Stock Transactions — NUVEEN AMT-FREE MUN VALUE FD

Total Bought
420,213
30 transactions
Total Sold
540,858
22 transactions
Net
-120,645
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Smartleaf Asset Management LLC0124,051+124,0510.000.15+0.15buy
Hennion & Walsh Asset Management, Inc.289,435369,763+80,3280.180.20+0.03buy
Thomas J. Herzfeld Advisors, Inc.051,476+51,4760.000.25+0.25buy
Breakwater Capital Group18,12951,557+33,4280.040.11+0.07buy
JONES FINANCIAL COMPANIES LLLP64,48685,826+21,3400.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS201,488222,471+20,9830.010.01-0.00buy
Janney Montgomery Scott LLC019,159+19,1590.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC288,148304,383+16,2350.000.00-0.00buy
AMERIPRISE FINANCIAL INC012,000+12,0000.000.00+0.00buy
Realta Investment Advisors11,40823,015+11,6070.070.12+0.05buy
NOMURA HOLDINGS INC010,000+10,0000.000.00+0.00buy
AHL INVESTMENT MANAGEMENT, INC.85,20492,094+6,8900.810.84+0.03buy
STEPHENS INC /AR/14,38016,880+2,5000.000.00+0.00buy
ACCESS FINANCIAL SERVICES, INC.42,76045,190+2,4300.240.23-0.00buy
WELLS FARGO & COMPANY/MN75,42377,409+1,9860.000.00-0.00buy
Ancora Advisors LLC10,99312,693+1,7000.000.00+0.00buy
Kestra Advisory Services, LLC44,56645,659+1,0930.000.00+0.00buy
VAN ECK ASSOCIATES CORP108,108108,803+6950.000.00-0.00buy
FIFTH THIRD BANCORP0610+6100.000.00+0.00buy
Hilltop Holdings Inc.12,64213,223+5810.010.01+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC26,12026,553+4330.000.00-0.00buy
ROYAL BANK OF CANADA36,75737,017+2600.000.00-0.00buy
OSAIC HOLDINGS, INC.12,21712,397+1800.000.00-0.00buy
FNY Investment Advisers, LLC0100+1000.000.00+0.00buy
NewEdge Advisors, LLC6,5646,634+700.000.00-0.00buy
Steward Partners Investment Advisory, LLC3,4563,480+240.000.00-0.00buy
Wealth Management Associates, Inc.10,82710,847+200.060.06-0.01buy
Koshinski Asset Management, Inc.40,81140,828+170.050.04-0.01buy
MELFA WEALTH MANAGEMENT, INC.32,89832,908+100.310.28-0.02buy
Addison Advisors LLC07+70.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,3314,33100.000.00-0.00hold
Clean Yield Group6,4286,42800.030.03-0.00hold
Dynamic Advisor Solutions LLC40,77240,77200.020.02-0.00hold
Salomon & Ludwin, LLC1100.000.00-0.00hold
Farther Finance Advisors, LLC96796700.000.00-0.00hold
Tyche Wealth Partners LLC21,80021,80000.060.06-0.00hold
Transce3nd, LLC23423400.000.00-0.00hold
Fairscale Capital, LLC9,2709,27000.120.09-0.02hold
Creekside Partners20,00020,00000.140.13-0.01hold
Hickory Point Bank & Trust27,30027,30000.330.30-0.03hold
Uniting Wealth Partners, LLC29,79929,79900.210.16-0.05hold
COMERICA BANK5,5185,510-80.000.00-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC1150-1150.000.00-0.00sell
WPG Advisers, LLC22388-1350.000.00-0.00sell
Fourth Dimension Wealth, LLC1590-1590.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.37,64937,483-1660.000.00-0.00sell
CIBC Private Wealth Group LLC2180-2180.000.00-0.00sell
Geneos Wealth Management Inc.1,6981,063-6350.000.00-0.00sell
SFI Advisors, LLC32,24131,419-8220.330.30-0.03sell
Ackerman Capital Advisors, LLC27,71023,118-4,5920.100.07-0.03sell
CULLEN/FROST BANKERS, INC.7,1930-7,1930.000.00-0.00sell
Williams & Novak, LLC10,5000-10,5000.140.00-0.14sell
LPL Financial LLC175,565164,301-11,2640.000.00-0.00sell
HighTower Advisors, LLC22,1610-22,1610.000.00-0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC452,238429,247-22,9910.330.32-0.00sell
Bank of New York Mellon Corp52,46129,468-22,9930.000.00-0.00sell
1607 Capital Partners, LLC1,303,1381,278,060-25,0781.441.42-0.03sell
GUGGENHEIM CAPITAL LLC328,668296,921-31,7470.040.03-0.01sell
BANK OF AMERICA CORP /DE/195,568160,942-34,6260.000.00-0.00sell
UBS Group AG228,283171,196-57,0870.000.00-0.00sell
MORGAN STANLEY760,230703,092-57,1380.000.00-0.00sell
Pathstone Holdings, LLC110,8440-110,8440.010.00-0.01sell
Tortoise Investment Management, LLC936,607816,221-120,3861.341.07-0.28sell
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