| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 2,008,800 | +2,008,800 | 0.00 | 0.03 | +0.03 | buy |
| MILLENNIUM MANAGEMENT LLC | 406,728 | 2,200,722 | +1,793,994 | 0.00 | 0.01 | +0.01 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 971,950 | +971,950 | 0.00 | 0.01 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 9,594,157 | 10,251,244 | +657,087 | 0.03 | 0.05 | +0.02 | buy |
| JPMORGAN CHASE & CO | 27,728 | 611,594 | +583,866 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 0 | 459,929 | +459,929 | 0.00 | 0.01 | +0.01 | buy |
| MORGAN STANLEY | 658,792 | 1,059,980 | +401,188 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 653,657 | 1,036,354 | +382,697 | 0.00 | 0.00 | +0.00 | buy |
| SELDON CAPITAL LP | 1,819,689 | 2,148,931 | +329,242 | 2.14 | 4.15 | +2.02 | buy |
| TWO SIGMA INVESTMENTS, LP | 194,529 | 497,604 | +303,075 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 243,644 | +243,644 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 409,000 | 611,500 | +202,500 | 0.00 | 0.00 | +0.00 | buy |
| M&G Plc | 1,249,261 | 1,401,219 | +151,958 | 0.02 | 0.04 | +0.02 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 262,097 | 400,576 | +138,479 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 133,841 | +133,841 | 0.00 | 0.01 | +0.01 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 118,000 | +118,000 | 0.00 | 0.00 | +0.00 | buy |
| Massar Capital Management, LP | 0 | 110,443 | +110,443 | 0.00 | 0.12 | +0.12 | buy |
| FNY Investment Advisers, LLC | 0 | 99,158 | +99,158 | 0.00 | 0.16 | +0.16 | buy |
| BANK OF AMERICA CORP /DE/ | 370,516 | 460,679 | +90,163 | 0.00 | 0.00 | +0.00 | buy |
| GF FUND MANAGEMENT CO. LTD. | 0 | 80,000 | +80,000 | 0.00 | 0.01 | +0.01 | buy |
| GROUP ONE TRADING LLC | 14,783 | 89,349 | +74,566 | 0.00 | 0.01 | +0.01 | buy |
| WINTON GROUP Ltd | 22,540 | 90,461 | +67,921 | 0.00 | 0.02 | +0.01 | buy |
| Squarepoint Ops LLC | 0 | 59,002 | +59,002 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 54,500 | +54,500 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 390,814 | 440,959 | +50,145 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 0 | 45,985 | +45,985 | 0.00 | 0.00 | +0.00 | buy |
| Banque Cantonale Vaudoise | 31,600 | 77,481 | +45,881 | 0.00 | 0.02 | +0.01 | buy |
| BlackRock, Inc. | 83,962 | 127,633 | +43,671 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 0 | 36,101 | +36,101 | 0.00 | 0.00 | +0.00 | buy |
| Old West Investment Management, LLC | 0 | 33,089 | +33,089 | 0.00 | 0.03 | +0.03 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 31,977 | +31,977 | 0.00 | 0.00 | +0.00 | buy |
| Cambria Investment Management, L.P. | 0 | 24,766 | +24,766 | 0.00 | 0.01 | +0.01 | buy |
| Empowered Funds, LLC | 0 | 24,766 | +24,766 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 66,059 | 88,086 | +22,027 | 0.01 | 0.01 | +0.00 | buy |
| HSBC HOLDINGS PLC | 0 | 19,040 | +19,040 | 0.00 | 0.00 | +0.00 | buy |
| FIFTH THIRD BANCORP | 4,000 | 14,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 1,095 | 6,995 | +5,900 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 340,043 | 345,598 | +5,555 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 59,444 | 63,017 | +3,573 | 0.00 | 0.00 | +0.00 | buy |
| MIRABELLA FINANCIAL SERVICES LLP | 56,707 | 59,952 | +3,245 | 0.02 | 0.03 | +0.02 | buy |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | 0 | 3,166 | +3,166 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 19,740 | 22,762 | +3,022 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 14,954 | 17,178 | +2,224 | 0.00 | 0.00 | +0.00 | buy |
| OPTIMA CAPITAL LLC | 0 | 1,705 | +1,705 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 10,503 | 11,388 | +885 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Investment Counsel, LLC | 27,476 | 28,197 | +721 | 0.03 | 0.05 | +0.02 | buy |
| CWM, LLC | 0 | 627 | +627 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| SageView Advisory Group, LLC | 0 | 330 | +330 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 12,968 | 13,204 | +236 | 0.00 | 0.00 | +0.00 | buy |
