| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 9,594,157 | 10,251,244 | +657,087 | 0.03 | 0.05 | +0.02 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 3,753,551 | 3,239,522 | -514,029 | 0.02 | 0.03 | +0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 406,728 | 2,200,722 | +1,793,994 | 0.00 | 0.01 | +0.01 | buy |
| SELDON CAPITAL LP | 1,819,689 | 2,148,931 | +329,242 | 2.14 | 4.15 | +2.02 | buy |
| Invesco Ltd. | 2,332,308 | 2,028,903 | -303,405 | 0.00 | 0.00 | +0.00 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 2,008,800 | +2,008,800 | 0.00 | 0.03 | +0.03 | buy |
| M&G Plc | 1,249,261 | 1,401,219 | +151,958 | 0.02 | 0.04 | +0.02 | buy |
| CenterBook Partners LP | 4,200,238 | 1,231,844 | -2,968,394 | 0.69 | 0.34 | -0.36 | sell |
| MORGAN STANLEY | 658,792 | 1,059,980 | +401,188 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 653,657 | 1,036,354 | +382,697 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 971,950 | +971,950 | 0.00 | 0.01 | +0.01 | buy |
| JPMORGAN CHASE & CO | 27,728 | 611,594 | +583,866 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 409,000 | 611,500 | +202,500 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 194,529 | 497,604 | +303,075 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 370,516 | 460,679 | +90,163 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 0 | 459,929 | +459,929 | 0.00 | 0.01 | +0.01 | buy |
| JANE STREET GROUP, LLC | 390,814 | 440,959 | +50,145 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 262,097 | 400,576 | +138,479 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 340,043 | 345,598 | +5,555 | 0.00 | 0.00 | +0.00 | buy |
| Formidable Asset Management, LLC | 344,964 | 315,421 | -29,543 | 0.15 | 0.21 | +0.06 | sell |
| UBS Group AG | 956,959 | 289,244 | -667,715 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 0 | 243,644 | +243,644 | 0.00 | 0.00 | +0.00 | buy |
| Tidal Investments LLC | 146,193 | 145,977 | -216 | 0.00 | 0.00 | +0.00 | sell |
| Quadrature Capital Ltd | 0 | 133,841 | +133,841 | 0.00 | 0.01 | +0.01 | buy |
| BlackRock, Inc. | 83,962 | 127,633 | +43,671 | 0.00 | 0.00 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 118,000 | +118,000 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 848,254 | 117,844 | -730,410 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 114,930 | 113,960 | -970 | 0.00 | 0.00 | +0.00 | sell |
| Massar Capital Management, LP | 0 | 110,443 | +110,443 | 0.00 | 0.12 | +0.12 | buy |
| PING CAPITAL MANAGEMENT, INC. | 102,000 | 102,000 | 0 | 0.21 | 0.23 | +0.02 | hold |
| NATIONAL BANK OF CANADA /FI/ | 106,053 | 99,446 | -6,607 | 0.00 | 0.00 | +0.00 | sell |
| FNY Investment Advisers, LLC | 0 | 99,158 | +99,158 | 0.00 | 0.16 | +0.16 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 96,068 | 92,340 | -3,728 | 0.00 | 0.00 | +0.00 | sell |
| BROWN ADVISORY INC | 93,656 | 90,656 | -3,000 | 0.00 | 0.00 | +0.00 | sell |
| WINTON GROUP Ltd | 22,540 | 90,461 | +67,921 | 0.00 | 0.02 | +0.01 | buy |
| GROUP ONE TRADING LLC | 14,783 | 89,349 | +74,566 | 0.00 | 0.01 | +0.01 | buy |
| XTX Topco Ltd | 66,059 | 88,086 | +22,027 | 0.01 | 0.01 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 127,868 | 83,597 | -44,271 | 0.00 | 0.00 | +0.00 | sell |
| GF FUND MANAGEMENT CO. LTD. | 0 | 80,000 | +80,000 | 0.00 | 0.01 | +0.01 | buy |
| Banque Cantonale Vaudoise | 31,600 | 77,481 | +45,881 | 0.00 | 0.02 | +0.01 | buy |
| CIBC WORLD MARKET INC. | 128,053 | 69,856 | -58,197 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 59,444 | 63,017 | +3,573 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 196,265 | 62,034 | -134,231 | 0.02 | 0.01 | -0.01 | sell |
| Riverview Capital Advisers, LLC | 60,786 | 60,786 | 0 | 0.06 | 0.10 | +0.04 | hold |
| MIRABELLA FINANCIAL SERVICES LLP | 56,707 | 59,952 | +3,245 | 0.02 | 0.03 | +0.02 | buy |
| Squarepoint Ops LLC | 0 | 59,002 | +59,002 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 54,500 | +54,500 | 0.00 | 0.00 | +0.00 | buy |
| EDGEWOOD MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mutual Advisors, LLC | 48,592 | 48,592 | 0 | 0.00 | 0.01 | +0.00 | hold |
| AMERIPRISE FINANCIAL INC | 47,694 | 46,022 | -1,672 | 0.00 | 0.00 | +0.00 | sell |
| FIRST TRUST ADVISORS LP | 0 | 45,985 | +45,985 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 48,671 | 43,474 | -5,197 | 0.00 | 0.00 | +0.00 | sell |
| BARCLAYS PLC | 79,159 | 40,215 | -38,944 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 40,277 | 38,146 | -2,131 | 0.00 | 0.00 | +0.00 | sell |
| Jain Global LLC | 0 | 36,101 | +36,101 | 0.00 | 0.00 | +0.00 | buy |
| Balboa Wealth Partners | 36,123 | 34,828 | -1,295 | 0.02 | 0.03 | +0.01 | sell |
| Old West Investment Management, LLC | 0 | 33,089 | +33,089 | 0.00 | 0.03 | +0.03 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 31,977 | +31,977 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 31,719 | 31,117 | -602 | 0.00 | 0.00 | +0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 39,000 | 28,883 | -10,117 | 0.00 | 0.00 | +0.00 | sell |
| Sterling Investment Counsel, LLC | 27,476 | 28,197 | +721 | 0.03 | 0.05 | +0.02 | buy |
| INGALLS & SNYDER LLC | 25,200 | 25,200 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Cambria Investment Management, L.P. | 0 | 24,766 | +24,766 | 0.00 | 0.01 | +0.01 | buy |
| Empowered Funds, LLC | 0 | 24,766 | +24,766 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 32,008 | 24,620 | -7,388 | 0.00 | 0.00 | +0.00 | sell |
| Quotient Wealth Partners, LLC | 23,500 | 23,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 19,740 | 22,762 | +3,022 | 0.00 | 0.00 | +0.00 | buy |
| D.A. DAVIDSON & CO. | 22,550 | 22,550 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Koss-Olinger Consulting, LLC | 32,798 | 20,999 | -11,799 | 0.01 | 0.01 | +0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 25,813 | 20,263 | -5,550 | 0.00 | 0.00 | +0.00 | sell |
| Black Maple Capital Management LP | 30,191 | 20,191 | -10,000 | 0.07 | 0.08 | +0.01 | sell |
| HSBC HOLDINGS PLC | 0 | 19,040 | +19,040 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 18,357 | 18,338 | -19 | 0.00 | 0.00 | +0.00 | sell |
| Verition Fund Management LLC | 14,954 | 17,178 | +2,224 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 17,137 | 17,137 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RAYMOND JAMES FINANCIAL INC | 20,612 | 16,829 | -3,783 | 0.00 | 0.00 | +0.00 | sell |
| Cetera Investment Advisers | 21,371 | 16,593 | -4,778 | 0.00 | 0.00 | +0.00 | sell |
| FIFTH THIRD BANCORP | 4,000 | 14,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Advisors, LLC | 13,638 | 13,638 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Vanguard Personalized Indexing Management, LLC | 12,968 | 13,204 | +236 | 0.00 | 0.00 | +0.00 | buy |
| Banco Santander, S.A. | 47,356 | 11,628 | -35,728 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 10,503 | 11,388 | +885 | 0.00 | 0.00 | +0.00 | buy |
| Legacy Capital Wealth Partners, LLC | 11,279 | 11,279 | 0 | 0.01 | 0.01 | +0.01 | hold |
| Lido Advisors, LLC | 10,583 | 10,583 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 11,388 | 7,836 | -3,552 | 0.00 | 0.00 | -0.00 | sell |
| TD Waterhouse Canada Inc. | 1,095 | 6,995 | +5,900 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 5,584 | 5,584 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AdvisorNet Financial, Inc | 4,652 | 4,652 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SBI Securities Co., Ltd. | 3,674 | 3,788 | +114 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 3,430 | 3,430 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tower Research Capital LLC (TRC) | 11,583 | 3,271 | -8,312 | 0.00 | 0.00 | -0.00 | sell |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | 0 | 3,166 | +3,166 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 2,970 | 2,970 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Arax Advisory Partners | 2,150 | 2,150 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MAI Capital Management | 1,875 | 1,875 | 0 | 0.00 | 0.00 | +0.00 | hold |
| McIlrath & Eck, LLC | 1,834 | 1,834 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OPTIMA CAPITAL LLC | 0 | 1,705 | +1,705 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 1,107 | 1,107 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Newbridge Financial Services Group, Inc. | 1,029 | 1,029 | 0 | 0.00 | 0.00 | +0.00 | hold |
| VSM Wealth Advisory, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |