| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CONTRARIAN CAPITAL MANAGEMENT, L.L.C. | 16,000,000 | 16,000,000 | 0 | 3.38 | 3.72 | +0.34 | hold |
| Hartree Partners, LP | 14,489,000 | 7,289,000 | -7,200,000 | 4.32 | 1.72 | -2.60 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 4,378,101 | 4,786,166 | +408,065 | 0.02 | 0.02 | -0.00 | buy |
| VAN ECK ASSOCIATES CORP | 3,945,962 | 4,374,741 | +428,779 | 0.01 | 0.01 | -0.00 | buy |
| Hancock Prospecting Pty Ltd | 2,508,600 | 2,508,600 | 0 | 0.21 | 0.17 | -0.05 | hold |
| Invesco Ltd. | 1,545,385 | 2,198,736 | +653,351 | 0.00 | 0.00 | +0.00 | buy |
| CenterBook Partners LP | 2,155,575 | 2,078,203 | -77,372 | 0.29 | 0.24 | -0.05 | sell |
| M&G Plc | 1,481,855 | 1,457,176 | -24,679 | 0.01 | 0.02 | +0.00 | sell |
| ROYAL BANK OF CANADA | 267,553 | 1,214,487 | +946,934 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 872,248 | 894,153 | +21,905 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 497,136 | 736,616 | +239,480 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 0 | 598,324 | +598,324 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 375,399 | 395,652 | +20,253 | 0.00 | 0.00 | -0.00 | buy |
| ALPS ADVISORS INC | 293,134 | 381,607 | +88,473 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 373,603 | +373,603 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 325,193 | 372,315 | +47,122 | 0.00 | 0.00 | -0.00 | buy |
| Formidable Asset Management, LLC | 364,223 | 364,223 | 0 | 0.13 | 0.13 | -0.00 | hold |
| Orion Resource Partners LP | 48,005 | 345,155 | +297,150 | 0.02 | 0.13 | +0.11 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 276,730 | 342,513 | +65,783 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 75,489 | 199,553 | +124,064 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 44,948 | 185,947 | +140,999 | 0.01 | 0.02 | +0.01 | buy |
| Tidal Investments LLC | 146,001 | 146,001 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 292,158 | 141,668 | -150,490 | 0.00 | 0.00 | -0.00 | sell |
| Boston Partners | 118,409 | 136,505 | +18,096 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 129,428 | +129,428 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 126,315 | 125,113 | -1,202 | 0.00 | 0.00 | -0.00 | sell |
| PING CAPITAL MANAGEMENT, INC. | 50,000 | 120,920 | +70,920 | 0.07 | 0.14 | +0.07 | buy |
| LPL Financial LLC | 121,272 | 116,282 | -4,990 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 116,478 | 113,150 | -3,328 | 0.00 | 0.00 | -0.00 | sell |
| Riverview Capital Advisers, LLC | 109,035 | 109,035 | 0 | 0.07 | 0.06 | -0.01 | hold |
| BROWN ADVISORY INC | 100,636 | 103,636 | +3,000 | 0.00 | 0.00 | -0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 92,378 | 91,796 | -582 | 0.00 | 0.00 | -0.00 | sell |
| CREDIT INDUSTRIEL ET COMMERCIAL | 90,000 | 90,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| BARCLAYS PLC | 98,382 | 85,391 | -12,991 | 0.00 | 0.00 | -0.00 | sell |
| BlackRock, Inc. | 96,069 | 83,369 | -12,700 | 0.00 | 0.00 | -0.00 | sell |
| Regal Partners Ltd | 111,352 | 63,438 | -47,914 | 0.02 | 0.01 | -0.01 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 50,445 | 54,020 | +3,575 | 0.00 | 0.00 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 54,037 | 50,443 | -3,594 | 0.00 | 0.00 | -0.00 | sell |
| EDGEWOOD MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SCOTIA CAPITAL INC. | 89,157 | 49,547 | -39,610 | 0.00 | 0.00 | -0.00 | sell |
| Mutual Advisors, LLC | 48,592 | 48,592 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Banco Santander, S.A. | 21,716 | 44,952 | +23,236 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 43,879 | +43,879 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 43,300 | 43,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GROUP ONE TRADING LLC | 30,209 | 38,325 | +8,116 | 0.00 | 0.00 | -0.00 | buy |
| Balboa Wealth Partners | 42,050 | 38,105 | -3,945 | 0.02 | 0.02 | -0.01 | sell |
| OSAIC HOLDINGS, INC. | 30,649 | 38,027 | +7,378 | 0.00 | 0.00 | -0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 22,962 | 37,394 | +14,432 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 37,369 | +37,369 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 17,219 | 37,324 | +20,105 | 0.00 | 0.00 | +0.00 | buy |
