
| TD Waterhouse Canada Inc. | 6,995 | 10,512 | +3,517 | 0.00 | 0.00 | -0.00 | buy |
| Banco Santander, S.A. | 11,628 | 13,036 | +1,408 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 627 | 2,015 | +1,388 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 100 | 1,396 | +1,296 | 0.00 | 0.00 | +0.00 | buy |
| Western Wealth Management, LLC | 0 | 1,255 | +1,255 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 16,593 | 17,755 | +1,162 | 0.00 | 0.00 | +0.00 | buy |
| Quotient Wealth Partners, LLC | 23,500 | 24,350 | +850 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 59,002 | 59,807 | +805 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 777 | +777 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 150 | 875 | +725 | 0.00 | 0.00 | +0.00 | buy |
| Rossby Financial, LCC | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 46,022 | 46,353 | +331 | 0.00 | 0.00 | +0.00 | buy |
| Main Street Group, LTD | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 162 | 362 | +200 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 20,263 | 20,449 | +186 | 0.00 | 0.00 | +0.00 | buy |
| Bogart Wealth, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 22,762 | 22,844 | +82 | 0.00 | 0.00 | +0.00 | buy |
| Golden State Equity Partners | 0 | 80 | +80 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 3,788 | 3,827 | +39 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 3,430 | 3,440 | +10 | 0.00 | 0.00 | +0.00 | buy |
| ZAZOVE ASSOCIATES LLC | 0 | 0 | 0 | 0.04 | 0.05 | +0.01 | hold |
| MAI Capital Management | 1,875 | 1,875 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ADVENT CAPITAL MANAGEMENT /DE/ | 0 | 0 | 0 | 0.12 | 0.02 | -0.10 | hold |
| TWO SIGMA INVESTMENTS, LP | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.02 | +0.02 | hold |
| THOMPSON INVESTMENT MANAGEMENT, INC. | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 0 | 0 | 0 | 0.27 | 0.26 | -0.01 | hold |
| BROWN ADVISORY INC | 90,656 | 90,656 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AdvisorNet Financial, Inc | 4,652 | 4,652 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parkside Financial Bank & Trust | 10 | 10 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SIGNATUREFD, LLC | 137 | 137 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 0 | 0 | 0 | 0.48 | 0.52 | +0.04 | hold |
| Artisan Partners Limited Partnership | 0 | 0 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Chicago Capital Management, LLC | 0 | 0 | 0 | 0.00 | 3.07 | +3.07 | hold |
| Black Maple Capital Management LP | 20,191 | 20,191 | 0 | 0.08 | 0.10 | +0.02 | hold |
| Sunbelt Securities, Inc. | 600 | 600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 5,584 | 5,584 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Man Group plc | 0 | 0 | 0 | 0.02 | 0.02 | +0.00 | hold |
| IFP Advisors, Inc | 16 | 16 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mutual Advisors, LLC | 48,592 | 48,592 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Kohmann Bosshard Financial Services, LLC | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |