| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Cerity Partners LLC | 0 | 422,732 | +422,732 | 0.00 | 0.00 | +0.00 | buy |
| ADAR1 Capital Management, LLC | 350,450 | 641,988 | +291,538 | 0.10 | 0.17 | +0.06 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 84,561 | 129,781 | +45,220 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 30,261 | +30,261 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 409,100 | 423,981 | +14,881 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 13,774 | +13,774 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Partners, LTD. | 0 | 11,182 | +11,182 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 600 | +600 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,610 | 1,945 | +335 | 0.00 | 0.00 | +0.00 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| Nantahala Capital Management, LLC | 1,178,203 | 1,178,203 | 0 | 0.22 | 0.24 | +0.03 | hold |
| Steward Partners Investment Advisory, LLC | 41 | 41 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AIGH Capital Management LLC | 907,217 | 907,217 | 0 | 0.95 | 0.93 | -0.02 | hold |
| SBI Securities Co., Ltd. | 101 | 101 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Activest Wealth Management | 104 | 104 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF AMERICA CORP /DE/ | 494,698 | 494,698 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NBC SECURITIES, INC. | 2 | 2 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 2,716 | 2,716 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 2,757 | 0 | -2,757 | 0.00 | 0.00 | -0.00 | sell |
| SeaCrest Wealth Management, LLC | 14,000 | 0 | -14,000 | 0.00 | 0.00 | -0.00 | sell |
| Millington Financial Advisors, LLC | 20,000 | 0 | -20,000 | 0.03 | 0.00 | -0.03 | sell |
| Stonepine Capital Management, LLC | 211,010 | 0 | -211,010 | 0.51 | 0.00 | -0.51 | sell |