| TORONTO DOMINION BANK | 4,000,000 | 6,805,000 | +2,805,000 | 0.01 | 0.01 | +0.01 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 80,000 | +80,000 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OSTERWEIS CAPITAL MANAGEMENT INC | 0 | 0 | 0 | 0.00 | 0.53 | +0.53 | hold |
| D. E. Shaw & Co., Inc. | 0 | 0 | 0 | 0.06 | 0.06 | +0.00 | hold |
| STEELHEAD PARTNERS LLC | 0 | 0 | 0 | 2.22 | 2.58 | +0.35 | hold |
| AVIVA PLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 0 | 0 | 0 | 0.00 | 0.75 | +0.75 | hold |
| MILLENNIUM MANAGEMENT LLC | 0 | 0 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Context Capital Management, LLC | 0 | 0 | 0 | 0.04 | 0.06 | +0.02 | hold |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 9,000,000 | 9,000,000 | 0 | 1.14 | 1.09 | -0.05 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 0 | 0 | 0.55 | 0.37 | -0.18 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bank of New York Mellon Corp | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kohlberg Kravis Roberts & Co. L.P. | 0 | 0 | 0 | 0.04 | 0.07 | +0.04 | hold |
| CAPSTONE INVESTMENT ADVISORS, LLC | 0 | 0 | 0 | 0.30 | 0.16 | -0.14 | hold |
| Verition Fund Management LLC | 0 | 0 | 0 | 0.18 | 0.12 | -0.06 | hold |
| Chicago Capital Management, LLC | 0 | 0 | 0 | 0.63 | 0.59 | -0.04 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 0 | 0 | 0 | 0.42 | 0.35 | -0.08 | hold |
| Man Group plc | 0 | 0 | 0 | 0.08 | 0.06 | -0.03 | hold |
| Russell Investments Group, Ltd. | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Aequim Alternative Investments LP | 0 | 0 | 0 | 1.40 | 1.30 | -0.10 | hold |
| Opti Capital Management, LP | 0 | 0 | 0 | 2.11 | 1.64 | -0.47 | hold |
| DeepCurrents Investment Group LLC | 0 | 0 | 0 | 0.28 | 0.30 | +0.02 | hold |
| READYSTATE ASSET MANAGEMENT LP | 0 | 0 | 0 | 1.58 | 1.29 | -0.29 | hold |
| Virtus Investment Advisers, LLC | 0 | 0 | 0 | 0.03 | 0.03 | +0.00 | hold |
| JPMORGAN CHASE & CO | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BlackRock, Inc. | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BANK OF AMERICA CORP /DE/ | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMERICAN CENTURY COMPANIES INC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CITIGROUP INC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CAMDEN ASSET MANAGEMENT L P /CA | 0 | 0 | 0 | 0.23 | 0.23 | +0.00 | hold |
| STATE STREET CORP | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ONTARIO TEACHERS PENSION PLAN BOARD | 0 | 0 | 0 | 0.03 | 0.04 | +0.01 | hold |
| OAKTREE CAPITAL MANAGEMENT LP | 0 | 0 | 0 | 0.07 | 0.06 | -0.00 | hold |