| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 1,533,697 | 1,018,417 | -515,280 | 1.47 | 1.12 | -0.34 | sell |
| Tortoise Investment Management, LLC | 821,310 | 1,007,470 | +186,160 | 1.52 | 1.65 | +0.13 | buy |
| Karpus Management, Inc. | 1,076,067 | 1,005,602 | -70,465 | 0.45 | 0.39 | -0.05 | sell |
| MORGAN STANLEY | 543,553 | 542,478 | -1,075 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 515,115 | 512,053 | -3,062 | 0.34 | 0.33 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 451,749 | 444,074 | -7,675 | 0.05 | 0.04 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 394,268 | 388,101 | -6,167 | 0.31 | 0.28 | -0.03 | sell |
| UBS Group AG | 222,328 | 218,778 | -3,550 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 147,376 | 190,985 | +43,609 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 168,541 | 170,737 | +2,196 | 0.00 | 0.00 | -0.00 | buy |
| VAN ECK ASSOCIATES CORP | 131,853 | 115,446 | -16,407 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 47,011 | 102,953 | +55,942 | 0.00 | 0.01 | +0.00 | buy |
| AHL INVESTMENT MANAGEMENT, INC. | 16,301 | 93,916 | +77,615 | 0.18 | 0.97 | +0.79 | buy |
| LPL Financial LLC | 84,476 | 81,474 | -3,002 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 56,793 | 56,975 | +182 | 0.00 | 0.00 | -0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 47,113 | 44,701 | -2,412 | 0.06 | 0.05 | -0.00 | sell |
| Kestra Advisory Services, LLC | 44,292 | 44,318 | +26 | 0.00 | 0.00 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 38,514 | 38,724 | +210 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 31,193 | 38,553 | +7,360 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 30,138 | 35,234 | +5,096 | 0.01 | 0.01 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 34,960 | 34,965 | +5 | 0.45 | 0.34 | -0.11 | buy |
| Palumbo Wealth Management LLC | 31,562 | 31,562 | 0 | 0.22 | 0.19 | -0.03 | hold |
| ROYAL BANK OF CANADA | 12,595 | 31,184 | +18,589 | 0.00 | 0.00 | +0.00 | buy |
| Koshinski Asset Management, Inc. | 46,247 | 30,652 | -15,595 | 0.10 | 0.04 | -0.05 | sell |
| Realta Investment Advisors | 24,887 | 24,890 | +3 | 0.08 | 0.07 | -0.01 | buy |
| Atria Wealth Solutions, Inc. | 23,960 | 23,960 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Breakwater Capital Group | 10,867 | 23,513 | +12,646 | 0.04 | 0.08 | +0.04 | buy |
| Tyche Wealth Partners LLC | 21,800 | 21,800 | 0 | 0.07 | 0.07 | +0.00 | hold |
| NOMURA HOLDINGS INC | 18,617 | 21,563 | +2,946 | 0.00 | 0.00 | +0.00 | buy |
| ACCESS FINANCIAL SERVICES, INC. | 19,010 | 19,010 | 0 | 0.13 | 0.11 | -0.02 | hold |
| Ackerman Capital Advisors, LLC | 36,502 | 16,645 | -19,857 | 0.14 | 0.06 | -0.08 | sell |
| STEPHENS INC /AR/ | 14,500 | 14,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hilltop Holdings Inc. | 11,569 | 11,733 | +164 | 0.02 | 0.02 | -0.00 | buy |
| Ancora Advisors LLC | 10,993 | 10,993 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CULLEN/FROST BANKERS, INC. | 7,193 | 7,193 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clean Yield Group | 6,428 | 6,428 | 0 | 0.04 | 0.03 | -0.00 | hold |
| NewEdge Advisors, LLC | 6,275 | 6,313 | +38 | 0.00 | 0.00 | -0.00 | buy |
| COMERICA BANK | 6,117 | 5,497 | -620 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 5,663 | 3,568 | -2,095 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 4,506 | 3,167 | -1,339 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 2,639 | 2,639 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 303 | 1,000 | +697 | 0.00 | 0.00 | +0.00 | buy |
| First PREMIER Bank | 650 | 650 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Salomon & Ludwin, LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Weiss Asset Management LP | 12,023 | 0 | -12,023 | 0.01 | 0.00 | -0.01 | sell |
| HighTower Advisors, LLC | 12,317 | 0 | -12,317 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 9,428 | 0 | -9,428 | 0.04 | 0.00 | -0.04 | sell |
| LM Advisors LLC | 3,550 | 0 | -3,550 | 0.01 | 0.00 | -0.01 | sell |
| AMERIPRISE FINANCIAL INC | 16,971 | 0 | -16,971 | 0.00 | 0.00 | -0.00 | sell |