| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 1,178,203 | 1,178,203 | 0 | 0.25 | 0.22 | -0.03 | hold |
| AIGH Capital Management LLC | 1,128,497 | 907,217 | -221,280 | 1.57 | 0.95 | -0.63 | sell |
| BANK OF AMERICA CORP /DE/ | 494,698 | 494,698 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VANGUARD GROUP INC | 409,100 | 409,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ADAR1 Capital Management, LLC | 176,627 | 350,450 | +173,823 | 0.09 | 0.10 | +0.02 | buy |
| Stonepine Capital Management, LLC | 292,500 | 211,010 | -81,490 | 0.86 | 0.51 | -0.35 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 27,625 | 84,561 | +56,936 | 0.00 | 0.00 | +0.00 | buy |
| Millington Financial Advisors, LLC | 20,000 | 20,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| SeaCrest Wealth Management, LLC | 0 | 14,000 | +14,000 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 1 | 2,757 | +2,756 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 2,716 | 2,716 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tower Research Capital LLC (TRC) | 1,351 | 1,610 | +259 | 0.00 | 0.00 | +0.00 | buy |
| Activest Wealth Management | 104 | 104 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SBI Securities Co., Ltd. | 101 | 101 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 41 | 41 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NBC SECURITIES, INC. | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Palumbo Wealth Management LLC | 48,541 | 0 | -48,541 | 0.04 | 0.00 | -0.04 | sell |
| JONES FINANCIAL COMPANIES LLLP | 29 | 0 | -29 | 0.00 | 0.00 | -0.00 | sell |