| Koss-Olinger Consulting, LLC | 32,798 | 32,798 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 33,846 | 31,136 | -2,710 | 0.00 | 0.00 | -0.00 | sell |
| Black Maple Capital Management LP | 30,191 | 30,191 | 0 | 0.05 | 0.04 | -0.01 | hold |
| SUSQUEHANNA ADVISORS GROUP, INC. | 0 | 30,000 | +30,000 | 0.00 | 0.00 | +0.00 | buy |
| INGALLS & SNYDER LLC | 25,200 | 25,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NOMURA HOLDINGS INC | 24,000 | 24,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quinn Opportunity Partners LLC | 23,855 | 23,855 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quotient Wealth Partners, LLC | 23,100 | 23,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D.A. DAVIDSON & CO. | 26,550 | 22,550 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 19,050 | 21,914 | +2,864 | 0.00 | 0.00 | +0.00 | buy |
| McCarthy Asset Management, Inc. | 19,850 | 21,150 | +1,300 | 0.03 | 0.03 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 34,967 | 19,947 | -15,020 | 0.00 | 0.00 | -0.00 | sell |
| Perigon Wealth Management, LLC | 0 | 19,824 | +19,824 | 0.00 | 0.00 | +0.00 | buy |
| Diversify Advisory Services, LLC | 0 | 19,250 | +19,250 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 18,907 | 18,707 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Robertson Stephens Wealth Management, LLC | 25,985 | 16,890 | -9,095 | 0.00 | 0.00 | -0.00 | sell |
| Financial Advocates Investment Management | 35,440 | 16,715 | -18,725 | 0.01 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 15,974 | 16,650 | +676 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 15,527 | +15,527 | 0.00 | 0.00 | +0.00 | buy |
| SEAVIEW INVESTMENT MANAGERS LLC | 15,000 | 15,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verition Fund Management LLC | 14,954 | 14,954 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Vanguard Personalized Indexing Management, LLC | 19,416 | 13,838 | -5,578 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Advisors, LLC | 0 | 13,638 | +13,638 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 11,774 | +11,774 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 12,876 | 11,663 | -1,213 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 15,497 | 10,700 | -4,797 | 0.00 | 0.00 | -0.00 | sell |
| Lido Advisors, LLC | 10,037 | 10,668 | +631 | 0.00 | 0.00 | -0.00 | buy |
| Fairscale Capital, LLC | 9,028 | 8,532 | -496 | 0.02 | 0.02 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 7,836 | 7,836 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 5,934 | 5,934 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIMPLEX TRADING, LLC | 15,327 | 4,731 | -10,596 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 3,895 | 4,043 | +148 | 0.00 | 0.00 | -0.00 | buy |
| FIFTH THIRD BANCORP | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 5,970 | 3,470 | -2,500 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 3,504 | 3,430 | -74 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 8,245 | 2,814 | -5,431 | 0.00 | 0.00 | -0.00 | sell |
| Arax Advisory Partners | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 1,875 | 1,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| McIlrath & Eck, LLC | 2,289 | 1,834 | -455 | 0.00 | 0.00 | -0.00 | sell |
| CoreCap Advisors, LLC | 1,338 | 1,338 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 2,424 | 1,220 | -1,204 | 0.00 | 0.00 | -0.00 | sell |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 1,200 | 1,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 0 | 1,107 | +1,107 | 0.00 | 0.00 | +0.00 | buy |
| Newbridge Financial Services Group, Inc. | 1,029 | 1,029 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VSM Wealth Advisory, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Orion Capital Management LLC | 900 | 900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 598 | 671 | +73 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 1,184 | 669 | -515 | 0.00 | 0.00 | -0.00 | sell |