| Bare Financial Services, Inc | 0 | 190 | +190 | 0.00 | 0.00 | +0.00 | buy |
| Caitlin John, LLC | 0 | 190 | +190 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 3,674 | 3,788 | +114 | 0.00 | 0.00 | +0.00 | buy |
| Kohmann Bosshard Financial Services, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Garner Asset Management Corp | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 16 | +16 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 0 | 13 | +13 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 102 | 109 | +7 | 0.00 | 0.00 | +0.00 | buy |
| AGF MANAGEMENT LTD | 0 | 0 | 0 | 0.05 | 0.05 | -0.00 | hold |
| ZAZOVE ASSOCIATES LLC | 0 | 0 | 0 | 0.04 | 0.04 | -0.00 | hold |
| MAI Capital Management | 1,875 | 1,875 | 0 | 0.00 | 0.00 | +0.00 | hold |
| INGALLS & SNYDER LLC | 25,200 | 25,200 | 0 | 0.00 | 0.01 | +0.00 | hold |
| D.A. DAVIDSON & CO. | 22,550 | 22,550 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ADVENT CAPITAL MANAGEMENT /DE/ | 0 | 0 | 0 | 0.13 | 0.12 | -0.00 | hold |
| THOMPSON INVESTMENT MANAGEMENT, INC. | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 0 | 0 | 0 | 0.28 | 0.27 | -0.01 | hold |
| CIBC Private Wealth Group LLC | 2,970 | 2,970 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Weiss Asset Management LP | 0 | 0 | 0 | 0.20 | 0.13 | -0.07 | hold |
| AdvisorNet Financial, Inc | 4,652 | 4,652 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 0 | 0 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Parkside Financial Bank & Trust | 10 | 10 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SIGNATUREFD, LLC | 137 | 137 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 0 | 0 | 0 | 0.48 | 0.48 | -0.00 | hold |
| Artisan Partners Limited Partnership | 0 | 0 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Allworth Financial LP | 3,430 | 3,430 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Arax Advisory Partners | 2,150 | 2,150 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Sunbelt Securities, Inc. | 600 | 600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 5,584 | 5,584 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Man Group plc | 0 | 0 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Lido Advisors, LLC | 10,583 | 10,583 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mutual Advisors, LLC | 48,592 | 48,592 | 0 | 0.00 | 0.01 | +0.00 | hold |
| McIlrath & Eck, LLC | 1,834 | 1,834 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Stratos Wealth Advisors, LLC | 13,638 | 13,638 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Fore Capital, LLC | 0 | 0 | 0 | 3.25 | 3.43 | +0.18 | hold |
| Sound Income Strategies, LLC | 50 | 50 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quaker Wealth Management, LLC | 17 | 17 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Global Retirement Partners, LLC | 1,107 | 1,107 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Truvestments Capital LLC | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| One Fin Capital Management LP | 0 | 0 | 0 | 5.60 | 8.16 | +2.56 | hold |
| DeepCurrents Investment Group LLC | 0 | 0 | 0 | 0.44 | 0.50 | +0.06 | hold |
| Legacy Capital Wealth Partners, LLC | 11,279 | 11,279 | 0 | 0.01 | 0.01 | +0.01 | hold |
| Cedar Mountain Advisors, LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PING CAPITAL MANAGEMENT, INC. | 102,000 | 102,000 | 0 | 0.21 | 0.23 | +0.02 | hold |
| Concord Wealth Partners | 71 | 71 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Helikon Investments Ltd | 0 | 0 | 0 | 0.90 | 0.44 | -0.46 | hold |
| Newbridge Financial Services Group, Inc. | 1,029 | 1,029 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CoreCap Advisors, LLC | 515 | 515 | 0 | 0.00 | 0.00 | +0.00 | hold |
| 1620 INVESTMENT ADVISORS, INC. | 88 | 88 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Missouri Trust & Investment Co | 75 | 75 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Riverview Capital Advisers, LLC | 60,786 | 60,786 | 0 | 0.06 | 0.10 | +0.04 | hold |